CA2500912C

CA2500912C - System and method for expediting and automating mainframe computer setup

Info

Publication number: CA2500912C
Application number: CA2500912A
Authority: CA
Inventors: Thomas Amodio; Michael Wojtukiewicz; Robert Malitz
Original assignee: Infinity Systems Software Inc
Current assignee: Infinity Systems Software Inc
Priority date: 2002-10-02
Filing date: 2003-09-04
Publication date: 2012-08-21
Anticipated expiration: 2023-09-04
Also published as: WO2004031890A9; AU2003268506A8; EP1552386A4; AU2003268506A1; CA2500912A1; US7194737B2; EP1552386A2; WO2004031890A3; WO2004031890A2; US20050268295A1; US8042107B2; US20040068722A1

Abstract

The present invention preferably automates mainframe computer operating system upgrades by automatically installing a base operating system on the mainframe system, performing information-gathering of an existing mainframe computer system, using the information to recreate the environment settings of the existing system, and providing a series of directives typically required of a skilled mainframe computer systems programmer for an IPL. By preparing a mainframe computer system to automatically perform an IPL, and, thereafter, automating a series of configuration process to install optional products, the present invention decreases the amount of time and operator skill-level requirements for prior art mainframe computer operating system upgrades.

Description

SYSTEM AND METHOD FOR EXPEDITING AND
AUTOMATING MAINFRAME COMPUTER SETUP
FIELD OF THE INVENTION

[00011 This invention is directed to installing an operating system on an information processor, and more particularly to using a personal computer to perform a remote and automated upgrade of a mainframe computer operating system.

BACKGROUND OF THE INVENTION

[0002] As large-scale, mainframe computer systems continue to evolve, many existing computing platforms are continuously supported, and on-line access to legacy data is available. For example, the International Business Machines ("IBM") System 390 running IBM the OS/390 operating system with WEBSPHERE MQTM
middleware applications supports dozens of computing platforms across extended enterprise systems. By operating a series of products, including, for example, MQ
INTEGRATOT "supporting CICS integration with extended systems), MQ SERIES
EVERYPLACE (supporting personal digital assistant, "PDA," applications), MQ
EVENT BROKER (providing telemetry integration) and MQ WORKFLOW TM
(providing support for AI)~TMHP-UX Solaris, and WINDOWS N IWNNDOWS
2000), mainframe computer systems remain a viable and cost-effective data management tool for many organizations.

[00031 While access to data on mainframe computer systems has become significantly more flexible, the installation and maintenance of mainframe computer system operating systems remains an arduous task. Installing and configuring a mainframe computer system depends, in large part, on the operator's technical skill level. For example, in order to set up or upgrade a mainframe computer system, referred to herein, generally, as an initial program load ("IPL"), a skilled mainframe computer systems programmer is required. Unlike personal computers that automatically "boot-up" after receiving power (i.e., being turned on), a mainframe IPL is considerably complex and time-consuming. For example, one or more skilled technicians typically expend three to four days to upgrade a mainframe computer operating system and prepare the system for an IPL.

[0004] Referring to the drawing figures in which like reference designators refer to like elements, there is shown in Figure 1 a prior art arrangement for upgrading an operating system of a mainframe computer. As shown in Figure 1, a mainframe computer system 2 communicates with a client system 4. Client computer system can be any device capable of emulating a terminal of mainframe computer system 2.
For example, client computer system 4 can be a personal computer running 3270 terminal emulation software. Alternatively, client computer system 4 can be a "dumb" terminal that operates solely as a terminal of mainframe computer system 2.
In the prior art, a user of client computer system 4 is a skilled mainframe computer systems programmer who is capable of performing complex upgrades to the mainframe computer operating system and environment.

[0005] As smaller-scaled computer systems, for example, personal computers, desktops server computers, and mid-ranged computer systems (e.g., IBM AS-400) become more prevalent in the marketplace, system programmers who are capable of installing, configuring and maintaining mainframe computer systems are in great demand.

[0006] Moreover, the average age of mainframe computer system programmers and/or managers continues to rise as younger systems programmers remain attracted to small-scale computing platforms, such as personal computers and mini computers.
The average age of skilled mainframe system programmers, capable of installing, configuring and maintaining mainframe computer systems rises with each passing year, As mainframe computer system programmers continue to age, they find it increasingly difficult to efficiently install new technologies, for example, the family of WEBSPHERE MQ products, and mainframe storage and security based systems (e.g., TIVIOLIY. The integration of old with new technology presents problems for an aging group of mainframe computer systems programmers who typically prefer to work with familiar technologies. The ability to complete mainframe operating system upgrades, combined with complex optional product installations on schedule and on budget becomes increasingly problematic over time.

SUMMARY OF THE INVENTION

[00071 The present invention is directed to solving the above-identified problems associated with mainframe computer system set-up and maintenance, specifically for operating systems.

[00081 The present invention provides a system for upgrading an operating system on a mainframe computer system, including generating a base operating system that comprises a series of mainframe computer operating system components, and transferring the base operating system to a mainframe computer system.

[0009] Moreover, the present invention performs "discovery" on the mainframe computer system in order to receive profile information of the configuration of the mainframe computer system. The profile information is directed to hardware and software components existing on the mainframe computer system prior to an operating system upgrade, and is used by the present invention to ensure a similar environment exists after the upgrade to the mainframe computer operating system is performed.

[00101 After the base operating system is installed on the mainframe computer system 2, and the environment of the mainframe computer system is configured to represent the mainframe computer system prior to the upgrade process, the mainframe computer system has an IPL performed thereon. After the mainframe computer system is IPL'd, then the mainframe computer system is customized to provide for, for example, external hardware devices (e.g., network adapters, tape drives and back up systems), remote communications (e.g., DNS and TCP/IP
settings), and to configure partitioned data sets and corresponding members.
BRIEF DESCRIPTION OF THE DRAWINGS

[0011] For the purposes of illustrating the invention, there is shown in the drawings a form which is personally preferred, it being understood, however, that the invention is not limited to the precise arrangements and instrumentalities shown.
The features and advantages of the present invention will become apparent from the following description of the invention which refers to the accompanying drawings, in which:

[0012] Figure 1 is a block diagram illustrating devices used for a prior art mainframe computer operating system upgrade;

[0013] Figure 2 is a block diagram illustrating the devices associated with a mainframe computer operating system upgrade in accordance with the present invention;

[0014] Figure 3 is a flowchart illustrating the steps associated with so-called "discovery" processes in accordance with the present invention;

[0015] Figure 4A is a flowchart illustrating the steps associated with installing a base operating system on a mainframe computer system in accordance with the present invention;

[0016] Figure 4B is a flowchart illustrating the continued steps associated with installing a base operating system on a mainframe computer system in accordance with the present invention;

[0017] Figure 4C is a flowchart illustrating the continued steps associated with installing a base operating system on a mainframe computer system in accordance with the present invention;

[0018] Figure 4D is a flowchart illustrating the final steps associated with installing a base operating system on a mainframe computer system in accordance with the present invention;

[0019] Figure 5A is a flowchart illustrating the steps associated with customizing an upgraded operating system for a mainframe computer system in accordance with the present invention;

[0020] Figure 5B is a flowchart illustrating the continued steps associated with customizing an upgraded operating system for a mainframe computer system in accordance with the present invention; and [0021] Figure 5C is a flowchart illustrating the final steps associated with customizing an upgraded operating system for a mainframe computer system in accordance with the present invention.

DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS OF THE
INVENTION

[0022] The present invention simplifies the requirement for user intervention, and dramatically shortens the time typically required to upgrade, configure and maintain an operating system for a mainframe computer system 2. The present invention employs a plurality of computer hardware and software systems that preferably automatically gather information from an existing mainframe computer system, and use the information for upgrading and maintaining the same or another system.

[00231 As used herein, the term, "upgrade" refers, generally, to installing a mainframe computer operating system, and using, in part, environment settings and other configuration settings from an existing system therefor. The mainframe computer system receiving the upgrade may or may not be the same computer system that provides the environment and configuration settings used for the upgrade, [00241 The present invention is concerned with mainframe computer systems.
More particularly, the present invention is directed to providing an automated system and method for automating and simplifying the many complex steps associated with upgrading an operating system on a mainframe computer system. Secondarily, and separate from the present invention's primary concern with upgrading an operating system on a mainframe computer system, the present invention can be used to install extremely complex mainframe software applications, for example, WEBSPHERE
MQ products. As used herein, references to WEBSPHERE MQ products, TNOLfM
TM
DB2 and other mainframe software applications and/or products are directed to the secondary concern of the present invention, over the primary concern of upgrading an operating system on a mainframe computer system. Such references are not intended to represent a primary purpose or primary concern of the present invention in any way.

100251 The present invention preferably automates the mainframe computer operating system upgrade process by automatically employing a series of directives typically required of a skilled mainframe computer systems programmer. By preparing a mainframe computer system 2 to automatically perform an 1PL, and, thereafter, automating a series of processes to configure the operating system, and further to install optional products, the present invention decreases the amount of time required, and also lowers the required operator skill-level for prior art mainframe computer system operating system upgrades.

[0026] Figure 2 shows an example arrangement for upgrading mainframe computer operating systems in accordance with the present invention, and designated generally as mainframe upgrade system 10. As shown in Figure 2, a mainframe computer system 2 interfaces with a client computer system 4 via a CD-ROM
drive 6 and communication network 8. The client computer system 4 includes storage for data, for example, a database 12, and uses the data stored therein to provide information directed to the mainframe computer system 2 for the operating system upgrade, installation and maintenance.

[0027] Mainframe computer system 2 and client computer system 4 are typical devices suitable for performing the functions required of host and client systems, respectively. For example, each client computer system 4 is a personal computer device capable of accessing a global computer network 8, such as the Internet.
Mainframe computer system 2 is a mainframe computer system, for example, an IBM System 90. Also, each mainframe computer system 2 and client computer system 4 can be logically and physically located anywhere in the world. The control programs running on mainframe computer system 2 and on client computer system can be written in any language suitable for programming, such as Assembler, C, C++, VisualBasic and Java.

[0028] In order to reduce the amount of time required to install, configure and maintain a mainframe computer system 2 with an operating system, for example, OS/390 from IBM, a user of client computer system 4 operates special software control programs that gather information directed to specific components desired by the user to be installed on the mainframe computer system 2. The information is used by the present invention during the automated upgrade processes described herein. After the information gathering processes are complete, a series of processes are invoked in order to perform the mainframe computer operating system upgrade.

[0029] In a preferred embodiment, the present invention provides an interface for a client computer system 4 and an existing mainframe computer system 2. The present invention preferably queries the existing mainframe computer system 2 for a plurality of parameters that are directed to the way the mainframe computer system 2 is configured. For example, the number of volumes and partitions installed on the mainframe computer system 2 is preferably retrieved and stored in a database for use during the upgrade. The information gathering component of the present invention uses the information to mimic the existing mainframe computer system 2 environment, and, further, to configure the mainframe computer system 2 that is receiving the upgrade for optimal performance.

[0030] After information directed to the mainframe computer system 2 is retrieved, a series of system files are preferably created. The system files are formatted as one or more sequential files, and, further, are compressed into one or more smaller-sized files. The compressed file(s) are stored on a removable media, for example, a CD-ROM, for future use during the upgrade process. After receiving and decompressing the system files stored on the CD-ROM, the client computer system 4 interprets the files and invokes processes which use the information therein to upgrade the operating system for the mainframe computer system 2.

[0031] In a preferred embodiment of the present invention, a base operating system 2 is provided for the mainframe computer system 2 that comprises many components required of an upgraded mainframe computer operating system. The base operating system requires many installation steps, however, preferably provided automatically by the present invention, to combine and customize the components comprising the base operating system in order for a successful IPL to be performed.
Absent the steps and processes described herein, a skilled mainframe computer systems programmer is required to enable a mainframe computer system 2, using just the base operating system, to successfully IPL the mainframe computer system 2.
The skilled systems programmer is required to combine processes included in the base operating system and, moreover, to provide complex details directed to the mainframe computer system 2 to perform an IPL.

[0032] In a preferred embodiment of the present invention, a series of application processes, for example, batch files, are sequentially executed on the mainframe computer system 2 that operate on the base operating system. After each batch file is executed, the present invention evaluates output condition codes of each job to verify its successful execution. In the event that an error is detected by the client computer system 4, then, in accordance with checkpoints established via the present invention, the specific batch job is repeated in order to continue with the upgrade process.
Alternatively, and preferably in response to a user-supplied directive, the upgrade process is halted.

[0033] After the batch files have been successfully executed, then the first initial program load ("LPL") of the system is performed, and the present invention prompts the user of the client computer system 4 for a series of additional criteria directed to components to be installed on the mainframe computer system 2. After the information is received by the present invention, then additional installation measures, described in detail below, are performed and a second IPL is preferably done in order to complete the upgrade. Thereafter, the user is able to access the mainframe computer system 4 and enjoy the many benefits of the operating system upgrade.

[0034] In addition to upgrading the operating system on the mainframe computer system 2, the present invention secondarily provides a system and method for adding specific products to the mainframe computer system 2, for example, WEBSPHERE
MQ products, easily and quickly.

[0035] Also in accordance with the present invention, a server system, for example, a hypertext transfer protocol ("HTTP") server running on the mainframe computer system 2, enables remote access to and use of the information stored in the database 12. After a client computer system 4 establishes a communication session, for example a HTTP session, with the HTTP server, the system files directed to the mainframe computer system 4 are preferably transmitted to the client computer system 4. In a preferred embodiment, the client computer system 4 connects remotely to the server system via a HTTP session, and performs functions directed to the upgrade over the HTTP session.

[0036] Details regarding the steps associated with performing an upgrade in accordance with the present invention are now described with reference to the flowcharts in Figures 3-5C.

[00371 Referring to the flowchart shown in Figure 3, in step 5100, the mainframe upgrade system 10 is preferably invoked to discover information directed to a current configuration of the mainframe computer system 2. In step S102, information stored in a RACF database is retrieved for review. In step S104, information directed to the system's IPL is preferably retrieved. In step S 106, a plurality of parameters stored in the mainframe computer system 2 PARMLIB are parsed and stored for future use.
In step S 108, the mainframe computer system's 2 Symbol table is retrieved. In step S 110, UCB and EDT tables are retrieved. In step S 112, the mainframe computer system 2 SYSRES volume information is retrieved. In step 5114, the TCP/IP
profile and protocol data of the mainframe computer system 2 are parsed and stored for future use. In step S 116, hardware information directed to the mainframe computer system 2 is retrieved. In step S 118, VTAM members are parsed and stored for future use. In step 5120, information directed to all catalogs installed on the mainframe computer system 2 is retrieved. In step S122, the MVS Global Zone on the mainframe computer system 2 is located.

[00381 Continuing with the flow chart in Fig. 3, in step 5124, information directed to Page Data Sets on the mainframe computer system 2 is retrieved and TM
stored for future use. In step S126, UNIX environment information is retrieved. In step S 128, Linklist information is retrieved. In step S 130, SMS ACS
information is retrieved from the mainframe computer system 2 and stored for future use. In step S132, APF information is retrieved. In step S 134, all SMP global zones are located.
In step S 136, LPA list information is retrieved from the mainframe computer system 2. In step S 138, system preferably locates all products in SMP-E zone locations.
Finally, in step 5140, the Symbol table is again retrieved. In accordance with the steps described (step S 100 through step S 140), the data directed to the above-identified particulars are stored in a discovery database and used to quickly and efficiently configure the environment for the mainframe computer system 2 receiving the upgraded operating system.

[0039] Figures 4(a)-4(d) illustrate the steps associated with an upgrade of an operating system mainframe computer system 2 with an operating system, for example, OS/390 or z/OS in accordance with the present invention. The information stored in the discover database, including the data retrieved during steps S

(Fig. 3), is referenced and used during the installation process described in Figures 4(a) -4(d).

[0040] In step S200, a user operating the client computer system 4 executes an application to implement the steps associated with the operating system upgrade.
The application is preferably scaled to run on a desktop PC, and includes instructions to carry out operating system installation processes on mainframe computer system 2.

[0041] In step S202, a connection is established between the client computer system 4 and the mainframe computer system 2, for example, by selecting an object, such as a windows icon which invokes software control programs to create the connection. In step S204, the mainframe upgrade system 10 receives information from the user of client computer system 4, for example, user ID, password and IP
address defined for a File Transfer Protocol ("FTP") server installed on the mainframe computer system 2, and requests a FTP communication session with the FTP server, for example, by providing the IP address of the FTP server, and the user ID and password information.

[0042] In step S206, a determination is made whether a FTP server on a mainframe computer system 2 responds to the session request from the client computer system 4. In the event the mainframe computer system 2 does not have an FTP server installed thereon, or the client computer system 4 cannot establish a connection with the FTP server located on the mainframe computer system 2, then the process ends in step S208. In the event that, in step S206, the FTP server on mainframe computer system 2 successfully responds to the client computer system 4 request for a communication session, then, in step S210, mainframe upgrade system preferably generates and maintains information required to authenticate a user on mainframe computer system 2.

[0043] In a preferred embodiment of the present invention, the mainframe upgrade system 10 interacts with other installation and operating system maintenance applications that are inherent to the particular operating system being installed. For example, the mainframe upgrade system 10 preferably interacts with SMP-E, an IBM tool for installing and maintaining software in OS/390 or z/OS
mainframe computer systems. In step S210, the mainframe upgrade system 10 preferably generates a job card that provides information for SMP-E to implement the setup and installation of the operating on mainframe computer system 2.
After the job card is generated, or, if necessary, modified, then the client computer system 4 transmits the generated job card to the mainframe computer system 2.

[0044] Continuing with the flow chart in Figure 4A, in step S212, the present invention prepares the user for proper authorization in order to install and maintain the operating system on mainframe computer system 2. In a preferred embodiment, the mainframe upgrade system 10 fixes a user ID for proper SECURITY
authentication. In the event that an error occurs during the authentication process, then, in step S214, the process terminates.

[0045] After the mainframe computer system 2 has provided proper authentication and authorization for the user operating the client computer system 4, then, in step S216, the mainframe upgrade system 10 preferably uploads a utility load library into the mainframe computer system 2. The mainframe computer system 2, in step 5218, receives the utility load library and installs it into a predefined location on mainframe computer system 2, for example, SYS
1.LINKLIB.
After the mainframe computer system 2 installs the utility load library in step S218, then an evaluation is made whether the mainframe computer system 2 possesses the required settings to continue with the installation process (step S220). In the event the required settings for continuing the installation do not exist, then in step S222, the process terminates. In a preferred embodiment of the present invention, a screen display is automatically presented to the user that identifies setting(s) that require correction or adjustment. In the event that, in step S220, the present invention determines that required settings to continue with installation are present, then three work files are preferably allocated (step S224). Preferably, the three work files are needed to be used for the compressed files, the uncompressed files and the restore files. In the event that an error occurs when allocating the work files in step S224, then, in step S226, the process terminates.

[0046] After the three work files are allocated in step S224, and no errors are encountered during the step of allocation, then a list is preferably generated on the mainframe computer system 2 for the volume serial number ("VOLSER") and also for the upper control blocks ("UCB"). The list of the VOLSER and the UCB's is transmitted, in step S228, to the client computer system 4 and the mainframe upgrade system 10 preferably saves the list in a memory (step S230).

[0047] In step S232, the mainframe upgrade system 10 preferably supplies a new master catalog name, VOLSER and UCB address to the mainframe computer system 2. The mainframe computer system 2 preferably checks for a unique catalog name for the VOLSER and empties the UCB (step S234). In the event that an error occurs during either reception of the new master catalog name, VOLSER, or during the emptying of the UCB addresses, then the process terminates in step S236.

[0048] In step S238, the mainframe upgrade system 10, operating on client computer system 4, supplies generic information directed to a system residence file/disk (SYSRES), VOLSER and UCB to mainframe computer system 2 (step S238). In step S240, the mainframe computer system 2 checks for the VOLSER
uniqueness and corresponding empty UCB's. In the event an error is encountered during the check for VOLSER uniqueness and a corresponding empty UCB, then in step S242, the process terminates. In step S244, the mainframe computer system receives the generic DISTLIB, VOLSER and UCB and again checks for VOLSER
uniqueness and corresponding empty UCB's. In the event an error is encountered during the check for the VOLSER uniqueness and corresponding empty UCB, then the process terminates in step S246. If there are no errors encountered, then, in step S248, the mainframe upgrade system 10 preferably supplies generic distribution libraries (DISTLIB), VOLSER and UCB's to the mainframe computer system 2.
[0049] Figure 4(b) illustrates the continued steps involved in the process of installing operating system on mainframe computer system 2.

[0050] In step S250, the mainframe upgrade system 10 supplies VOLSER and UCB's for the Bookmanager Volume. In step S252, the mainframe computer system 2 receives the Bookmanager volume information, and checks for corresponding empty UCB's (step S252). In the event an error is encountered during the check for the VOLSER uniqueness and/or corresponding empty UCB's for the Bookmanager volume, then the process terminates in step S254.

[0051] In step S256, the mainframe upgrade system 10 supplies a VOLSER and UCB's for the SMP-E volume. After the SMP-E volume information is received by the mainframe computer system 2, then the mainframe upgrade system 10 checks for VOLSER uniqueness and corresponding empty UCB's therefor (step S258). If an error is encountered during the check for the VOLSER uniqueness and/or the corresponding empty UCB's for the SMP-E volume, then the process terminates (step S260).

[0052] In step S262, the mainframe upgrade system 10 provides VOLSER and UCB's information for the JES2 volume. After the mainframe computer system 2 receives the JES2 volume information, in step S264, the mainframe upgrade system checks for VOLSER uniqueness and corresponding empty UCB's. In the event an error is encountered during the check of the JES2 volume VOLSER uniqueness and corresponding empty UCB's, in step 8266, the process terminates. In step S268, the mainframe upgrade system 10 supplies VOLSER and UCB information for the TM
UNIX volume to the mainframe computer system 2. In step S270, the mainframe computer system 2, after receiving the UNIX volume VOLSER and UCB
information, checks for VOLSER uniqueness and corresponding empty UCB's. In the event that an error is encountered during the checking for the UNIX volume VOLSER and corresponding empty UCB, then, in step S272, the process terminates.
[00531 In step S274, the mainframe upgrade system 10 preferably supplies the SMS volume VOLSER and UCB information to the mainframe computer system 2.
After receiving the SMS volume information, in step S276, the mainframe computer system 2 preferably checks for VOLSER uniqueness and corresponding empty UCB's. In the event an error is encountered during the checking for the SMS
volume VOLSER uniqueness and UCB, then the process terminates (step S278). In step S280, the mainframe upgrade system 10 preferably supplies VOLSER and UCB's for page volume. In step S282, the mainframe computer system 2 receives the page volume information and the mainframe upgrade system 10 checks for VOLSER uniqueness and corresponding empty UCB's. In the event that an error is encountered while checking for the VOLSER uniqueness and corresponding empty UCB's for the page volume, then the process terminates in step S284.

100541 In step S286, the mainframe upgrade system 10 preferably prompts the user of client computer system 4 for the UCB's for the console. After the user submits the UCB's for the console, the console information is transmitted to the mainframe computer system 2 and the mainframe computer system 2 preferably checks the console UCB's (step S288). In the event that an error is encountered during the check of the console UCB, then, in step S290, the process terminates.
[0055] Thus, in steps S232 through S286, the mainframe upgrade system 10 preferably provides volume serial numbers and UCB's for a plurality of volumes. In step S292, the mainframe upgrade system 10 preferably reviews all of the parameters that have been entered and provided to this point. In step S294, mainframe upgrade system 10 preferably makes a determination whether any of the parameters transmitted to this point need to be modified. In the event that one or more parameters does need to be modified, then the process loops back to step S244 and continues from there. In the event that no parameters require modification, then the process continues to step S296 (Figure 4C).

[0056] In step S296 (Figure 4C), the mainframe upgrade system 10 preferably submits an INIT job to the mainframe computer system 2. The mainframe computer system 2 receives the MNIT job, and, in step S298, initializes the eleven volumes (SYSI.LIKLIB, Master Catalog, Generic Sysres, Generic Distlib, Bookmanager, SMP-E, JES2, Unix mSMS, Page Volume and Console) defined up to this point.
[0057] In step S300, the mainframe upgrade system 10 preferably uploads updated catalog volumes to the mainframe computer system 2. The mainframe computer system 2, in step S302, receives the updated catalog volumes, and, thereafter, unzips the volumes and receives a decision support system (DSS) dump to the mainframe computer system 2 prepared by the mainframe upgrade system 10.
Thereafter, the mainframe computer system 2 operates, for a period of time, independently of the client computer system 4 in order to prepare the catalog volumes for use. For example, a new master catalog is defined (step S304), a purge data set is defined (step S306), SMS data sets are defined (step S308), a LOGREC is defined (step S310). Moreover, in step S212, a JES2 data set is defined. In steps S314 and S316, the mainframe computer system 2 preferably restores data sets.
For example, in step 5314, the mainframe computer system 2 restores the data set from a DSS dump image. Moreover, in step 5316, the mainframe computer system 2 preferably restores systems specific hierarchical file system ("HFS") data sets.
Following the restoration of the data sets, the mainframe computer system 2, in step 5318, checks SYSO.IPLPARM LOADXX numbers. In step S320, the console member is created in SYSO.PARMLIB. And in step S322, the mainframe computer system 2 preferably copies the current IODF to a new system.

[0058] Figure 4(d) shows the remaining steps involved in upgrading the operating system on the mainframe computer system 2 and prepares for the mainframe computer system 2 automatic IPL.

[0059] In step S324, the mainframe upgrade system 10 invokes the client computer system 4 to upload the RES volume 1 and 2 images to the mainframe computer system 2. In step S326, the mainframe computer system 2 preferably receives the updated RES volumes images and decompresses the images to receive DFDFS dump data sets and restore the full volume therefrom. In step S328, the RES
volume is created on the mainframe computer system 2. In step S330, the mainframe upgrade system 10 preferably uploads the DIST volumes 1 and 2 images from the client system 4 to the mainframe computer system 2. In step S332, the DIST volumes images are decompressed, the DFDFS dump data set is received and, in step S334, the DIST volume is created on the mainframe computer system 2.
[0060] In step S336, the mainframe upgrade system 10 preferably uploads the book volume images to the mainframe computer system 2. In step S338, the mainframe computer system 4 decompresses the book volume images, receives DFDFS dump data set and, in step S340, restores the full volume.

[00611 In step S342, the Unix volume images are preferably uploaded from the mainframe upgrade system 10 to the mainframe computer system 2. In step S344, the mainframe computer system 2 preferably decompresses the Unix volume images, receives the DFDFS dump data set, and restores the full volume. In step S346, the UniTM olume is created. In step S348, the mainframe upgrade system 10 preferably uploads SMP volume images to the mainframe computer system 2. In step S350, the mainframe computer system 2 preferably decompresses the SMP image, receives DFDFS dump data set and restores the full volume. In step S352, the SMP volume is created.

[0062] In step S354, the mainframe upgrade system 10 submits a job for the mainframe computer system 2 to complete the upgrade of the operating system.
After the job is received by the mainframe computer system 2, then, in step S356, the VOLSER information is put in a data set, and, in step S358, the mainframe computer system 2 preferably re-catalogs every data set using symbolic names. In step S360, the mainframe computer system 2 preferably creates IEASYMXX members in PARMLIB. The VOLSER information, the re-cataloged data sets and the IEASYMXX numbers in PARMLIB are all placed in the catalog volume. Upon completion of step 8360, then, in step S362, the mainframe upgrade system 10 preferably submits a job that preferably deletes utilities on the mainframe computer system 2 as a clean up process. In step S364, the submitted job deletes utilities from SYSI.LINKLIB on the mainframe computer system 2.

[0063] Thus, through the preferred steps described above, the processes associated with upgrading an operating system, such as an OS/390 or a zJOS, on a mainframe computer system 2 is complete and the new system is ready for an IPL.
[00641 Figure 5A, 5B and 5C identify preferred steps in customizing the newly installed mainframe computer system 2 that has the upgraded operating system installed thereon. For example, adding software products, for example, WEBSPHERE MQ products, to a mainframe computer system 2 is implemented using the preferred steps described below.

100651 In step S366 (Figure 5A), the mainframe computer system 2 is IPL'D. In step S368, the user of client computer system 4 enters the IP address of the upgraded mainframe computer system 2. In step S370, the mainframe upgrade system 10 preferably receives information from a user directed to installed hardware on the mainframe computer system 2. For example, in step S372, the user identifies a OSA
token ring adapter. In step S374, the user identifies an OSA Ethernet adapter.
In step S376, the user identifies a CISCO CIP adapter. In step S378, the user identifies QDIO adapter. In the event that an OSA token ring or OSA Ethernet net adapters are identified (in step S372 and S374, respectively), then the user is preferably prompted to enter a link number (step S380). Thereafter, a UCB interface address is similarly provided (step S382). If, in step S376, a CISCO CIP adapter is identified, then Tm additional information including a host CLAW Name (step S384), and a Host Workstation name (step S386) are preferably provided and, thereafter, the UCB
interface address is submitted (step S382). Moreover, in the event, in step S378, that a QDIO adapter is identified, then, additional information including a Read Address (step S388), a Data Path address (step S390) and a TRLE name (step S392) are submitted by the user to the mainframe upgrade system 10. Thereafter, a UCB
interface address is provided (step S382).

[0066] After the UCB interface address is entered (step S382), the user is prompted to enter the console UCB address (step S394). Thereafter, the a 3270 UCB
address is provided (step S396) and a TCP/IP Net Mask is entered by the user (step S398).

[00671 Continuing with the flowchart in Figure 5B, after the TCP/IP net mask is provided, then, in step S400 a TCP/IP gateway address is entered. In step S402, the user provides a DNS address, and in step S404, a domain name is entered.
Moreover, in step S406, the user provides a VTAM subarea, a Host name is provided in step S408, and, in step 5410, the user submits the time zone where the mainframe computer system 2 is located.

[0068] In step 5412, the system makes a determination whether the State where the customization process is occurring is either Alaska, Hawaii or Indiana.
If, during the customization process, in step S414, a determination is made that the State is not Alaska, Hawaii or Indiana, then a determination is made whether the mainframe computer system 2 is running DST. These are states that handle daylight savings time in a different manner. The user is prompted to submit a customer identification number (step S416). Thereafter, in step S418, determination is made whether to continue with the process, re-enter any of the above-identified parameters, or cancel the process. In the event that some of the parameters (e.g., the TCPIP
gateway, the TCPIP net mask, UCB address, and the like) require modification or re-entry, then the process loops back to step S366 and the mainframe computer system 2 has another IPL performed thereon. In the event that, in step 5418, the determination is made to cancel the process, then, in step S420, the process terminates.

[0069] Alternatively, in step S418, if the user desires to continue, then SMPE
zones are loaded to the SMPE volume (step S422). Moreover, SYSO.PARMLIB
members: APPCPMXO, COMMNDXO, CONSOLXO, and IEASYMXO are customized (step S424).

[0070] Referring now to the steps illustrated in Figure 5(c), the process associated with customizing an upgraded mainframe computer system 2 are described.

[0071] In step S426, the SYSO.VTAMLST members: ATCRUNXX, ATCSTRXX, AXXTSOA, LCLXXTRM, and TCPXXTRM are customized. In step S428, the SYSO.TCPPARMS members: PROFILE, LUS, GATEWAY, HOME, LCS, START and DATA are customized. Moreover, in step S430, system items are defined. In step S432, a plurality of data sets and files are created including the EREP/OLGREC files, HASPACE, 2 CKPT DATA SETS, and couple data sets are defined. Further, in step S434, SCDS, ACDS and COMMAND DATA SETS are defined. The SCDS is loaded, and the SMS volume is added to the storage group.
Moreover, in step S434, SMS is activated.

[0072] In step S436, System Specific HFS for shared Sysplex and Update files, and the like are restored. In step S438, a stand alone dump is submitted, and the system is shut down, and, thereafter, the upgraded mainframe computer system 2 has another IPL performed thereon (step S440).

[0073] Thus, as defined by the steps identified in Figs. 4(a) through 5(c), an automated upgrade for mainframe computer system 2 is performed.

[0074] In accordance with the invention, the combined processes directed to upgrading a new operating system on a mainframe computer system 2, modifying an existing operating system, or adding new products to an existing mainframe computer system 2 provides significant time and cost savings.

[0075] Moreover, the skill level of a person who performs a mainframe computer system 2 operating system upgrade and maintenance is able to be significantly lower than for prior art mainframe operating system upgrades. This is due, in large part, because many of the tasks associated with installation, configuration and modification of mainframe computer system 2 operating systems, is performed automatically. The present invention preferably reads operating system internal control blocks to assess the entire system. The information received from the assessment is used as a template for changes, upgrades, clones and the like.
As changes are made to the environment in the mainframe computer system 2, the otherwise disjointed components that contribute to the overall system are automatically combined, thereby maintaining seamless operations for upgrading the mainframe computer system 2.

[0076] In accordance with the present invention, a graphic user interface front end is provided for the user operating client computer system 2, and a plurality of utilities operating in a back end are accordingly provided. Moreover, in accordance with the present invention, the knowledge base or inventory of a complete mainframe operating system is preferably maintained. In comparison with prior art software and hardware mainframe installation and upgrade applications, the present invention provides significant benefits, including financial, time and personnel savings.

[0100] Although the present invention has been described in relation to particular embodiments thereof, many other variations and modifications and other uses will become apparent to those skilled in the art. Therefore, the present invention is not be limited by the specific disclosure herein.

Claims

1. A method for upgrading an operating system on a mainframe computer system, said method comprising:
using a client computer system to automatically perform system discovery, said system discovery representing existing components installed on said mainframe computer system, wherein said client computer system communicates with said mainframe computer system over a communication network;
automatically generating profile information based at least on said system discovery, said profile information representing an existing configuration of at least one of hardware and software on said mainframe computer system;
using a client computer system to generate a base operating system, said base operating system comprising a configuration of operating system software components for said mainframe computer system;
transferring said base operating system to said mainframe computer system; and using the client computer system to automatically customize said base operating system comprised in said mainframe computer system to incorporate elements in said profile information, wherein said customizing said base operating system adapts said mainframe computer system for an initial program load.

2. The method of claim 1, wherein said base operating system provides functionality for at least one of security, printing, storage and retrieval, and user monitoring.

3. The method of claim 1, further comprising automatically installing optional products, said optional products including additional software programs on said mainframe computer system, such as one or more of DB2.TM., WEBSPHERE MQ.TM.
application and TIVOLI.TM..

4. The method of claim 1, further comprising evaluating the completion of each operating system component being modified during said step of customizing said base operating system.

5. The method of claim 4, further comprising repeating execution of said step of customizing said base operating system after said step of evaluating determines existence of an error, such as evaluating output condition codes.

6. The method of claim 1, wherein said profile information comprises volumes installed on said mainframe computer system prior to installing said base operating system on said mainframe computer system.

7. The method of claim 1, wherein said step of customizing said base operating system further comprises receiving selections directed to said existing configuration identified in said profile information.

8. The method of claim 1, wherein said step of transferring said base operating system comprises compressing said base operating system, storing said compressed base operating system on a CD-ROM, transmitting said compressed base operating system to said mainframe computer system using the File Transfer Protocol, and decompressing said base operating system on said mainframe computer system.

9. A method to remotely upgrade at least one of an operating system and an optional product on a mainframe computer system using a personal computer over a communication network, said method comprising:
transferring a plurality of mainframe operating system components to said mainframe computer system;
performing, by the personal computer, system discovery, said system discovery representing existing components installed on said mainframe computer system;
automatically combining said plurality of mainframe operating system components with said existing components to enable said mainframe to perform an initial program load;
performing said initial program load on said mainframe computer system;
receiving a selection of said optional components to be included in said upgrade;

installing said optional products identified in said selection in said mainframe computer system; and performing a initial program load to implement said optional products.

10. The method of claim 11, wherein said existing components include at least one a partition, volume, partitioned data set, and identifier of a user in a RACF directory.

11. The method of claim 9, wherein said mainframe computer system and said personal computer system communicate over a TCP/IP connection.

12. A system for upgrading an operating system on a mainframe computer system, said system comprising:
the mainframe computer system;
a client computer system in operative communication with the mainframe computer system, wherein the client computer is system has electronic instructions that, when executed, cause the client computer system to:
automatically perform system discovery that represents existing components installed on said mainframe computer system, automatically generate profile information representing an existing configuration of at least one of hardware and software comprised in said mainframe computer system;
generate a base operating system, said base operating system comprising a configuration of operating system software components for said mainframe computer system, and modify said base operating system on said mainframe computer system to incorporate elements in said profile information, wherein after said base operating system is customized, said mainframe computer system is automatically adapted for an initial program load.

13. The system of claim 12, wherein said base operating system is adapted to provide functionality for at least one of security, printing, storage and retrieval, and user monitoring.

14. The system of claim 12, wherein the client computer has further instructions that, when executed, cause the client computer to automatically install optional products, said optional products including additional software programs on said mainframe computer system, such as DB2.TM., a WEBSPHERE MQ.TM. application and TIVOLI.TM..

15. The system of claim 12, wherein the client computer has further instructions that, when executed, cause the client computer to evaluate the completion of each operating system component being modified.

16. The system of claim 12, wherein said profile information comprises volumes existing on said mainframe computer system prior to the installation of said base operating system on said mainframe computer system.

17. The system of claim 12, wherein the client computer has further instructions that, when executed, cause the client computer to receive selections directed to said existing configuration identified in said profile information.

18. The system of claim 12, wherein the client computer has further instructions that, when executed, cause the client computer to compress said base operating system, store said compressed base operating system on a CD-ROM, transmit said compressed base operating system to said mainframe computer system using the File Transfer Protocol, and decompress said base operating system on said mainframe computer system.