WO1998027501A1 - Secured system for accessing application services from a remote station - Google Patents

Secured system for accessing application services from a remote station Download PDF

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Publication number
WO1998027501A1
WO1998027501A1 PCT/US1997/022579 US9722579W WO9827501A1 WO 1998027501 A1 WO1998027501 A1 WO 1998027501A1 US 9722579 W US9722579 W US 9722579W WO 9827501 A1 WO9827501 A1 WO 9827501A1
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WO
WIPO (PCT)
Prior art keywords
client
server
application
file
remote
Prior art date
Application number
PCT/US1997/022579
Other languages
French (fr)
Inventor
Alexander S. Orenshteyn
Original Assignee
Orenshteyn Alexander S
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Family has litigation
First worldwide family litigation filed litigation Critical https://patents.darts-ip.com/?family=25085606&utm_source=google_patent&utm_medium=platform_link&utm_campaign=public_patent_search&patent=WO1998027501(A1) "Global patent litigation dataset” by Darts-ip is licensed under a Creative Commons Attribution 4.0 International License.
Application filed by Orenshteyn Alexander S filed Critical Orenshteyn Alexander S
Priority to IL12673797A priority Critical patent/IL126737A0/en
Priority to AU57938/98A priority patent/AU739561C/en
Priority to EP97954066A priority patent/EP0925544A4/en
Priority to CA002254936A priority patent/CA2254936A1/en
Publication of WO1998027501A1 publication Critical patent/WO1998027501A1/en

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Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L63/00Network architectures or network communication protocols for network security
    • H04L63/10Network architectures or network communication protocols for network security for controlling access to devices or network resources
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F21/00Security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
    • G06F21/60Protecting data
    • G06F21/62Protecting access to data via a platform, e.g. using keys or access control rules
    • G06F21/6218Protecting access to data via a platform, e.g. using keys or access control rules to a system of files or objects, e.g. local or distributed file system or database
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L67/00Network arrangements or protocols for supporting network services or applications
    • H04L67/01Protocols
    • H04L67/08Protocols specially adapted for terminal emulation, e.g. Telnet
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L69/00Network arrangements, protocols or services independent of the application payload and not provided for in the other groups of this subclass
    • H04L69/30Definitions, standards or architectural aspects of layered protocol stacks
    • H04L69/32Architecture of open systems interconnection [OSI] 7-layer type protocol stacks, e.g. the interfaces between the data link level and the physical level
    • H04L69/322Intralayer communication protocols among peer entities or protocol data unit [PDU] definitions
    • H04L69/329Intralayer communication protocols among peer entities or protocol data unit [PDU] definitions in the application layer [OSI layer 7]

Definitions

  • the invention relates generally to a reciprocal client-server network system and, more particularly, to a secured system and method for obtaining application services (i.e., embedded services/applications) from a server and for delivering such services to the requesting client/desktop device, where the service's application logic (high-level presentation, business and database logic) is independent from the client's low-level operating system and I/O peripheral devices.
  • application services i.e., embedded services/applications
  • application logic high-level presentation, business and database logic
  • Java being platform independent
  • OS operating system
  • different software vendors are creating their own Java extensions, such that Java is losing its portability.
  • Microsoft has developed its own Java interpreter, MS J + + ® with extensions specific to the Microsoft web browser Explorer ® and other related Microsoft technology, such as Active-X ® .
  • General purpose computing on the desktop i.e., desktops having a standard OS (such as Windows 95 ® ) and a microprocessor (such as the Pentium ® chip), has to be replaced by a system which is less expensive to own and maintain but at the same time does not short-change the user by taking away features which we all have come to expect from our PCs, such as flexibility, extendibility, high-security, ease-of-use, and reasonable cost of initial ownership to enable the software and hardware industry to proceed forward in new and creative ways.
  • a standard OS such as Windows 95 ®
  • a microprocessor such as the Pentium ® chip
  • Java applets are four to five times slower than compiled code, requiring more powerful processors to get similar performance
  • NC Network Computer
  • network 1 0 includes a central server 7 connected to a plurality of clients 5 over a shared transmission medium 8.
  • Network 1 0 is applicable to supporting the transmission of data on a local area network (LAN) or on a wide area network (WAN) .
  • LAN local area network
  • WAN wide area network
  • a typical server 7 may vary substantially in its architecture. It may be
  • Server 7 should be able, however, to function in a predefined way or to run whatever software
  • Server 7 may have its own file system for storing service-related files and data or server 7 may strictly be a computational server whose software is loaded from the file system of another server, i.e., a file server or file system of super-client (neither shown), which is preferable for security reasons. If the computational server runs the booted programs solely from RAM, then it would not have access to its local file system after the software is loaded into its main memory (RAM) .
  • FIG 1 illustrates the so called two-tier computing configuration. In addition, a three- or N-tier computing configuration may also be utilized, as will be discussed hereinlater.
  • the client stations 5 are essentially "dumb" terminals connected to a central server 7 via transmission medium 8.
  • the central server contains the client users' data and the
  • the central server executes all the programs for its clients 5.
  • Substantially all of the application logic is resident within the central server.
  • Such application logic includes any program logic concerned with delivering and/or executing the application service.
  • each client may harbor some low-level graphical interface logic such as X1 1 protocol. These clients are diskless and perform no general computational tasks.
  • the database (file system) logic on the server is shared among the clients.
  • An example of such a system is a set of X-terminals attached to
  • the central server 7 contains both the
  • the clients in this configuration are usually diskless but do contain powerful CPUs, such as by SPARC ® , MIPS ® and
  • ALPHA ® Although all of the presentation, business and database logic (while running) reside on the client, the file system is located on the central server and is shared among the clients.
  • An example of the second configuration include a LAN with a central database such as ORACLE, Informix or Sybase running on
  • the proposed NC is similar to the second configuration, except that instead of loading native machine code onto a client, Java code is sent to be either interpreted or compiled on-the-fly into native code at the client station.
  • the Java code is either interpreted by the browser software on the client or the browser first compiles the Java code, then runs it.
  • the obvious problems with this solution are that interpreted code and compilation is slow,
  • Java code would arrive to the desktop in source form making it very difficult to determine whether malfunctions or bugs are associated with the
  • Java applet or the browser software itself.
  • the Java code since the Java code is supplied to run on the client, an application foreign to the client is accepted which may potentially damage the PC's writable resources by malice or mistake (e.g., by utilizing security holes in the browsers) .
  • the NC fails to protect the user's private data from other clients since it lacks local storage and all client data has to reside in a central location.
  • Java also makes copyright enforcement an extremely difficult task for the software vendors. Since Java applets have absolutely no protection from being copied by the client/user machine, as they are delivered in source form.
  • a three- or N-tier computing network is employed. Such a configuration is currently being utilized by Forte Technologies.
  • client-server applications offer programming tools to decompose client-server applications into presentation logic which runs on each client 5, business logic which runs on the central server 7 and database logic which runs on a file server (not shown).
  • business and database logic may run on the same physical server.
  • the client's database/file system logic is stored remotely from the client, as it is shared among the clients, and thus poses a security risk. Since the presentation logic
  • a selected remote server uses the client as a peripheral device for the purpose of I/O interfacing to the client's keyboard, mouse, monitor, file system or any other client-attached peripheral device and for controlling those attached devices.
  • the system includes at least one client station, each having low-level graphical interface (e.g., a graphical user interface (GUI)) and file I/O logic stored therein and at least one controller circuit (e.g., a digital signal processor (DSP)) for controlling the client's I/O peripheral devices.
  • GUI graphical user interface
  • DSP digital signal processor
  • the logic is capable of storing and retrieving data corresponding to the application programs and otherwise perform low-level file control operations on the file system and specifically on the device files. Further, the controller operates the graphical interface and file I/O logic.
  • the system includes at least one specialized remote application server. Each server includes high-level application logic stored therein for running the corresponding application program or stored in a corresponding file server.
  • a low-level interface e.g., an operating system service interface (OSSI)
  • OSSI protocol insulates high-level application logic from direct access to the underlying operating system, thus allowing a high-level application to obtain OSSI services from different operating systems or from
  • OSSI makes it possible for a high-level application to use OS-level services on a remote client separated by a network.
  • a selected server spawns a selected application running thereon and selectively accesses the file system and the corresponding data of the requesting client.
  • the client acts as a
  • peripheral device for the selected service application running remotely on the server.
  • the remote server processes the
  • the client serves file systems, screen, keyboards, mouse, other attached devices to a server, while the server serves to the client
  • a "directory” service application may be used which resides on the server such that the client may launch the selected application via the directory service.
  • "Directory” service applications may perform small services directly (e.g., display some textual or graphical information), refer to another service application on the same server, or reference an application service on another server. In this manner, multiple directory services may be chained together so that the client user can reference multiple applications by different vendors, residing on different servers.
  • search engines could also be employed. Once found, an application internet address and port can be recorded for future use in the client configuration database/file.
  • the applications on the remote servers are not dependent on, and thus preferably not written for, any specific client OS.
  • the application logic is separated from the client's low-level "quasi" OS logic.
  • the application does not link directly with the client's kernel-level services (of the OS) to perform the desired functions. Instead, the application prepares a desired "command packet" (representing the desired function and necessary data) by calling an appropriate command function from the server's function
  • the command function from the server's library encodes the command
  • the command packet is then dispatched to the client's quasi-OS via the common transport protocol (such as tcp/ip) .
  • the client's quasi-OS can recognize the received, OSSI encoded, packets for
  • the quasi-OS has the flexibility to tailor its action in response to a specific "command packet" according to its own abilities or to the abilities of the devices to which it has access. Therefore, specific logical commands from an application may be executed differently depending on in what environment the quasi-OS exists. If X1 1 is used for the GUI, then the application will look and feel like an "X" application. Similarly, if another GUI is used (e.g., Windows 95), then the application will look and feel like a Windows 95 application.
  • the invention differs from all three models, discussed above, in the following major ways.
  • the invention enables selected, i.e., restricted, access from the application on the remote server to the client's permanent storage facilities, such as the hard drives, CD-ROM drives, tape drives, floppy drives, and any other I/O or other device which may be attached to the client.
  • the remote servers perform operations on the client's local data and
  • the server can process the data from the client; however, the data never resides permanently on the server. Local data is simply read from or written to the client file system as required by the application logic.
  • the present invention does not share a file system among different clients but store client's data in the attached storage
  • each client can make certain files accessible by the application on the server at the same time which, if the application permits, may enable distributed cooperative projects between consenting clients.
  • the invention prohibits running substantially any application logic on the client.
  • the second configuration executes all application logic on the client side, while the third configuration executes high-level presentation and business logic on the client.
  • the application depends on a high- level interface between the client and server parts of the application, and a
  • the remote servers are wholly dependent on the connected clients to serve the client's I/O peripheral devices, therefore the servers do not need any hardware devices of their own to get the I/O services which the clients can provide. Therefore, expensive general purpose processing CPUs are preferably replaced
  • the present invention does not have any application logic on the client, it feels in its use like a general purpose PC that runs the application program
  • the inventive client allows the client user to keep his or her private data on their own disk, and it can have all the common I/O devices attached to it, such as CD-ROM and floppy drives, as well as other peripherals
  • the server application always utilizes the file system on the client, the client has no access to the server's file system at all and therefore, can do no damage either through malice or mistake.
  • the client merely connects to a port on the server and can typically only view whether the server is accepting its requests for services (via an application).
  • the server a compute-server
  • the server may not have a file system at all to be damaged but instead, may boot the appropriate application from another server (e.g., a corresponding file server or super-client), in such a case, the file server may disconnect from the compute-server, while the application runs within the compute-server's RAM.
  • Another advantage of having the file I/O logic locally on the client is that every client can insure the integrity of its data with backups and the like.
  • the application service can be delivered to a new user instantly, instead of having to set up either security groups or user IDs.
  • security is not necessary (unless for billing purposes) since the client's data can not be accessed without authorization and the server's applications and data can not be copied or damaged as it is never sent to the requesting clients.
  • each client can receive services anonymously since the application data, specific to the client, resides on the client's file system and the clients do not ever gain privileges to access the server file system.
  • the client serves its file system and devices, it is the client which establishes the connection to the servers. There is no mechanism
  • the firmware which runs on the client (stored in ROM) in the present invention is not user-modifiable since no general purpose computing will
  • the quasi-OS Only a small quasi-OS is required to be stored in the firmware, such that the authorized server can control all of the client I/O and file system.
  • the graphical user interface, controlled by the quasi-OS may be based on the X1 1 protocol, which is in the public domain.
  • the present invention preferably curtails common services like telnet, ftp, rsh, rlogin.
  • the server is therefore left with specialized application services which do not allow access to command shells. This creates a very secure system that is substantially impervious to outside attack, yet flexible enough to offer services to the anonymous masses
  • the application is developed and, instead of selling the software to run on different platforms, the application need only be set up as a service having a common internet protocol, such as tcp (or udp)/ip, and attached to a network. Since the client contains no application specific logic, any application could use the client for display and file services.
  • the client's quasi-OS has the flexibility to interpret the command packets received from the connected server according to its local capabilities, so that if the client has a text-only display, then the quasi-OS will display information in a text mode. If X1 1 is used, then X functionality would be employed. However, if Windows is the underlying OS, then Windows facilities would be utilized.
  • the application tells the quasi-OS what to do, and the quasi-OS determines how it should be done. While the quasi-OS does not have any useful function or behavior of its own without the applications, the applications are unable to get anything done without the quasi-OS I/O and control services. All the hardware/OS dependent functionality is encapsulated in the "front-end" of the quasi-OS and all the logic/behavior of an application is encapsulated in the application code. The two cooperate with each other through a OSSI communications protocol (which itself uses an underlying transport protocol). Thus, the application never executes any low-level code, instead it "asks" the quasi-OS to perform that operation on its behalf. In other words, the quasi-OS
  • FIG 1 schematically illustrates a two-tier network having a server, transmission medium and a plurality of clients
  • FIG 2 schematically illustrates a two and three-tier network having a plurality of compute servers, transmission medium and a plurality of clients in accordance with the present invention
  • FIGs 3A and 3B is a flow chart showing the steps for accessing and spawning an application on a server from a remote client.
  • the inventive system 1 1 comprises a plurality of specialized servers 12, 1 3, 1 6, 17 connected to a plurality of clients 1 5 over shared transmission medium 1 8.
  • the system 1 1 is applicable to supporting the transmission of data on a LAN or WAN system.
  • each client serves its monitor, keyboard, mouse, file system, and other I/O and desktop attached peripheral devices.
  • the servers serve their corresponding compute-power, application logic and control the I/O and other
  • server 1 2 may be supported by vendor A for running word processing applications, while server 2
  • server 1 3 may be supported by vendor B for running engineering type applications. Further, one server may support service applications from different companies but which run similar applications. That is, server 1 2, e.g., may be supported by a service provider which will host multiple software vendors' applications relating to spreadsheets. Of course, service applications running on the same server need not be similar at all.
  • Server 1 6 is shown connected exclusively to server 1 7 which acts as a file server.
  • File server 1 6 stores and boots the selected application program, as instructed by computational server 1 7.
  • file server 1 6 may be considered a so-called super-client that injects the selected application to compute-server 1 7 and then disconnects from server 1 7.
  • This setup is preferable, as it adds a level of security from a client that connects to server 1 7 with the intention of corrupting the applications.
  • Each client 1 5 is preferably not a general purpose PC but an inexpensive and highly robust data-acquisition device.
  • a client does not require a conventional CPU, such as a Pentium, PowerPC or Alpha chip.
  • a client require a conventional OS, such as MS-DOS ® or Windows 95.
  • controllers instead of a conventional general purpose CPU, inexpensive but powerful controller circuits will be utilized for controlling the storage devices and other I/O hardware.
  • An example of a controller is a Tl TMS320C4x or C3x DSP chip.
  • the controller or a plurality of controllers will control the client file system (file I/O logic) and low-level graphical interface logic (e.g, GUI).
  • client file system file I/O logic
  • low-level graphical interface logic e.g, GUI
  • each client may have a separate controller chip for the file system/disk controller block, the communication block and the display/human interface block of the
  • one DSP control may control all three blocks.
  • the quasi-OS is replaced with the front-end "compute-browser" which has to be ported to the general purpose computer's OS (Windows 95/NT, UNIX, OS2, and the like) like any other program and runs as a user process underthe regular operating systems mentioned above.
  • This "compute-browser” would then utilize the host OS resources to control local devices on behalf of the remote service applications.
  • non-specialized servers having conventional application programs stored thereon may be utilized via the use of a "directory" service application, while the directory service application would
  • a low-level "quasi"-OS such as one whose graphical user interface is based on the X1 1 protocol (X1 1 is in the public domain), modified for data compression and encryption, will be stored in the ROM of each client.
  • the quasi-OS essentially acts as a driver to perform tasks specific to the client hardware, as well as being the basis for the windowing structure. Note that the quasi-OS executes no application logic and can not load or run any client user processes. Since these specialized clients require no conventional CPU or OS, they are inexpensive to produce and sell, and are far more robust than conventional general purpose Pcs.
  • the client contains no specific OS platform
  • the applications running on the servers only need to be concerned with using a standard internet protocol, such as tcp/ip and OSSI higher-level protocol for the command packets.
  • a standard internet protocol such as tcp/ip and OSSI higher-level protocol for the command packets.
  • the only compatibility required between each client and the server application is file format compatibility.
  • the data in the client file system will typically be created by
  • any specialized application will operate with the client, such that an unlimited number of different applications could be accessed by from each client connected to a server or to multiple servers.
  • the client can serve its peripheral devices to any number of service applications (accordingly to their commands), and to any number of specialized servers.
  • Such servers can have different hardware architectures without concern for what OS the clients are running or what devices they use. Therefore, software vendors have complete freedom to design machines and software for maximum speed and flexibility. In fact, servers may not run any OS at all but run directly bootable service applications. The software vendors also will not have to deal with compatibility concerns, save tcp(or udp)/ip and X1 1 protocols. By using OSSI compatible libraries, the software is automatically compatible without any source code modifications.
  • Each client need only comprise one or more storage devices, such as a hard, floppy, or CD-ROM drive.
  • each client also comprises a file system.
  • the client storage system may also be separate from the client (not shown) by use, e.g., of an attached file server. If the client does not have any storage device attached, then the only application which can be used is those which require no storage facilities, such as html browsers.
  • the files in the file system includes a configuration file which tells the client quasi-OS where on the network (LAN or WAN/Internet) to connect and to which port to obtain a connection to a specific service application. Further, the file system includes
  • data files storing data corresponding to each previously spawned application, as well as check-point files representing the state of the program when the connection is terminated for each application.
  • the check-point files allow recovery in case of network failure, however, the check-point files need to be encrypted by the server to prevent any tampering by the clients.
  • the file system temporarily stores any work-space files that the service application may require. Accordingly, all of the client user's data, corresponding to each spawned application, is stored locally, such that when the client is disconnected from the network, the user's data is incorruptible by anything else on the network. Compare this to systems where the data is stored in a central server file system. In those systems, the data is subject to corruption by malice or mistake.
  • each client also includes low-level graphical interface logic so that the client user can select which server application to launch. This non-
  • File maintenance operations should be embedded within the quasi-OS and perform only pre-determined well defined tasks. File maintenance operations, built into the quasi-OS, cannot be initiated by any remote service application but rather may only be invoked directly from the quasi-OS by the client user. File maintenance may, however, be performed by the servers to the extent permitted by the quasi-OS without involving its internal maintenance
  • Each client may optionally contain plug-in I/O modules such as a frame grabber, an audio/video interface, a digital-to-analog and analog-to-digital converter, a microphone, a camera, a compression board, a temperature probe, a humidity probe, an encryption chip, or any other device, as desired.
  • the server then, via the application program, controls the client's I/O devices (as well as the client's file system, etc.) by sending appropriate command packets to the client quasi-OS.
  • each server may include any specialized hardware for running its applications or services without compatibility concerns with the client. For example, a movie editing server may include all of the expensive hardware editors connected to the server.
  • a movie studio may then have a client, having a video camera I/O device.
  • the film on the camera can then be edited via the editing hardware on the server without having to purchase their own expensive editing hardware.
  • the application would control the data feed from the camera, edit the transmitted data on the resident editors, and transmit back the edited data to the client for storage on the client's disk for immediate display on the client's monitor, or for printing on the client's printer or for output to a CD-ROM, a DVD disk or a video tape.
  • the client acts as a window on the world for the selected application, while the client user selected application runs on the corresponding server.
  • the client is a "human-machine-interface" (HMI) for the servers.
  • HMI human-machine-interface
  • the application accesses the client's file system to retrieve the user data for processing. Note that the application controls all of the operations and controls all of the peripheral devices on the client, via the quasi-OS.
  • all of the I/O modules are controlled remotely by the server application.
  • the server application Once the application is complete or during the run of the application (as data needs to be read or written), the processed data is transmitted to the client file system for local storage on the client. Since the application's program code does not get transmitted to the client (like in Java or Active-X objects), the user cannot copy the code. Accordingly, software vendors can easily go into China, Hong Kong, Korea, Eastern Europe and other markets where software piracy is wide-spread (as high as 98%) and offer these compute services without piracy concerns.
  • the inventive system differentiates between data and program code, i.e., the client file system is intended to store only data for the remote server, never their application program code.
  • the program code is loaded into the servers from their own private file system (inaccessible to clients) or from a corresponding file server (whose function is limited to carrying the program boot code but can not run the application) for added security.
  • the only exception to this separation is when executable files are themselves program data as in a situation where the application is a compiler (or linker), but the compiler-server would be cross-compiling for a different architecture.
  • FIGs 3A and 3B show a flow diagram providing the steps for accessing and spawning a server application from a remote client.
  • a client station is powered on which initializes the network, the user interface, and the file system modules from ROM.
  • the network module initializes the communication interfaces, such as for an attached modem, ethernet, ATM, cable or fiber optic connection. Further, a multiple network interface may be
  • the client may use an ethernet system for the intranet but a cable modem for the internet.
  • Servers may be accessible
  • the user interface modules initialize the display, keyboard and the like.
  • the file system module initializes the file system comprising the service application information (previously spawned applications, networks, servers and
  • the client detects whether any new hardware is present.
  • Such hardware includes any added peripheral devices discussed above. If any new hardware is detected, a corresponding device file is created in the file
  • step 30 If no new hardware device is detected, the process precedes to step 35 where the client makes connections
  • the client user creates a new entry in the "config" file, at step 45, to include the server and application address (port) .
  • the client connects to the appropriate address to connect to the selected server, at step 50. If the configuration file is not present, then the client user has to enter the appropriate IP address and port by hand. Once entered, this information can be saved for future use in the configuration file.
  • the server is authenticated against a trusted database.
  • the server may be authenticated by transmitting a predetermined data string.
  • the server may be authenticated by transmitting a predetermined data string.
  • step 65 connection to the server will not be made, at step 65, and the process returns to step 35, where the client quasi-OS will try to connect to other servers/ports in the config file or the client user may select a different server application by hand after all the entries in the config file are exhausted.
  • the client receives a public key from the server for encrypting the client's own private key and transmits the encrypted private key to the
  • the server then decrypts the received encrypted private key with its own private key.
  • the client may generate a new key every time
  • the client connects to a server or generate several new keys during a single connection for extra security.
  • Special encryption hardware such as diodes could be used to generate random bit patterns to be used as the client's private keys.
  • the server or a linked directory service application transmits graphical icons to the client representing the server's available applications.
  • the client then dynamically builds a window containing each application icon. If, however, no icon is transmitted from the server (one is not available), then the client will generate a generic icon for selection purposes.
  • the client user will "click" the desired icon to spawn the corresponding application program.
  • An application can also be started by "dragging" a data file and “dropping" onto the application icon. The client user may also directly access
  • step 85 it is ascertained whether the server application requires access to any data client files in the client file system. For example, if the client connected to (spawned) a word processing application for editing, then the application would require the text data stored locally in the clients file system. If the application does not require any access to the client files, then the service continues, at step 90, until the user is done. During the service, the application may also control the client's peripheral devices via the quasi-OS, as previously discussed. The application normally receives the file names it needs
  • Such authorization can be set up previously by the client user as a "rule" based permission system to grant authorization to a specific server every time (or until the client changes the authorization) or to grant authorization per single use.
  • a rule based restriction may be based on the data file type, the application, the server, the access requested and the date.
  • access by a specific application may be restricted to only a specific set of files by name or directory.
  • step 1 00 the client user, as stated above, chooses whether or not to grant a single use
  • step 90 the service will continue until done or the server application may decide to terminate. If the client does grant temporary authorization or the server/application had a predetermined authorization, then
  • step 1 05 the server application is permitted to read, write, append, rename, move, or create the corresponding file in the file system, as authorized by the client user.
  • the client also has an ability to substitute one file for another. If the file requested by the application contains information which the client user does not want accessed, the user may substitute another file for it and the application will not know anything about the switch. This will allow the client to "remap" file names which have been hard-coded into applications.
  • the quasi-OS may react in 3 different ways to application's request to perform a particular operation: 1 ) it may perform the operation and notify the application of success, 2) it may not perform the operation and notify the application of failure, 3) it may not perform the operation but still notify the application of success.
  • the third option would be useful to allow the remote application whose "commands" are either inappropriate or violate security to proceed without immediate failure.
  • step 105 the process proceeds to step 90 where the spawned application will continue running until the client user is done. Lastly, at step 1 1 0, the processed data from the server application will be transmitted, if necessary, to an appropriate file in the client's file system. If the application

Abstract

A secured system is provided for accessing application services running on a remote server (12) from a client station (15). The system includes at least one client station (15), each having low-level graphical interface and file logic stored therein and at least one controller, such as a digital signal processor. The controller controls the graphical interface and the file logic. The file logic includes a file system capable of storing data corresponding to the application programs. Further, the system includes at least one remote application server (12), each server having high-level application logic for running corresponding application programs stored locally or remotely. In addition, a low-level interface connects each client and server. In this system, the cost of manufacturing such clients (15) are far less expensive but far more robust than conventional general purpose computers. Further, the server application programs need not be written specific to or be dependent on any specific operating system platform.

Description

SECURED SYSTEM FOR ACCESSING APPLICATION SERVICES FROM A REMOTE STATION
Field of the Invention
The invention relates generally to a reciprocal client-server network system and, more particularly, to a secured system and method for obtaining application services (i.e., embedded services/applications) from a server and for delivering such services to the requesting client/desktop device, where the service's application logic (high-level presentation, business and database logic) is independent from the client's low-level operating system and I/O peripheral devices.
Background of the Invention
As we are looking forward to year 2000 and beyond, a question arises. How will computing look in the future? The trends we have seen are obvious; more powerful chips are being released every few months, while software development struggles to keep up with the hardware but never does. Of course, we now have a slightly new twist, i.e. the new found popularity of internet, the web, and Java® code (developed by SUN®) . For instance, with respect to the web, typically a server downloads code (e.g. graphics, Java applets) to a general purpose computer, and the computer's browser software
interprets the codes for display. However, interpreting and downloading the
code takes significant time. Some have said that Java (being platform independent) has finally brought a tool to the computer market to break the major chip and operating system (OS) dominance which have developed in the desktop industry, via Intel® and Microsoft®, respectively. However, different software vendors are creating their own Java extensions, such that Java is losing its portability. For example, Microsoft has developed its own Java interpreter, MS J + + ® with extensions specific to the Microsoft web browser Explorer® and other related Microsoft technology, such as Active-X®.
Further, we have seen neither Intel nor Microsoft despair about web development, i.e., they do not see the currently available internet technologies
as able to threaten their respective monopolies, as "Intel Inside" will continue to power general purpose PCs and Microsoft's OSs will continue to manage them, while its Microsoft web-browser Explorer® now supports Java code. Further, Microsoft's proprietary Active-X technology is a Java competitor which may yet derail the industry's effort to use open standards. Accordingly, Intel's and Microsoft's dominance remains the same.
It has been predicted that computing, especially network computing, will change so drastically in the near future that no company/vendor would be able
to dominate any market but the current efforts by many software vendors to "extend" the Java standards is putting that prediction in doubt. As Java
applets get developed, incorporating non-standard extensions will eventually cause the emergence of another yet another dominant Java applet supplier. At
this point, there is little doubt it is going to be the current software giant Microsoft. By modifying its proprietary operating systems, like Windows 96 and Windows NT to more effectively process either Java applets or Active-X objects, Microsoft once again will dominate software application development.
General purpose computing on the desktop, i.e., desktops having a standard OS (such as Windows 95®) and a microprocessor (such as the Pentium® chip), has to be replaced by a system which is less expensive to own and maintain but at the same time does not short-change the user by taking away features which we all have come to expect from our PCs, such as flexibility, extendibility, high-security, ease-of-use, and reasonable cost of initial ownership to enable the software and hardware industry to proceed forward in new and creative ways.
Foreseeable disadvantages of the standard general purpose PC, with respect to the networks and Java, include the following. Java applications will increase in complexity, therefore requiring faster processors and greater
memory in the desktop unit to run them (the same problem which PCs have always had) again forcing the user into a never-ending spiral of hardware and
software upgrades. Currently, Java applets are four to five times slower than compiled code, requiring more powerful processors to get similar performance
as compared to an application that runs native binary code. Further, converting applications from another high-level language to Java (or even from C + + ) is a very expensive, labor-intensive effort, so that it is no wonder that legacy COBOL applications are still often used in business. It is also a concern that the computer's writable resources, e.g. a hard drive, can be compromised or damaged by rogue Java applets. On the other hand, if the computer has no writable resources, then the user typically keeps his or her files in remote locations, e.g. on a remote file server, thereby making the user's data files a security risk which no company can afford. An example of a computer having no writable resources is the proposed Network Computer "NC" (a joint effort by Apple®, Netscape®, IBM®, Oracle® and SUN®) .
A typical network system having server-client architecture, which can be utilized in the present invention, is illustrated in FIG 1 . In FIG 1 , network 1 0 includes a central server 7 connected to a plurality of clients 5 over a shared transmission medium 8. Network 1 0 is applicable to supporting the transmission of data on a local area network (LAN) or on a wide area network (WAN) .
A typical server 7 may vary substantially in its architecture. It may be
a uni- or multi-processor machine, a PC or a mainframe, a workstation from a major manufacturer or a proprietary technology based computer, etc. It may even be a special function device without any OS or software. Server 7 should be able, however, to function in a predefined way or to run whatever software
that the company which owns the server needs to run on it. It should also be able to comply with standard transport protocol, such as tcp/ip used by the
internet or other transport protocols used on wireless or wired LANs.
Server 7 may have its own file system for storing service-related files and data or server 7 may strictly be a computational server whose software is loaded from the file system of another server, i.e., a file server or file system of super-client (neither shown), which is preferable for security reasons. If the computational server runs the booted programs solely from RAM, then it would not have access to its local file system after the software is loaded into its main memory (RAM) . FIG 1 illustrates the so called two-tier computing configuration. In addition, a three- or N-tier computing configuration may also be utilized, as will be discussed hereinlater.
Conventionally, in a first major configuration, the client stations 5 are essentially "dumb" terminals connected to a central server 7 via transmission medium 8. The central server contains the client users' data and the
application/program code. Further, the central server executes all the programs for its clients 5.
Substantially all of the application logic (i.e., presentation logic, business logic, and database logic) is resident within the central server. Such application logic (presentation, business, database) includes any program logic concerned with delivering and/or executing the application service. Note, however, that each client may harbor some low-level graphical interface logic such as X1 1 protocol. These clients are diskless and perform no general computational tasks. Further, the database (file system) logic on the server is shared among the clients. An example of such a system is a set of X-terminals attached to
a central server.
In a second major configuration, the central server 7 contains both the
program code and the file system which the clients use, as with the first configuration, but does not execute any applications. Instead, the applications are downloaded into each requesting client 5 through the network and run on each client. The client, however, continues using the central server as the client database/file system source. The clients in this configuration are usually diskless but do contain powerful CPUs, such as by SPARC®, MIPS® and
ALPHA®. Although all of the presentation, business and database logic (while running) reside on the client, the file system is located on the central server and is shared among the clients. An example of the second configuration include a LAN with a central database such as ORACLE, Informix or Sybase running on
an IBM AS/1 00 file server and set of diskless desktop machines like SUN or RS6000 workstations using a central file server to get their program code and data.
Further, the proposed NC is similar to the second configuration, except that instead of loading native machine code onto a client, Java code is sent to be either interpreted or compiled on-the-fly into native code at the client station.
That is, the Java code is either interpreted by the browser software on the client or the browser first compiles the Java code, then runs it. The obvious problems with this solution are that interpreted code and compilation is slow,
and as the complexity of Java code increases, the CPU/memory combination of the NC or general purpose PC/browser combination would also have to increase in computational power and memory size to accommodate the growth.
Further, Java code would arrive to the desktop in source form making it very difficult to determine whether malfunctions or bugs are associated with the
Java applet or the browser software itself. In addition, since the Java code is supplied to run on the client, an application foreign to the client is accepted which may potentially damage the PC's writable resources by malice or mistake (e.g., by utilizing security holes in the browsers) . Further, the NC fails to protect the user's private data from other clients since it lacks local storage and all client data has to reside in a central location. Java also makes copyright enforcement an extremely difficult task for the software vendors. Since Java applets have absolutely no protection from being copied by the client/user machine, as they are delivered in source form. In a third configuration, a three- or N-tier computing network is employed. Such a configuration is currently being utilized by Forte Technologies. They offer programming tools to decompose client-server applications into presentation logic which runs on each client 5, business logic which runs on the central server 7 and database logic which runs on a file server (not shown). However, the business and database logic may run on the same physical server. As with the first and second configurations, the client's database/file system logic is stored remotely from the client, as it is shared among the clients, and thus poses a security risk. Since the presentation logic
runs on the client, this system is also faced with the problem of constant upgrades and high maintenance costs of the client stations. Another great
problem in this model is that application codes have to be written specifically to one software vendor's implementation of the N-tier network and a user is
typically forced to license and distribute parts of the system to run his own applications. It is therefore an object of the present invention to overcome the disadvantages of the prior art.
Summary of the Invention This and other objects are realized by an inventive system and method of accessing application services from selected application programs, stored and run on a remote compute-server, while the application program utilizes the client's operating-system-level services such as storage devices for its permanent storage requirements.
A selected remote server uses the client as a peripheral device for the purpose of I/O interfacing to the client's keyboard, mouse, monitor, file system or any other client-attached peripheral device and for controlling those attached devices. In particular, the system includes at least one client station, each having low-level graphical interface (e.g., a graphical user interface (GUI)) and file I/O logic stored therein and at least one controller circuit (e.g., a digital signal processor (DSP)) for controlling the client's I/O peripheral devices. The file I/O
logic is capable of storing and retrieving data corresponding to the application programs and otherwise perform low-level file control operations on the file system and specifically on the device files. Further, the controller operates the graphical interface and file I/O logic. In addition, the system includes at least one specialized remote application server. Each server includes high-level application logic stored therein for running the corresponding application program or stored in a corresponding file server. A low-level interface (e.g., an operating system service interface (OSSI)) establishes a common protocol for connecting each client to each server. OSSI protocol insulates high-level application logic from direct access to the underlying operating system, thus allowing a high-level application to obtain OSSI services from different operating systems or from
special console devices which understand OSSI protocol. OSSI makes it possible for a high-level application to use OS-level services on a remote client separated by a network.
In operation, upon initiation by a client, a selected server spawns a selected application running thereon and selectively accesses the file system and the corresponding data of the requesting client. Thus, the client acts as a
peripheral device (a "window on the world") for the selected service application running remotely on the server. In turn, the remote server processes the
corresponding data from the client (and on behalf of the client) through the spawned service application without permanently storing the data within the server. In other words, the client serves file systems, screen, keyboards, mouse, other attached devices to a server, while the server serves to the client
application logic and compute-power.
In addition, a "directory" service application may be used which resides on the server such that the client may launch the selected application via the directory service. "Directory" service applications may perform small services directly (e.g., display some textual or graphical information), refer to another service application on the same server, or reference an application service on another server. In this manner, multiple directory services may be chained together so that the client user can reference multiple applications by different vendors, residing on different servers. By chaining "directory" service applications in the above manner, a network of various application services can be readily available to the client. An user can "roam" the network of "directory" services until he/she finds the appropriate application for his task. In addition, search engines could also be employed. Once found, an application internet address and port can be recorded for future use in the client configuration database/file.
The applications on the remote servers are not dependent on, and thus preferably not written for, any specific client OS. Thus, the application logic is separated from the client's low-level "quasi" OS logic. In other words, the
application does not link directly with the client's kernel-level services (of the OS) to perform the desired functions. Instead, the application prepares a desired "command packet" (representing the desired function and necessary data) by calling an appropriate command function from the server's function
library. The command function from the server's library encodes the command
packet according to OSSI protocol. The command packet is then dispatched to the client's quasi-OS via the common transport protocol (such as tcp/ip) . The client's quasi-OS can recognize the received, OSSI encoded, packets for
performing the desired I/O or control operations. Further, the quasi-OS has the flexibility to tailor its action in response to a specific "command packet" according to its own abilities or to the abilities of the devices to which it has access. Therefore, specific logical commands from an application may be executed differently depending on in what environment the quasi-OS exists. If X1 1 is used for the GUI, then the application will look and feel like an "X" application. Similarly, if another GUI is used (e.g., Windows 95), then the application will look and feel like a Windows 95 application.
This invention differs from all three models, discussed above, in the following major ways. The invention enables selected, i.e., restricted, access from the application on the remote server to the client's permanent storage facilities, such as the hard drives, CD-ROM drives, tape drives, floppy drives, and any other I/O or other device which may be attached to the client. In other words, the remote servers perform operations on the client's local data and
devices. Thus, the server can process the data from the client; however, the data never resides permanently on the server. Local data is simply read from or written to the client file system as required by the application logic.
All of the above conventional models employ a centralized file system on
the server, so that the file system is shared between the clients. Accordingly, a rogue client can gain unauthorized access to another client's data through the
shared file system. The present invention, however, does not share a file system among different clients but store client's data in the attached storage
devices such that they are inaccessible (without explicit authorization from the
user) to other clients or servers. Further, in the present invention, if more than one client spawns the same application during the same time period, then each client can make certain files accessible by the application on the server at the same time which, if the application permits, may enable distributed cooperative projects between consenting clients.
Illustratively, the invention prohibits running substantially any application logic on the client. The second configuration executes all application logic on the client side, while the third configuration executes high-level presentation and business logic on the client. Further, the application depends on a high- level interface between the client and server parts of the application, and a
predetermined platform compatibility.
Since the present invention removes all application logic from the client, there is no longer any need to execute any general purpose code on the client. The remote servers are wholly dependent on the connected clients to serve the client's I/O peripheral devices, therefore the servers do not need any hardware devices of their own to get the I/O services which the clients can provide. Therefore, expensive general purpose processing CPUs are preferably replaced
with inexpensive but powerful controllers, such as DSP chips. Despite the fact
that the present invention does not have any application logic on the client, it feels in its use like a general purpose PC that runs the application program
directly on the PC. The inventive client allows the client user to keep his or her private data on their own disk, and it can have all the common I/O devices attached to it, such as CD-ROM and floppy drives, as well as other peripherals
such as printers, plotters and the like. Another major weakness of the above three configurations is the centralized database/file systems. Giving access to a server's central file system may be a workable solution in the corporate internet environment, where every user is known (although it is also known that many security
breaches are orchestrated by insiders) and can be tracked, but fails completely in the anonymous environment of the internet. The present invention does not suffer from the same drawback. Since the server application always utilizes the file system on the client, the client has no access to the server's file system at all and therefore, can do no damage either through malice or mistake. The client merely connects to a port on the server and can typically only view whether the server is accepting its requests for services (via an application). In addition, the server (a compute-server) may not have a file system at all to be damaged but instead, may boot the appropriate application from another server (e.g., a corresponding file server or super-client), in such a case, the file server may disconnect from the compute-server, while the application runs within the compute-server's RAM.
Another advantage of having the file I/O logic locally on the client is that every client can insure the integrity of its data with backups and the like. This
eliminates a lot of problems for service providers who would otherwise be responsible for keeping the client's program data safe from corruption or
intrusion by third parties. One can easily see that in the internet arena, it is simply impossible to accommodate unlimited numbers of users because of
simple limitations like disk space in the server. In the present invention, however, only the computational resources are shared, so many more users can be accommodated. Further, by having a compute-server access local file systems, the performance of the server is also improved since typically the file I/O in centralized file systems is the "bottle-neck" for (i.e., reduces) computational performance. Since in this invention the server sees multiple file systems on different clients, there is no competition for the limited storage resources by different clients or applications.
Further, the application service can be delivered to a new user instantly, instead of having to set up either security groups or user IDs. In other words, such security is not necessary (unless for billing purposes) since the client's data can not be accessed without authorization and the server's applications and data can not be copied or damaged as it is never sent to the requesting clients. Further, each client can receive services anonymously since the application data, specific to the client, resides on the client's file system and the clients do not ever gain privileges to access the server file system. In addition, although the client serves its file system and devices, it is the client which establishes the connection to the servers. There is no mechanism
for the servers to obtain a connection to a client unless the client actively is seeking to connect. Therefore, a potential intruder has no way to gain entry into the client's file system. So although the client serves its files, it serves them only to servers to which the client itself connected.
Preferably, the firmware which runs on the client (stored in ROM) in the present invention is not user-modifiable since no general purpose computing will
be done locally on the client. Accordingly, expensive power and memory hungry general purpose operating systems (OS) are unnecessary since user programs/processes need not be loaded or managed. Only a small quasi-OS is required to be stored in the firmware, such that the authorized server can control all of the client I/O and file system. For example, the graphical user interface, controlled by the quasi-OS, may be based on the X1 1 protocol, which is in the public domain.
Since neither conventional general purpose CPUs nor OSs are required in the present invention, a client becomes a long term investment for the consumer since such client stations could operate adequately for ten years or longer. On the other hand, since the second and third conventional configurations have either all. or part of the business/application logic residing on the client, the user is invariably forced to upgrade the system to run more complex and fatter applications.
In addition, with respect to the server, the present invention preferably curtails common services like telnet, ftp, rsh, rlogin. The server is therefore left with specialized application services which do not allow access to command shells. This creates a very secure system that is substantially impervious to outside attack, yet flexible enough to offer services to the anonymous masses
of the internet.
Lastly, in the present invention, an application program need be developed only once. After the most appropriate hardware is chosen for the
server (it could be designed specifically for the application), the application is developed and, instead of selling the software to run on different platforms, the application need only be set up as a service having a common internet protocol, such as tcp (or udp)/ip, and attached to a network. Since the client contains no application specific logic, any application could use the client for display and file services. The client's quasi-OS has the flexibility to interpret the command packets received from the connected server according to its local capabilities, so that if the client has a text-only display, then the quasi-OS will display information in a text mode. If X1 1 is used, then X functionality would be employed. However, if Windows is the underlying OS, then Windows facilities would be utilized. The look, feel and capabilities of any application will be adapting to the look, feel and capabilities of quasi-OS. At the same time, the general behavior of quasi-OS would be controlled by the service applications. The client's quasi-OS and the application would be in a symbiotic
relationship -the application tells the quasi-OS what to do, and the quasi-OS determines how it should be done. While the quasi-OS does not have any useful function or behavior of its own without the applications, the applications are unable to get anything done without the quasi-OS I/O and control services. All the hardware/OS dependent functionality is encapsulated in the "front-end" of the quasi-OS and all the logic/behavior of an application is encapsulated in the application code. The two cooperate with each other through a OSSI communications protocol (which itself uses an underlying transport protocol). Thus, the application never executes any low-level code, instead it "asks" the quasi-OS to perform that operation on its behalf. In other words, the quasi-OS
does not perform any operations which have not been requested by a remote application (exception is file maintenance operations when requested by the
client user) . Existing applications which already have been written for specific platforms, such as UNIX/X and Windows 95/NT, can be easily converted by using libraries which utilize the OSSI for generating command packets, while maintaining conventional UNIX/X or Windows APIs (application programming interface) .
In addition, disk space on the client no longer has to be wasted with hundreds of megabytes of OS files and application code, since only data is stored therein. At the same time, the server do not have to store any user data or make backups. Also, the user no longer has to worry about upgrading his or her software, since this maintenance problem completely passes to the software vendors. Further, upgrading is easy for the software vendors since they need to upgrade only one application per server which they can phase in slowly. With respect to companies wishing to purchase application programs, such companies can purchase the inventive servers having pre-installed service applications which can immediately service hundreds to thousands of clients. Hardware requirements for the servers can now be drastically simplified, since either a CPU (general purpose or specialized) or a special processing chip having the appropriate memory in conjunction with the network interface (hardware
and software) create a usable server.
Brief Description of the Drawing
The following detailed description, given by way of example and not intended to limit the present invention solely thereto, will best be understood in conjunction with the accompanying drawings in which: FIG 1 schematically illustrates a two-tier network having a server, transmission medium and a plurality of clients;
FIG 2 schematically illustrates a two and three-tier network having a plurality of compute servers, transmission medium and a plurality of clients in accordance with the present invention; and
FIGs 3A and 3B is a flow chart showing the steps for accessing and spawning an application on a server from a remote client.
Detailed Description of the Invention Referring to FIG 2, the inventive system 1 1 comprises a plurality of specialized servers 12, 1 3, 1 6, 17 connected to a plurality of clients 1 5 over shared transmission medium 1 8. As with network 1 0 of FIG 1 , the system 1 1 is applicable to supporting the transmission of data on a LAN or WAN system. In general, each client serves its monitor, keyboard, mouse, file system, and other I/O and desktop attached peripheral devices. The servers serve their corresponding compute-power, application logic and control the I/O and other
devices of the clients.
Each server is typically supported by an independent vendor to run their software application programs, as desired. For example, server 1 2 may be supported by vendor A for running word processing applications, while server
1 3 may be supported by vendor B for running engineering type applications. Further, one server may support service applications from different companies but which run similar applications. That is, server 1 2, e.g., may be supported by a service provider which will host multiple software vendors' applications relating to spreadsheets. Of course, service applications running on the same server need not be similar at all.
Server 1 6 is shown connected exclusively to server 1 7 which acts as a file server. File server 1 6 stores and boots the selected application program, as instructed by computational server 1 7. For example, file server 1 6 may be considered a so-called super-client that injects the selected application to compute-server 1 7 and then disconnects from server 1 7. This setup is preferable, as it adds a level of security from a client that connects to server 1 7 with the intention of corrupting the applications. Each client 1 5 is preferably not a general purpose PC but an inexpensive and highly robust data-acquisition device. Thus, a client does not require a conventional CPU, such as a Pentium, PowerPC or Alpha chip. Nor does a client require a conventional OS, such as MS-DOS® or Windows 95. Instead of a conventional general purpose CPU, inexpensive but powerful controller circuits will be utilized for controlling the storage devices and other I/O hardware. An example of a controller is a Tl TMS320C4x or C3x DSP chip. The controller or a plurality of controllers will control the client file system (file I/O logic) and low-level graphical interface logic (e.g, GUI). For example, each client may have a separate controller chip for the file system/disk controller block, the communication block and the display/human interface block of the
client, or one DSP control may control all three blocks.
Since the functions of the file I/O and graphical interface logic are well-
defined and understood and do not have to be changed for different applications, they can be highly optimized in machine language for the highest speed, and will be provided as firmware in the client's ROM, rather than software as is conventional (since conventional OSs are programmable) . In fact, most of the functions could be cast in hardware like ASICs. It should be understood that general purpose computers will also work with the present
invention (with little or no modifications), such that existing owners of PCs can access any specialized server to spawn a selected application, as desired. In
such a case, the quasi-OS is replaced with the front-end "compute-browser" which has to be ported to the general purpose computer's OS (Windows 95/NT, UNIX, OS2, and the like) like any other program and runs as a user process underthe regular operating systems mentioned above. This "compute-browser" would then utilize the host OS resources to control local devices on behalf of the remote service applications. Further, non-specialized servers having conventional application programs stored thereon may be utilized via the use of a "directory" service application, while the directory service application would
provide the service to the client but may use one or more conventional programs to perform its tasks. Conventional applications can also be easily modified into service applications by recompiling and linking them with new startup code and new I/O and OS libraries.
Referring back to the specialized clients, instead of a conventional OS, a low-level "quasi"-OS, such as one whose graphical user interface is based on the X1 1 protocol (X1 1 is in the public domain), modified for data compression and encryption, will be stored in the ROM of each client. The quasi-OS essentially acts as a driver to perform tasks specific to the client hardware, as well as being the basis for the windowing structure. Note that the quasi-OS executes no application logic and can not load or run any client user processes. Since these specialized clients require no conventional CPU or OS, they are inexpensive to produce and sell, and are far more robust than conventional general purpose Pcs. Since these clients offer a longer useful life than general purpose Pcs, or other desktop workstations, the cost of the client may be amortized over longer periods of times, further decreasing the overall cost of the client. Faster CPUs and extra memory are not required in the specialized clients since even when service applications become more complex, the applications are still run remotely on the corresponding server, instead of being loaded and processed on the client.
Further, since the client contains no specific OS platform, the applications running on the servers only need to be concerned with using a standard internet protocol, such as tcp/ip and OSSI higher-level protocol for the command packets. Thus, the only compatibility required between each client and the server application is file format compatibility. As will be described hereinlater, since the data in the client file system will typically be created by
the application itself, compatibility is not a concern.
Now, instead of a software vendor selling different versions of their
application programs to run on the different available platforms, only one
version is typically resident on a server. Since the applications are compatible
with the client file system (in fact, the applications do not need to know the internal structure of the file system since quasi-OS will handle the interface) and the quasi-OS, any specialized application will operate with the client, such that an unlimited number of different applications could be accessed by from each client connected to a server or to multiple servers.
The client can serve its peripheral devices to any number of service applications (accordingly to their commands), and to any number of specialized servers. Such servers can have different hardware architectures without concern for what OS the clients are running or what devices they use. Therefore, software vendors have complete freedom to design machines and software for maximum speed and flexibility. In fact, servers may not run any OS at all but run directly bootable service applications. The software vendors also will not have to deal with compatibility concerns, save tcp(or udp)/ip and X1 1 protocols. By using OSSI compatible libraries, the software is automatically compatible without any source code modifications.
Each client need only comprise one or more storage devices, such as a hard, floppy, or CD-ROM drive. As stated, each client also comprises a file system. The client storage system may also be separate from the client (not shown) by use, e.g., of an attached file server. If the client does not have any storage device attached, then the only application which can be used is those which require no storage facilities, such as html browsers. The files in the file system includes a configuration file which tells the client quasi-OS where on the network (LAN or WAN/Internet) to connect and to which port to obtain a connection to a specific service application. Further, the file system includes
data files storing data corresponding to each previously spawned application, as well as check-point files representing the state of the program when the connection is terminated for each application. The check-point files allow recovery in case of network failure, however, the check-point files need to be encrypted by the server to prevent any tampering by the clients. In addition, the file system temporarily stores any work-space files that the service application may require. Accordingly, all of the client user's data, corresponding to each spawned application, is stored locally, such that when the client is disconnected from the network, the user's data is incorruptible by anything else on the network. Compare this to systems where the data is stored in a central server file system. In those systems, the data is subject to corruption by malice or mistake.
Further, each client also includes low-level graphical interface logic so that the client user can select which server application to launch. This non-
general purpose client performs no high-level logic functions. Preferably, the only functions permitted would include directing the peripheral devices to attach
to requesting service applications, making data backups, displaying, and opening, renaming and deleting data files, but would not include any processing
of such files. File maintenance operations should be embedded within the quasi-OS and perform only pre-determined well defined tasks. File maintenance operations, built into the quasi-OS, cannot be initiated by any remote service application but rather may only be invoked directly from the quasi-OS by the client user. File maintenance may, however, be performed by the servers to the extent permitted by the quasi-OS without involving its internal maintenance
functions. Each client may optionally contain plug-in I/O modules such as a frame grabber, an audio/video interface, a digital-to-analog and analog-to-digital converter, a microphone, a camera, a compression board, a temperature probe, a humidity probe, an encryption chip, or any other device, as desired. The server then, via the application program, controls the client's I/O devices (as well as the client's file system, etc.) by sending appropriate command packets to the client quasi-OS. Further, as stated, each server may include any specialized hardware for running its applications or services without compatibility concerns with the client. For example, a movie editing server may include all of the expensive hardware editors connected to the server. A movie studio may then have a client, having a video camera I/O device. The film on the camera can then be edited via the editing hardware on the server without having to purchase their own expensive editing hardware. Thus, the application would control the data feed from the camera, edit the transmitted data on the resident editors, and transmit back the edited data to the client for storage on the client's disk for immediate display on the client's monitor, or for printing on the client's printer or for output to a CD-ROM, a DVD disk or a video tape.
The operation of the inventive system will be described below with reference to the flow chart of FIGs 3A and 3B. However as a precursor, note
that the client acts as a window on the world for the selected application, while the client user selected application runs on the corresponding server. In other words, the client is a "human-machine-interface" (HMI) for the servers. Upon authorization, the application accesses the client's file system to retrieve the user data for processing. Note that the application controls all of the operations and controls all of the peripheral devices on the client, via the quasi-OS.
For example, all of the I/O modules (such as a floppy drive) are controlled remotely by the server application. Once the application is complete or during the run of the application (as data needs to be read or written), the processed data is transmitted to the client file system for local storage on the client. Since the application's program code does not get transmitted to the client (like in Java or Active-X objects), the user cannot copy the code. Accordingly, software vendors can easily go into China, Hong Kong, Korea, Eastern Europe and other markets where software piracy is wide-spread (as high as 98%) and offer these compute services without piracy concerns.
As stated, the inventive system differentiates between data and program code, i.e., the client file system is intended to store only data for the remote server, never their application program code. The program code is loaded into the servers from their own private file system (inaccessible to clients) or from a corresponding file server (whose function is limited to carrying the program boot code but can not run the application) for added security. The only exception to this separation is when executable files are themselves program data as in a situation where the application is a compiler (or linker), but the compiler-server would be cross-compiling for a different architecture. The
resulting programs cannot run on the client and should not be run on the compile-server (for security) . Rather, the resulting program should be run on
a separate execute-server which has the appropriate CPU and software to remotely load and run the program. In general, note that the server that runs the application should be different from the server which created it.
FIGs 3A and 3B show a flow diagram providing the steps for accessing and spawning a server application from a remote client. At step 20, a client station is powered on which initializes the network, the user interface, and the file system modules from ROM. The network module initializes the communication interfaces, such as for an attached modem, ethernet, ATM, cable or fiber optic connection. Further, a multiple network interface may be
available to the client, i.e., the client may use an ethernet system for the intranet but a cable modem for the internet. Servers may be accessible
simultaneously through all available interfaces. If one of the interfaces is a regular modem, then a telephone connection is made with the ISP to establish a connection. PPP, SLIP or other point-to-point transport protocols can be used. The user interface modules initialize the display, keyboard and the like. The file system module initializes the file system comprising the service application information (previously spawned applications, networks, servers and
ports) and related program data stored on the client storage device.
At step 25, the client detects whether any new hardware is present.
Such hardware includes any added peripheral devices discussed above. If any new hardware is detected, a corresponding device file is created in the file
system for controlling the device at step 30. If no new hardware device is detected, the process precedes to step 35 where the client makes connections
to all the servers and applications which have been stored in its resource configuration file/database. At step 40, if the application location (i.e., server IP address and port) which the user wants to spawn was not previously stored in the configuration file, then the client user creates a new entry in the "config" file, at step 45, to include the server and application address (port) . However, if the desired application entry is present in the resource configuration file, the client connects to the appropriate address to connect to the selected server, at step 50. If the configuration file is not present, then the client user has to enter the appropriate IP address and port by hand. Once entered, this information can be saved for future use in the configuration file. At step 55, the server is authenticated against a trusted database.
Simply put, the server may be authenticated by transmitting a predetermined data string. At step 60, if the authentication of the server fails, then the
connection to the server will not be made, at step 65, and the process returns to step 35, where the client quasi-OS will try to connect to other servers/ports in the config file or the client user may select a different server application by hand after all the entries in the config file are exhausted.
At step 70, the client receives a public key from the server for encrypting the client's own private key and transmits the encrypted private key to the
server. The server then decrypts the received encrypted private key with its own private key.
Thereafter, all communication between the client and server are secured by using the client's private key. The client may generate a new key every time
the client connects to a server or generate several new keys during a single connection for extra security. Special encryption hardware such as diodes could be used to generate random bit patterns to be used as the client's private keys.
At step 75, the server or a linked directory service application transmits graphical icons to the client representing the server's available applications. The client then dynamically builds a window containing each application icon. If, however, no icon is transmitted from the server (one is not available), then the client will generate a generic icon for selection purposes. At step 80, the client user will "click" the desired icon to spawn the corresponding application program. An application can also be started by "dragging" a data file and "dropping" onto the application icon. The client user may also directly access
an application by typing in a unique service name at the command prompt, which is then looked up in the client's resource configuration file\database and the client then requests the directory service on the corresponding server that the respective application program is spawned. At step 85, it is ascertained whether the server application requires access to any data client files in the client file system. For example, if the client connected to (spawned) a word processing application for editing, then the application would require the text data stored locally in the clients file system. If the application does not require any access to the client files, then the service continues, at step 90, until the user is done. During the service, the application may also control the client's peripheral devices via the quasi-OS, as previously discussed. The application normally receives the file names it needs
to use from the client user as parameters or it is entered interactively by the client user after the application was spawned. If the application does require access to the client files, it is ascertained whether the server application has the authorization to access such files (even if the client user entered the file name by hand, the authorization step is still required to prevent the server from changing the file name), at step 95. Such authorization can be set up previously by the client user as a "rule" based permission system to grant authorization to a specific server every time (or until the client changes the authorization) or to grant authorization per single use. A rule based restriction may be based on the data file type, the application, the server, the access requested and the date. In addition, access by a specific application may be restricted to only a specific set of files by name or directory. Thus, every time the client accesses the server application, the client user would have to re-authorize such access. Even if authorization is granted to a server, there are different authorizations which may be given to each server. For example, anyone or all of the following authorizations may be given: "read",
"write", "append", and "create" .
If the server does not have authorization to access the files in the resource configuration file, then the process proceeds to step 1 00 where the client user, as stated above, chooses whether or not to grant a single use
authorization. If the client user does not grant authorization, then the process proceeds to step 90 where the service will continue until done or the server application may decide to terminate. If the client does grant temporary authorization or the server/application had a predetermined authorization, then
the process proceeds to step 1 05 where the server application is permitted to read, write, append, rename, move, or create the corresponding file in the file system, as authorized by the client user. The client also has an ability to substitute one file for another. If the file requested by the application contains information which the client user does not want accessed, the user may substitute another file for it and the application will not know anything about the switch. This will allow the client to "remap" file names which have been hard-coded into applications.
During the service, the quasi-OS may react in 3 different ways to application's request to perform a particular operation: 1 ) it may perform the operation and notify the application of success, 2) it may not perform the operation and notify the application of failure, 3) it may not perform the operation but still notify the application of success. The third option would be useful to allow the remote application whose "commands" are either inappropriate or violate security to proceed without immediate failure.
From step 105, the process proceeds to step 90 where the spawned application will continue running until the client user is done. Lastly, at step 1 1 0, the processed data from the server application will be transmitted, if necessary, to an appropriate file in the client's file system. If the application
was updating the data file as it ran, then the file would simply close.
While several embodiments have been chosen to illustrate the invention, it will be understood by those skilled in the art that various changes and
modifications can be made herein without departing from the scope of the invention as defined in the appended claims.

Claims

ClaimsWhat is claimed is:
1 . A secured system for accessing application services from a selected one of a plurality of application programs, comprising: at least one client station, said client having low-level graphical interface and file logic stored therein and at least one controller for controlling said graphical interface and file logic, wherein said file logic includes a file system capable of storing data corresponding to said plurality of application programs; at least one remote application server, each server having high-level application logic stored locally or remotely for running corresponding said
plurality of application programs; and a low-level interface between each said client and each said server,
wherein upon accessing by said client, a selected one of said at least one server spawns said selected application and selectively accesses said file system of said client for said corresponding data, and wherein said server processes said corresponding data from said client on said selected application
without permanently storing said data.
2. The system of claim 1 , wherein each said client lacks a general purpose central processing unit (CPU) for performing programming functions,
so as to decrease cost and increase security of said client.
3. The system of claim 1 , wherein program code of said selected application remains on said server, so as to increase the security of said client from corruption by said server and to protect said application programs stored on each said server.
4. The system of claim 1 , wherein each said client further includes a low-level quasi- operating system (OS) for supporting the client hardware connections to the selected server, for controlling any peripheral devices attached to said client and for controlling said graphical interface logic, said quasi-OS being permanently embedded in a read-only-memory (ROM) in each respective client such that said quasi-OS is not programmable.
5. The system of claim 4, wherein said graphical interface logic, controlled by said quasi-OS, being based on an X1 1 protocol.
6. The system of claim 1 , wherein each said client further comprises
at least one storage device being at least one of a hard, floppy, CD-ROM, DVD, and tape drives.
7. The system of claim 6, wherein said corresponding data is stored in one said storage device of the respective client in a respective one of a plurality of data files of said file system, such that said client selectively
restricts said access by said server to said data files to increase the security of said client from corruption by said server.
8. The system of claim 7, wherein said server requests access to a predetermined data file but is granted access to another data file selected by said client.
9. The system of claim 7, wherein upon authorization by said client, said server may read, write, append, move, rename, and create said data files.
10. The system of claim 6, wherein said at least one controller being a digital signal processor (DSP) .
1 1 . The system of claim 6, wherein said at least one controller being unable to access and logically control said corresponding data stored in said storage device on behalf of an application running on said server without authorization from said client.
1 2. The system of claim 1 , wherein said low-level interface includes a graphical interface protocol cluster and a file system and device control
protocol cluster.
1 3. The system of claim 1 , wherein the file systems and corresponding
data of at least two of said clients can be selectively and simultaneously accessed by said selected server for processing with said selected application,
such that each client may cooperate with each other.
1 4. The system of claim 1 , wherein each said server further includes a file system having said plurality of application programs stored therein, and wherein each said client being denied access to said file system of each said server to increase the security of said server from corruption by said client and to protect said application programs stored on each said server.
1 5. The system of claim 1 , wherein said application server being a computational server, such that said application server boots the selected application from a separate file server or super-client to protect said application programs.
1 6. The system of claim 1 , wherein said interface being connected over one of a local area network (LAN) and a wide area network (WAN).
1 7. The system of claim 1 , wherein each said client further includes at least one device selected from the group of a frame grabber, an audio/video interface, a digital-to-analog and analog-to-digital converter, a microphone, a camera, a compression board, a temperature probe, a humidity probe and an
encryption chip, wherein each said server being unable to access and logically control said I/O devices without authorization from said client.
1 8. The system of claim 1 7, wherein the client selected application
running on the corresponding server selectively accesses and logically controls said I/O devices via said at least one controller of the respective client.
1 9. The system of claim 1 , wherein each said client and said server share a common transport protocol, said common transport protocol being one of tcp/ip and udp/ip.
20. The system of claim 1 , wherein the address of each of said plurality of application programs being stored in respective configuration files of said file system, and wherein said client connects to each said application in said respective configuration files to receive icon information.
21 . A method of accessing application services from a selected one of a plurality of application programs, comprising the steps of: requesting access to a selected one of a plurality of remote application servers from a client station to connect to said selected application running on a corresponding said server, wherein said client having low-level graphical interface and file logic stored therein and at least one controller for controlling said graphical interface and file logic, wherein said file logic includes a file system capable of storing data corresponding to said plurality of application programs, and
wherein each server having high-level application logic stored locally or remotely for running corresponding said plurality of application programs; selectively transmitting said data corresponding to said selected application, stored in said client file system, to the selected server upon
authorization from said client; processing the transmitted data on said selected application; and purging any processed data from said server when said application is complete.
22. The method of claim 21 , further comprising the step of transmitting the processed data from said server to the file system of the respective client during said service or when said service is complete.
23. The method of claim 21 , wherein each said client lacks a general purpose central processing unit (CPU) for performing programming functions, so as to decrease cost and increase security of said client.
24. The method of claim 21 , wherein program code of said selected application remains on said server, so as to increase the security of said client
from corruption by said server and to protect said application programs stored on each said server.
25. The method of claim 21 , further comprising the steps of:
supporting the client hardware connections to the selected server via a low-level quasi-OS; controlling any peripheral devices attached to said client; and controlling said graphical interface logic, wherein said quasi-OS being permanently embedded in a read-only- memory (ROM) in each respective client, such that said OS is not programmable.
26. The method of claim 25, wherein said graphical interface logic, controlled by said quasi-OS, being based on an X 1 1 protocol.
27. The method of claim 21 , wherein each said client further comprises at least one storage device being at least one of a hard, floppy, CD- ROM, DVD, and tape drives.
28. The method of claim 27, further comprising the step of storing said corresponding data in one said storage device of the respective client in a respective one of a plurality of data files of said file system, such that said client selectively restricts said access by said server to said data to increase the security of said client from corruption by said server.
29. The method of claim 28, further comprising at least one of the following steps: reading said data files upon authorization by said client;
modifying said data files upon authorization by said client; appending said data files upon authorization by said client; and
creating new data files upon authorization by said client.
30. The method of claim 27, wherein said at least one controller being unable to access and logically control said corresponding data stored in said storage device on behalf of an application running on said server without authorization by from client.
31 . The method of claim 21 , further comprising the steps of: selectively and simultaneously accessing the file systems and corresponding data of at least two of said clients, by said selected server; and processing the accessed data with said selected application, such that each client may cooperate with each other.
32. The method of claim 21 , wherein each said server further includes a file system having said plurality of application programs stored therein, and wherein each said client being denied access to said file system of each said server to increase the security of said server from corruption by said client and to protect said application programs stored on each said server.
33. The method of claim 21 , further comprising the step of launching said selected application from a separate file server to run on said selected
application server, wherein said application server being a computational server.
34. The method of claim 21 , wherein said steps of accessing and transmitting occur over one of a local area network (LAN) and a wide area
network (WAN) .
35. The method of claim 21 , wherein each said client further includes at least one data acquisition or special purpose device selected from the group of a frame grabber, an audio/video interface, a digital-to-analog and analog-to- digital converter, a microphone, a camera, a compression board, a temperature probe, a humidity probe and an encryption chip, wherein said server being unable to access and logically control said I/O devices.
36. The method of claim 35, further comprising the steps of the selected server accessing and logically controlling said I/O devices upon authorization from said client.
37. The method of claim 36, wherein step of the server selectively
accessing and logically controlling said I/O devices occurs by accessing and controlling said at least one controller of the respective client.
38. The method of claim 21 , wherein each said client and said server share a common transport protocol, said common transport protocol being one
of tcp/ip and udp/ip.
39. The method of claim 29, further comprising the steps of copying and changing names of said data files upon authorization by said client;
40. The system of claim 1 , wherein said at least one remote application server being capable of accessing multiple file systems, each resident on said respective client station, when each said client station accesses said at least one remote server to access one of said plurality of application programs, wherein each accessed server selectively and simultaneously accesses said file systems to form a centralized file management system for controlling said file system and configuration of said client stations.
41 . The method of claim 21 , wherein said at least one remote application server comprises the step of selectively and simultaneously accessing multiple file systems, each resident on said respective client station, to form a centralized file management system for controlling said file system and configuration of said client stations, when each said client station accesses said at least one remote server to access one of said plurality of application
programs.
42. The system of claim 1 , wherein said at least one client station has at least a low-level quasi-operating system (QOS) acting as a driver for supporting the client hardware connections to a selected said at least one remote application server to control said application programs of said selected server, and for controlling any peripheral devices attached to said client, wherein said selected server runs at least one of software service application programs and hardwired service application programs.
43. The system of claim 42, wherein said hardwired service application programs being operational via ASIC chips.
44. The method of claim 21 , wherein said at least one client station has at least a low-level quasi-operating system (QOS) acting as a driver, said
QOS comprises the steps of: supporting the client hardware connections to a selected said at least one remote application server to control said application programs of said selected server; and
controlling any peripheral devices attached to said client, wherein said selected server runs at least one of software service application programs and hardwired service application programs.
45. The method of claim 44, wherein said hardwired service application programs being operational via ASIC chips.
46. The method of claim 21 , wherein at least one of said plurality of remote application servers converts a selected one of said application programs,
said selected application program being a conventional application program that has an API (application programminginterface) specific to a particular OS (operating system) to a network application program that communicates to a remote client via an OSSI (operating system service interface) communications
protocol, said server comprising the steps of: converting the OS function calls of said conventional application program to command packets using said OSSI communications protocol, without recoding said conventional application program, to convert said conventional application program to said network application program; and transporting said OSSI command packets to said remote client for controlling specific operations of said client, wherein said network application program continues to run within said particular OS.
47. The method of claim 46, wherein said remote client being unable to interpret said function calls of said conventional application program and being able to interpret said OSSI command packets.
48. The system of claim 1 , wherein at least one of said plurality of remote application servers converts a selected one of said application programs, said selected application program being a conventional application program that
has an API (application programminginterface) specific to a particular OS (operating system) to a network application program that communicates to a remote client via an OSSI (operating system service interface) communications protocol.
49. The system of claim 48, wherein said remote application server
further comprises a processor for converting the OS function calls of said conventional application program to command packets using said OSSI communications protocol, without recoding said conventional application program, to convert said conventional application program to said network application program, wherein the OSSI command packets are transmitted to said remote client for controlling specific operations of said client, and wherein said network application program continues to run within said particular OS.
50. The system of claim 49, wherein said remote client being unable to interpret said function calls of said conventional application program and being able to interpret said OSSI command packets.
51 . A secured system for simultaneously accessing files systems of a plurality of client stations, comprising: at least one remote application server, each server having high-level application logic stored locally or remotely for running a corresponding plurality of application programs, and each server capable of accessing multiple file systems, each resident on a respective client station, when each said client
station interfaces with said at least one remote server to access one of said plurality of application programs, wherein each interfaced server selectively and simultaneously accesses said file systems to form a centralized file management system for controlling said file system and configuration of said client stations.
52. A secured system for accessing application services from a selected one of a plurality of service applications, comprising: at least one client station, said client having at least a low-level quasi- operating system (QOS) acting as a driver for supporting the client hardware connections to a selected server to control said service applications of said selected server, for controlling any peripheral devices attached to said client, and for controlling a graphical interface logic, wherein said server runs at least one of software service applications and hardwired service applications.
53. The system of claim 52, wherein said hardwired service applications being operational via ASIC chips.
54. A method of converting a conventional application program that has an API (application programming interface) specific to a particular OS
(operating system) to a network application program that communicates to a remote client via an OSSI (operating system service interface) communications protocol, comprising the steps of:
converting the OS function calls of said conventional application program to command packets using said OSSI communications protocol, without recoding said conventional application program, to convert said conventional application program to said network application program; and
transporting the OSSI command packets to said remote client for controlling specific operations of said client, wherein said network application program continues to run within said particular OS.
55. The method of claim 54, wherein said remote client being unable to interpret said function calls of said conventional application program and being able to interpret said OSSI command packets.
56. A system for converting a conventional application program that has an API (application programminginterface) specific to a particular OS (operating system) to a network application program that communicates to a remote client via an OSSI (operating system service interface) communications protocol, comprising: a remote application server having a processor for converting the OS function calls of said conventional application program to command packets
using said OSSI communications protocol, without recoding said conventional application program, to convert said conventional application program to said network application program, wherein the OSSI command packets are transmitted to said remote client for controlling specific operations of said client, and wherein said network application program continues to run within said particular OS.
57. The system of claim 56, wherein said remote client being unable to interpret said function calls of said conventional application program and being able to interpret said OSSI command packets.
PCT/US1997/022579 1996-12-18 1997-12-09 Secured system for accessing application services from a remote station WO1998027501A1 (en)

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AU57938/98A AU739561C (en) 1996-12-18 1997-12-09 Secured system for accessing application services from a remote station
EP97954066A EP0925544A4 (en) 1996-12-18 1997-12-09 Secured system for accessing application services from a remote station
CA002254936A CA2254936A1 (en) 1996-12-18 1997-12-09 Secured system for accessing application services from a remote station

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US08/769,493 US5889942A (en) 1996-12-18 1996-12-18 Secured system for accessing application services from a remote station

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US5889942A (en) 1999-03-30
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