WO2010062497A2

WO2010062497A2 - Goodness of fit in spectrographic monitoring of a substrate during processing

Info

Publication number: WO2010062497A2
Application number: PCT/US2009/061351
Authority: WO
Inventors: Jeffrey Drue David; Boguslaw A. Swedek; Dominic J. Benvegnu; Harry Q. Lee
Original assignee: Applied Materials, Inc.
Priority date: 2008-10-27
Filing date: 2009-10-20
Publication date: 2010-06-03
Also published as: JP5774482B2; KR101616024B1; TWI492005B; JP2012507146A; TW201022870A; WO2010062497A3; KR20110090965A

Abstract

A sequence of current spectra is obtained with an in-situ optical monitoring system, and each current spectrum is compared to a plurality of reference spectra from a plurality of reference spectra libraries. The library that provides a best fit to the sequence of current spectra is determined, and a polishing endpoint is determined based on the sequence of current spectra and the library that provides a best fit to the sequence of current spectra. First and second sequences of current spectra of reflected light can be received from first and second zones of a substrate. Each current spectrum from the first and second sequence of current spectra is compared to a plurality of reference spectra from first and second reference spectra libraries, respectively, to generate first and second sequences of best match reference spectra, respectively. The second reference spectra library is distinct from the first reference spectra library.

Description

GOODNESS OF FIT IN SPECTROGRAPHS MONITORING OF A SUBSTRATE

DURING PROCESSING

BACKGROUND

The present specification relates generally to spectrographic monitoring of a substrate during chemical mechanical polishing.

An integrated circuit is typically formed on a substrate by the sequential deposition of conductive, semiconductive, or insulative layers on a silicon wafer. One fabrication step involves depositing a filler layer over a non-planar surface and planarizing the filler layer. For certain applications, the filler layer is planarized until the top surface of a patterned layer is exposed. A conductive filler layer, for example, can be deposited on a patterned insulative layer to fill the trenches or holes in the insulative layer. After planarization, the portions of the conductive layer remaining between the raised pattern of the insulative layer form vias, plugs, and lines that provide conductive paths between thin film circuits on the substrate. For other applications, such as oxide polishing, the filler layer is planarized until a predetermined thickness is left over the non planar surface. In addition, planarization of the substrate surface is usually required for photolithography.

Chemical mechanical polishing (CMP) is one accepted method of planarization. This planarization method typically requires that the substrate be mounted on a carrier or polishing head. The exposed surface of the substrate is typically placed against a rotating polishing disk pad or belt pad. The polishing pad can be either a standard pad or a fixed abrasive pad. A standard pad has a durable roughened surface, whereas a fixed-abrasive pad has abrasive particles held in a containment media. The carrier head provides a controllable load on the substrate to push it against the polishing pad. A polishing liquid, such as a slurry with abrasive particles, is typically supplied to the surface of the polishing pad. One problem in CMP is determining whether the polishing process is complete, i.e., whether a substrate layer has been planarized to a desired flatness or thickness, or when a desired amount of material has been removed. Overpolishing (removing too much) of a conductive layer or film leads to increased circuit resistance. On the other hand, underpolishing (removing too little) of a conductive layer leads to electrical shorting. Variations in the slurry composition, the polishing pad condition, the relative speed between the polishing pad and the substrate, and the load on the substrate can cause variations in the material removal rate between substrates or between different zones of a substrate, for example. Moreover, variations in the initial thickness of the substrate layer, between substrates or between different zones of a substrate, can cause variations in the amount needed to remove to reach a target thickness. These variations cause variations in the time needed to reach the polishing endpoint. Therefore, the polishing endpoint cannot be reliably determined merely as a function of polishing time.

SUMMARY

In one general aspect, a computer implemented method includes obtaining a sequence of current spectra with an in-situ optical monitoring system, each current spectrum from the sequence of current spectra being a spectrum of light reflected from a substrate having an outermost layer undergoing polishing and at least one underlying layer, comparing each current spectrum to a plurality of reference spectra from a first reference spectra library and determining a first best-match reference spectrum to generate a first sequence of first best- match reference spectra, determining a first goodness of fit for the first sequence, and determining a polishing endpoint based on the first sequence and the first goodness of fit. In another general aspect, a computer implemented method includes obtaining a sequence of current spectra with an in-situ optical monitoring system, each current spectrum from the sequence of current spectra being a spectrum of light reflected from a substrate having an outermost layer undergoing polishing and at least one underlying layer, comparing each current spectrum to a plurality of reference spectra from a plurality of reference spectra libraries, determining which library provides a best fit to the sequence of current spectra, and determining a polishing endpoint based on the sequence of current spectra and the library that provides a best fit to the sequence of current spectra.

Implementations of either of these two methods may include one or more of the following features. The current spectrum may be compared to a plurality of reference spectra from a second reference spectra library and a second best-match reference spectrum may be determined to generate a second sequence of second best-match reference spectra, and a second goodness of fit may be determined for the second sequence, and the endpoint may be determined based on the first sequence, the second sequence, the first goodness of fit and the second goodness of fit. Determining the polishing endpoint may include determining if the first best-match reference spectrum indicates an endpoint, and if so determining if the first goodness of fit is better than the second goodness of fit, and if so calling an endpoint. Determining the polishing endpoint may include determining if the second best-match reference spectrum indicates an endpoint, and if so determining if the second best goodness of fit is better than the first goodness of fit, and if so calling an endpoint. A first index value may be determined for each first best-match reference spectrum to generate a sequence of first index values, and determining the second goodness of fit may include determining a second index value for each second best-match reference spectrum to generate a sequence of second index values. A first function may be fit to the sequence of first index values, and a second function may be fit to the sequence of second index values. The first function and the second function may be linear functions. Determining the first goodness of fit may include determining a goodness of fit of the sequence of first index values to the first function, and determining the second goodness of fit may include determining a goodness of fit of the sequence of second index values to the second function. Determining the first goodness of fit may include determining a sum of squared differences between the sequence of first index values and the first function, and determining the second goodness of fit may include determining a sum of squared differences between the sequence of second index values and the second function. The sequence of first index values may form a first index trace, and wherein the sequence of second index values may form a second index trace. Determining if the first best-match reference spectrum indicates an endpoint may include determining if the index of the first best-match reference spectrum is a target index. Determining if the second best-match reference spectrum indicates an endpoint may include determining if the index of the second best-match reference spectrum is a target index. Whether the first goodness of fit for the first sequence is better than the second goodness of fit for the second sequence may be determined. The plurality of reference spectra from the first reference spectra library may represent substrates having a first thickness of the underlying layer, and the plurality of reference spectra from the second reference spectra library may represent substrates having a different second thickness of the underlying layer. Determining a first best-match reference spectrum may includes determining which reference spectra from the first reference spectra library has least difference from the current spectrum, and determining a second best-match reference spectrum may include determining which reference spectra from the second reference spectra library has least difference from the current spectrum.

In general, another aspect of the subject matter described in this specification can be embodied in a computer implemented method that includes receiving a first sequence of current spectra of reflected light from a first zone of a substrate. A second sequence of current spectra of reflected light from a second zone of the substrate can be received. Each current spectrum from the first sequence of current spectra can be compared to a plurality of reference spectra from a first reference spectra library to generate a first sequence of best match reference spectra. Each current spectrum from the second sequence of current spectra can be compared to a plurality of reference spectra from a second reference spectra library to generate a second sequence of best match reference spectra. The second reference spectra library can be distinct from the first reference spectra library. Other embodiments of this aspect include corresponding systems, apparatus, and computer program products.

These and other embodiments can optionally include one or more of the following features. The first reference spectra library and the second reference spectra library can be predetermined.

In another aspect, a computer program product, tangibly embodied in a computer readable medium, is operable to cause a data processing apparatus to perform operations comprising the steps of the method above.

In general, one aspect of the subject matter described in this specification can be embodied in a computer implemented method that includes receiving a first sequence of current spectra of reflected light from a first zone of a substrate. A second sequence of current spectra of reflected light from a second zone of the substrate can be received. Each current spectrum from the first sequence of current spectra can be compared to a first plurality of reference spectra from a first plurality of reference spectra libraries to generate a plurality of first sequences of best match reference spectra. Each current spectrum from the second sequence of current spectra can be compared to a second plurality of reference spectra from a second plurality of reference spectra libraries to generate a plurality of second sequences of best match reference spectra. A plurality of first goodnesses of fit for the plurality of first sequences of best match reference spectra can be determined. A plurality of second goodnesses of fit for the plurality of second sequences of best match reference spectra can be determined. Other embodiments of this aspect include corresponding systems, apparatus, and computer program products.

These and other embodiments can optionally include one or more of the following features. Some of the first plurality of reference spectra libraries and second plurality of reference spectra libraries can be the same. All of the first plurality of reference spectra libraries and second plurality of reference spectra libraries can be the same. None of the first plurality of reference spectra libraries and second plurality of reference spectra libraries can be the same.

Generating the plurality of first sequences of best match reference spectra can include comparing each current spectrum from the first sequence of current spectra to a plurality of reference spectra from a first reference spectra library and determining a first intermediate goodness of fit; comparing each current spectrum from the first sequence of current spectra to a plurality of reference spectra from a second reference spectra library and determining a second intermediate goodness of fit; comparing the first intermediate goodness of fit to the second intermediate goodness of fit; first selecting one of the first reference spectra library or the second reference spectra library based on the comparison of the first intermediate goodness of fit to the second intermediate goodness of fit; and determining a first sequence of best match reference spectra based on the first selection.

Generating the plurality of second sequences of best match reference spectra can include comparing each current spectrum from the second sequence of current spectra to a plurality of reference spectra from the first reference spectra library and determining a third intermediate goodness of fit; comparing each current spectrum from the second sequence of current spectra to a plurality of reference spectra from the second reference spectra library and determining a fourth intermediate goodness of fit; comparing the third intermediate goodness of fit to the fourth intermediate goodness of fit; second selecting one of the first reference spectra library or the second reference spectra library based on the comparison of the third intermediate goodness of fit to the fourth intermediate goodness of fit; and determining a second sequence of best match reference spectra based on the second selection. The first selection and the second selection can be determined within a predetermined period of a polish. The predetermined period of the polish can include the first twenty seconds of the polish. The method can further include determining a first polishing endpoint for the first zone based on the first sequence of best match reference spectra and a corresponding first goodness of fit; and determining a second polishing endpoint for the second zone based on the second sequence of best match reference spectra and a corresponding second goodness of fit. As used in the instant specification, the term substrate can include, for example, a product substrate (e.g., which can include multiple memory or processor dies), a test substrate, a bare substrate, and a gating substrate. The substrate can be at various stages of integrated circuit fabrication, e.g., the substrate can be a bare wafer, or it can include one or more deposited and/or patterned layers. The term substrate can include circular disks and rectangular sheets.

Possible advantages of implementations of the invention can include the following. The endpoint detection system can be less sensitive to variations between substrates or zones of a substrate in the underlying layers or pattern, and thus reliability of the endpoint system to detect a desired polishing endpoint for a substrate or for each zone of a substrate can be improved. As a result, wafer-to-wafer and within-wafer thickness uniformity can be improved.

The details of one or more embodiments of the invention are set forth in the accompanying drawings and the description below. Other features, aspects, and advantages of the invention will become apparent from the description, the drawings, and the claims.

BRIEF DESCRIPTION OF THE DRAWINGS FIG. 1 shows an example cross-section of a portion of a substrate. FIG. 2 is a cross-sectional view illustrating an example of a polishing apparatus. FIG. 3 is an overhead view of an example rotating platen illustrating locations of in-situ measurements.

FIG. 4 is a schematic diagram illustrating an example index trace from a spectrographic monitoring system showing a good data fit.

FIG. 5 is a schematic diagram illustrating an example index trace from a spectrographic monitoring system showing a poorer fit. FIG. 6 is a flow diagram of an implementation of determining a polishing endpoint.

FIG. 7 illustrates an example graph of polishing progress versus time for a process in which the polishing rates are adjusted.

Like reference numbers and designations in the various drawings indicate like elements.

DETAILED DESCRIPTION

During polishing, substrates with different patterns and different underlying layer thicknesses can come through the polishing apparatus. If spectrographic monitoring is being used, these variations can result in unreliable identification of a matching spectrum from a spectrum library to the measured spectrum. To compensate for this, multiple libraries can be used, with the different libraries representing different patterns and different underlying layer thicknesses. A sequence of measured spectra are then compared to the reference spectra from the multiple libraries, and the library that provides the best fit to the sequence can be identified, and the best fitting library can be used for polishing rate or endpoint determination. In addition, substrates, particularly device substrates, can have different zones with different characteristics, e.g., different feature densities or underlying layer thicknesses. Consequently, during spectrographic monitoring performed in-situ during polishing, measured spectra for some zones may not reliably match to reference spectra that were established based on data from other zones.

This problem can be addressed by using multiple libraries representing different zones within a substrate. A sequence of current spectra of reflected light can be measured for each of a plurality of zones of a substrate, and spectra from the sequences for different zones can be compared to reference spectra from different spectra libraries to generate best match reference spectra which can be used for endpoint determination.

Referring to FIG. 1 , a substrate 10 can include a wafer 12, an outermost layer 14 that will undergo polishing, and one or more underlying layers 16, some of which are typically patterned, between the outermost layer 14 and the wafer 12. For example, the outermost layer 14 and an immediately adjacent underlying layer 16 can both be dielectrics, e.g., the outermost layer 14 can be an oxide and the immediately adjacent underlying layer 16 can be a nitride. Other layers, such as other conductive and dielectric layers, can be formed between the immediately adjacent underlying layer and the substrate. One potential problem with spectrographic endpoint detection during chemical mechanical polishing, particularly spectrographic endpoint detection where both the outermost layer 14 and the underlying layer 16 are dielectrics, is that the thickness(es) of the underlying layer(s) can vary from substrate to substrate or zone to zone on a substrate. A substrate can have multiple zones, such as a center zone, a middle zone and an edge zone. For example, on a 300 mm wafer, the center zone can extend from the center to a radius of 50 mm, the middle zone can extend from a radius of 50 mm to about 100 mm and the edge can extend from about 100 mm to about 150 mm. In some implementations, the substrate has more or fewer zones than the three mentioned.

As a result, substrates (or zones on a substrate) in which the outermost layer has the same thickness can actually reflect different spectra, depending on the underlying layer(s). Consequently, a target spectrum used to trigger a polishing endpoint for some substrates (or zones of the substrate) may not function properly for other substrates (or zones of the substrate), e.g., if the underlying layers have different thicknesses. However, it is possible to compensate for this effect by comparing spectra obtained during polishing against multiple spectra, where the multiple spectra represent variations in the underlying layer(s).

Variations can also inherently exist between reference spectra that are determined using one substrate versus another or one zone on the substrate versus another due to variations other than underlying layer thickness, such as variations in the starting thickness of the outermost layer undergoing polishing, variations in the thickness of the outermost layer (e.g., due to different polishing rates in each zone) during polishing, variations in the optical properties of the environment, variations in the pattern of the underlying layer, e.g., line width (e.g., metal or polysilicon line width), or variations in composition of the layers. However, it is similarly possible to compensate for this effect by comparing spectra obtained during polishing against multiple spectra, where the multiple spectra represent other variations between the substrates.

In addition, it is possible to compensate for variations using multiple libraries of reference spectra. Within each library are multiple reference spectra representing substrates (or zones) with variations in the thickness of the outermost layer but with otherwise similar characteristics, e.g., similar underlying layer thickness. Between libraries, other variations, such as variations in thickness of underlying layer(s), can be represented, e.g., different libraries include reference spectra representing substrates (or zones) with different thickness of underlying layer(s).

FIG. 2 is a cross-sectional view illustrating an example of a polishing apparatus 20 operable to polish a substrate 10. The polishing apparatus 20 includes a rotatable disk-shaped platen 24, on which a polishing pad 30 is situated. The platen is operable to rotate about an axis 25. For example, a motor can turn a drive shaft 22 to rotate the platen 24.

An optical access 36 through the polishing pad is provided by including an aperture (i.e., a hole that runs through the pad) or a solid window. The solid window can be secured to the polishing pad, although in some implementations the solid window can be supported on the platen 24 and project into an aperture in the polishing pad. The polishing pad 30 is usually placed on the platen 24 so that the aperture or window overlies an optical head 53 situated in a recess 26 of the platen 24. The optical head 53 consequently has optical access through the aperture or window to a substrate being polished. The optical head is further described below.

The polishing apparatus 20 includes a combined slurry/rinse arm 39. During polishing, the arm 39 is operable to dispense a polishing liquid 38, such as a slurry. Alternatively, the polishing apparatus includes a slurry port operable to dispense slurry onto the polishing pad 30. The polishing apparatus 20 includes a carrier head 70 operable to hold the substrate

10 against the polishing pad 30. The carrier head 70 is suspended from a support structure 72, for example, a carousel, and is connected by a carrier drive shaft 74 to a carrier head rotation motor 76 so that the carrier head can rotate about an axis 71. In addition, the carrier head 70 can oscillate laterally in a radial slot formed in the support structure 72. In operation, the platen is rotated about its central axis 25, and the carrier head is rotated about its central axis 71 and translated laterally across the top surface of the polishing pad.

The polishing apparatus also includes an optical monitoring system, which can be used to determine an polishing endpoint, or whether to adjust a polishing rate (or an adjustment for the polishing rate) as discussed below. The optical monitoring system includes a light source 51 and a light detector 52. Light passes from the light source 51, through the optical access 36 in the polishing pad 30, impinges and is reflected from the substrate 10 back through the optical access 36, and travels to the light detector 52.

A bifurcated optical cable 54 can be used to transmit the light from the light source 51 to the optical access 36 and back from the optical access 36 to the light detector 52. The bifurcated optical cable 54 can include a "trunk" 55 and two "branches" 56 and 58.

As mentioned above, the platen 24 includes the recess 26, in which the optical head 53 is situated. The optical head 53 holds one end of the trunk 55 of the bifurcated fiber cable 54, which is configured to convey light to and from a substrate surface being polished. The optical head 53 can include one or more lenses or a window overlying the end of the bifurcated fiber cable 54. Alternatively, the optical head 53 can merely hold the end of the trunk 55 adjacent the solid window in the polishing pad.

The platen includes a removable in-situ monitoring module 50. The in-situ monitoring module 50 can include one or more of the following: the light source 51, the light detector 52, and circuitry for sending and receiving signals to and from the light source 51 and light detector 52. For example, the output of the detector 52 can be a digital electronic signal that passes through a rotary coupler, e.g., a slip ring, in the drive shaft 22 to a controller 60, such as a computer, for the optical monitoring system. Similarly, the light source can be turned on or off in response to control commands in digital electronic signals that pass from the controller through the rotary coupler to the module 50.

The in-situ monitoring module can also hold the respective ends of the branch portions 56 and 58 of the bifurcated optical fiber 54. The light source is operable to transmit light, which is conveyed through the branch 56 and out the end of the trunk 55 located in the optical head 53, and which impinges on a substrate being polished. Light reflected from the substrate is received at the end of the trunk 55 located in the optical head 53 and conveyed through the branch 58 to the light detector 52.

The light source 51 is operable to emit white light. In one implementation, the white light emitted includes light having wavelengths of 200 - 800 nanometers. A suitable light source is a xenon lamp or a xenon mercury lamp. The light detector 52 can be a spectrometer. A spectrometer is basically an optical instrument for measuring intensity of light over a portion of the electromagnetic spectrum. A suitable spectrometer is a grating spectrometer. Typical output for a spectrometer is the intensity of the light as a function of wavelength (or frequency). The light source 51 and light detector 52 are connected to a computing device, e.g., the controller 60, operable to control their operation and to receive their signals. The computing device can include a microprocessor situated near the polishing apparatus, e.g., a personal computer. With respect to control, the computing device can, for example, synchronize activation of the light source 51 with the rotation of the platen 24. As shown in FIG. 3, as the platen rotates, the computer can cause the light source 51 to emit a series of flashes starting just before and ending just after the substrate 10 passes over the in-situ monitoring module (each of points 301-311 depicted represents a location where light from the in-situ monitoring module impinged and reflected off.) Alternatively, the computer can cause the light source 51 to emit light continuously starting just before and ending just after the substrate 10 passes over the in-situ monitoring module. In either case, the signal from the detector can be integrated over a sampling period to generate spectra measurements at a sampling frequency. The sampling frequency can be about 3 to 100 milliseconds. Although not shown, each time the substrate 10 passes over the monitoring module, the alignment of the substrate with the monitoring module can be different than in the previous pass. Over one rotation of the platen, spectra are obtained from different radii on the substrate. That is, some spectra are obtained from locations closer to the center of the substrate and some are closer to the edge. In addition, over multiple rotations of the platen, a sequence of spectra can be obtained over time.

In operation, the computing device can receive, for example, a signal that carries information describing a spectrum of the light received by the light detector 52 for a particular flash of the light source or time frame of the detector. Thus, this spectrum is a spectrum measured in-situ during polishing.

Without being limited to any particular theory, the spectrum of light reflected from the substrate 10 evolves as polishing progresses due to changes in the thickness of the outermost layer, thus yielding a sequence of time-varying spectra. Moreover, particular spectra are exhibited by particular thicknesses of the layer stack.

The computing device can process the signal to determine an endpoint of a polishing step. In particular, the computing device can execute logic that determines, based on the measured spectra, when an endpoint has been reached. In brief, the computing device can compare the measured spectra to multiple reference spectra, and can use the results of the comparison to determine when an endpoint has been reached.

As used herein, a reference spectrum is a predefined spectrum generated prior to polishing of the substrate. A reference spectrum can have a pre-defined association, i.e., defined prior to the polishing operation, with a value of a substrate property, such as a thickness of the outermost layer. Alternatively or in addition, the reference spectrum can have a pre-defined association with value representing a time in the polishing process at which the spectrum is expected to appear, assuming that the actual polishing rate follows an expected polishing rate.

A reference spectrum can be generated empirically, e.g., by measuring the spectrum from a test substrate having a known layer thicknesses, or generated from theory. For example, to determine a reference spectrum, a spectrum of a "set-up" substrate with the same pattern as the product substrate can be measured pre-polish at a metrology station. A substrate property, e.g., the thickness of the outermost layer, can also be measured pre-polish with the same metrology station or a different metrology station. The set-up substrate is then polished while spectra are collected. For each spectrum, a value is recorded representing the time in the polishing process at which the spectrum was collected. For example, the value can be an elapsed time, or a number of platen rotations. The substrate can be overpolished, i.e., polished past a desired thickness, so that the spectrum of the light that reflected from the substrate when the target thickness is achieved can be obtained. The spectrum and property, e.g., thickness of the outermost layer, of the set-up substrate can then be measured post-polish at a metrology station.

Optionally, the set-up substrate can be removed periodically from the polishing system, and its properties and/or spectrum measured at a metrology station, before being returned to polishing. A value can also be recorded representing the time in the polishing process at which the spectrum is measured at the metrology station.

The reference spectra are stored in a library. The reference spectra in the library represent substrates with a variety of different thicknesses in the outer layer. Multiple libraries can be created from different set-up substrates that differ in characteristics other than the thickness of the outermost layer, e.g., that differ in underlying layer thickness, underlying layer pattern, or outer or underlying layer composition.

The measured thicknesses and the collected spectra are used to select, from among the collected spectra, one or more spectra determined to be exhibited by the substrate when it had a thickness of interest. In particular, linear interpolation can be performed using the measured pre polish film thickness and post polish substrate thicknesses (or other thicknesses measured at the metrology station) to determine the time and corresponding spectrum exhibited when the target thickness was achieved. The spectrum or spectra determined to be exhibited when the target thickness was achieved are designated to be the target spectrum or target spectra.

In addition, assuming a uniform polishing rate a thickness of the outermost layer can be calculated for each spectrum collected in-situ using linear interpolation between the measured pre polish film thickness and post polish substrate thicknesses (or other thicknesses measured at the metrology station) based on the time at which the spectrum was collected. and time entries of the measured spectra. Due to initial planarization, the polishing rate may not be uniform from beginning to end of the polishing operation; in this case, a thickness can still be calculated if the evolution of the polishing rate is understood. In addition, it can be assumed that towards the end of the polish the rate will likely be uniform. In addition to being determined empirically, some or all of the reference spectra can be calculated from theory, e.g., using an optical model of the substrate layers. For example, and optical model can be used to calculate a spectrum for a given outer layer thickness D. A value representing the time in the polishing process at which the spectrum would be collected can be calculated, e.g., by assuming that the outer layer is removed at a uniform polishing rate. For example, the time Ts for a particular spectrum can be calculated simply by assuming a starting thickness DO and uniform polishing rate R (Ts = (D0-D)/R). As another example, linear interpolation between measurement times Tl, T2 for the pre-polish and post- polish thicknesses Dl, D2 (or other thicknesses measured at the metrology station) based on the thickness D used for the optical model can be performed (Ts = T2-T1 *(D1-D)/(D1 -D2)). As used herein, a library of reference spectra is a collection of reference spectra which represent substrates that share a property in common (other than outer layer thickness). However, the property shared in common in a single library may vary across multiple libraries of reference spectra. For example, two different libraries can include reference spectra that represent substrates with two different underlying thicknesses. Spectra for different libraries can be generated by polishing multiple "set-up" substrates with different substrate properties (e.g., underlying layer thicknesses, or layer composition) and collecting spectra as discussed above; the spectra from one set-up substrate can provide a first library and the spectra from another substrate with a different underlying layer thickness can provide a second library. Alternatively or in addition, reference spectra for different libraries can be calculated from theory, e.g., spectra for a first library can be calculated using the optical model with the underlying layer having a first thickness, and spectra for a second library can be calculated using the optical model with the underlying layer having a different one thickness. In some implementations, each reference spectrum is assigned an index value. This index can be the value representing the time in the polishing process at which the reference spectrum is expected to be observed. The spectra can be indexed so that each spectrum in a particular library has a unique index value. The indexing can be implemented so that the index values are sequenced in an order in which the spectra were measured. An index value can be selected to change monotonically, e.g., increase or decrease, as polishing progresses. In particular, the index values of the reference spectra can be selected so that they form a linear function of time or number of platen rotations. For example, the index values can be proportional to a number of platen rotations. Thus, each index number can be a whole number, and the index number can represent the expected platen rotation at which the associated spectrum would appear.

The reference spectra and their associated indices can be stored in a library. The library can be implemented in memory of the computing device of the polishing apparatus. The index of the target spectrum can be designated as a target index.

During polishing, an index trace can be generated for each library. Each index trace includes a sequence of indices that form the trace, each particular index of the sequence associated with a particular measured spectrum. For the index trace of a given library, a particular index in the sequence is generated by selecting the index of the reference spectrum from the given library that is the closest fit to a particular measured spectrum.

As shown in FIG. 4, the indexes 80 corresponding to each measured spectrum can be plotted according to time or platen rotation. A polynomial function of known order, e.g., a first-order function (i.e., a line) is fit to the plotted index numbers, e.g., using robust line fitting. Where the line meets the target index defines the endpoint time or rotation. For example, a first-order function 82 is fit to the data points as shown in FIG. 4.

Without being limited to any particular theory, some libraries can predict proper endpoints more accurately than others because they match the measured data more consistently. For example, out of multiple libraries representing substrates (or zones within a substrate) with different underlying layer thickness, the library which is the closest match to the underlying layer thickness of the measured substrate (or zone within the substrate) should provide the best match. Thus a benefit of the present invention is a more accurate endpoint detection system achieved by utilizing multiple reference spectra libraries. In particular, a different reference spectra library can be used for each zone of a substrate. In addition, each zone can have multiple different reference spectra libraries.

For example, FIG. 4 is a schematic diagram illustrating an example index trace from a spectrographic monitoring system showing a good data fit that corresponds to a first zone on a substrate. In comparison, FIG. 5 is a schematic diagram illustrating an example index trace from a spectrographic monitoring system showing a poorer data fit to a second zone on the substrate. The example index traces of FIG 4. and FIG. 5 represent index traces generated using a same reference spectra library. The plotted index numbers in FIG. 5 have a greater amount of difference from an associated robust line, relatively, as compared to the differences from an associated robust line and index trace associated with plotted index numbers in FIG. 4. Therefore, it can be advantageous to use different reference spectra libraries for different zones on a substrate.

In some implementations, a spectrum is obtained at more than one radial position of the substrate. For each spectra measurement, the radial position on the substrate can be determined, and the spectra measurements can be binned into zones based on their radial positions (e.g., radial zones). A substrate can have multiple zones, such as a center zone, a middle zone and an edge zone, as described above. The position from which the spectra is obtained can be determined, such as by using the method described in U.S. Patent No. 7,097,537, or as described in U.S. Patent No. 7,018,271, incorporated herein by reference for all purposes.

The measured spectra from each zone (or, for each zone, an average of spectra from within the zone obtained from a single sweep of the sensor across the substrate) are compared to the reference spectra in one or more of a plurality of reference spectra libraries, as described above, and the corresponding index number is determined from the comparison with the spectra library. The corresponding index numbers for each zone can be used to generate an index trace, and the index trace can be used to determine a goodness of fit. FIG. 6 shows a method 600 for determining an endpoint of a polishing step. A substrate from the batch of substrates is polished (step 602), and the following steps are performed for each platen revolution (and for each zone of the substrate where multiple libraries are being used for each zone). One or more spectra are measured to obtain a current spectrum for a current platen revolution (step 604). A first best-match reference spectrum stored in a first spectra library which best fits the current spectrum is determined (step 606). A second best-match reference spectrum stored in a second spectra library which best fits the current spectra is determined (step 608). More generally, for each library being used for the substrate and/or zone, the reference spectrum that is the best-match to the current spectrum is determined. The index of the first best-matched reference spectrum from the first library that is the best fit to the current spectrum is determined (step 610), and is appended to a first index trace (step 612) associated with the first library. The index of the second best-match reference spectra from the second library that is the best fit to the current spectrum is determined (step 614), and is appended to a second index trace (step 616) associated with the second library. More generally, for each library, the index for each best-match reference spectrum is determined and appended to an index trace for the associated library. A first line is fit to the first index trace (step 620), and a second line is fit to the second index trace (step 622). More generally, for each index trace, a line can be fit to the index trace. The lines can be fit using robust line fitting.

Endpoint can be called (step 630) when the index of the first best-match spectra matches or exceeds the target index (step 624) and the index trace associated with the first spectra library has the best goodness of fit to the robust line associated with the first spectra library (step 626), or when the index of the second best-match spectra matches or exceeds the target index (step 624) and the index trace associated with the second spectra library has the best goodness of fit to the robust line associated with the second spectra library (step 626). More generally, endpoint can be called when the index trace with the best fit to its associated fitted line matches or exceeds the target index.

Although two libraries are discussed above, the technique can be used with three or more libraries. In addition, some, all or none of the libraries can be shared between zones, e.g., some, all or no libraries for one zone can be used with another zone.

Also, rather than comparing the index values themselves to the target index, the value of the fitted line at the current time can be compared to the target index. That is, a value

(which need not be an integer in this context) is calculated for the current time from the linear function , and this value is compared to the target index.

Using method 600, for example, different reference spectra libraries can be used to determine polishing endpoints for different zones of the substrate. In particular, the reference spectra library that produces an index trace with the best goodness of fit for a particular zone is used. In these and other implementations, some zones could use the same reference spectra library, while some zones may use different reference spectra libraries. In some implementations, subsets of a plurality of reference spectra libraries can be predetermined (e.g., user-selected) to limit the number of libraries that are used for each zone. For example, two or more reference libraries can be predetermined for use with each zone. In some implementations, a particular reference spectra library can be identified for each zone based on goodness of fit. For example, during a predetermined time period during the polishing process (e.g., first 10-20 seconds of the polish), the particular reference spectra library to be used for each zone, e.g., a best library for a zone, can be selected based on the reference spectra library that produces the best goodness of fit during the predetermined time period.

Other implementations are possible. For example, although two libraries are discussed above, the technique can be used with three or more libraries. As another example, some, all or none of the libraries can be shared between zones, e.g., some, all or no libraries for one zone can be used with another zone. As yet another example, exactly one reference spectra library can be predetermined for use with each zone, such that a different reference spectra library is used for each zone. For this implementation, there is no selection of a reference library based on goodness of fit; rather reliability of endpointing can be improved simply by using different reference libraries for the different zones. Determining whether an index trace associated with a spectra library has the best goodness of fit to the linear function associated with the library can include determining whether the index trace of the associated spectra library has the least amount of difference from the associated robust line, relatively, as compared to the differences from the associated robust line and index trace associated with another library, e.g., the lowest standard deviation, the greatest correlation, or other measure of variance. In one implementation, the goodness of fit is determined by calculating a sum of squared differences between the index data points and the linear function; the library with the lowest sum of squared differences has the best fit.

If one of the index traces reaches the target index but is not the best fit, then the system can wait until the either that index trace is the best fit, or the index trace that is the best fit reaches the target index.

Although only two libraries and two index traces are discussed above, the concept is applicable to more than two libraries that would provide more than two index traces. In addition, rather than calling endpoint when the index of the trace matches a target index, endpoint could be called at the time calculated for the line fit to the trace to cross the target index. Moreover, it would be possible to reject the index traces with worst fit before the endpoint, e.g., about 40% to 50% or 60% through the expected polishing time, in order to reduce processing.

Obtaining a current spectra can include measuring at least one spectrum of light reflecting off a substrate surface being polished (step 604). Optionally, multiple spectra can be measured, e.g., spectra measured at different radii on the substrate can be obtained from a single rotation of platen, e.g., at points 301-31 1 (FIG. 3). If multiple spectra are measured, a subset of one or more of the spectra can be selected for use in the endpoint detection algorithm. For example, spectra measured at sample locations near the center of the substrate (for example, at points 305, 306, and 307 shown in FIG. 3) could be selected. The spectra measured during the current platen revolution are optionally processed to enhance accuracy and/or precision.

Determining a difference between each of the selected measured spectra and each of the reference spectra (step 606 or 610) can include calculating the difference as a sum of differences in intensities over a range of wavelengths. That is,

Difference = ∑ Clbs (IcurrentQJ ^~

) where a and b are the lower limit and upper limit of the range of wavelengths of a spectrum, respectively, and /_cwrrenf(λ) and /_re/_erence(λ) are the intensity of a current spectra and the intensity of the reference spectra for a given wavelength, respectively. Alternatively, the difference can be calculated as a mean square error, that is:

Difference =

Where there are multiple current spectra from a given platen rotation for the substrate or for each zone of the substrate, a best match can be determined between each of the current spectra and each of the reference spectra of a given library. Each selected current spectra is compared against each reference spectra. Given current spectra e,f, and g, and reference spectra E, F, and G, for example, a matching coefficient could be calculated for each of the following combinations of current and reference spectra: e and E, e and F, e and G,f and E, /and is/and G, g and E, g and F, and g and G. Whichever matching coefficient indicates the best match, e.g., is the smallest, determines the reference spectrum, and thus the index. Determining whether an index trace associated with a spectra library has the best goodness of fit to the robust line associated with the spectra library (step 620 or 624) may include determining which library has the least sum of squared differences between the data points comprising an index trace and the robust line fitted to the associated with the spectra library. For example, the least sum of squared differences between the data points as represented in FIG. 4 and FIG. 5 and their respective associated robust lines. In some implementations, the expected endpoint time is determined for one zone, such as the center zone. The polishing rates within the other zones are then adjusted, if appropriate, to achieve their desired endpoints at the same time as the expected endpoint time for the selected zone, e.g., the center zone. The polishing rates can be adjusted, such as by increasing or decreasing the pressure in a corresponding zone in the carrier head. In some carrier heads, such as the carrier head described in U.S. Publication No. 2005-021 1377, the carrier head has adjustable pressure zones. The change in polishing rate can be assumed to be directly proportional to the change in pressure, e.g., a simple Prestonian model. Additionally, a control model for polishing the substrates can be developed that takes into account the influences of platen or head rotational speed, second order effects of different head pressure combinations, the polishing temperature, slurry flow, or other parameters that affect the polishing rate.

Referring to FIG. 7, if a particular profile is desired, such as a uniform thickness across the surface of the substrate, the slope of the polishing rate, as indicated by the change in index numbers according to time, can be monitored and the polishing rate adjusted if the goodness of fit of the index trace indicates that the spectra measurements are reliable (e.g., the goodness of fit is less than a predetermined threshold value). After a polishing stabilizing period 705, a spectrum is obtained at the center zone 710, at the edge zone 715 and in between at a middle zone 720. Here, the zones are circular or annular zones. Each spectrum is correlated to its respective index. This process is repeated over a number of platen rotations, or over time, and the polishing rate at each of the center zone 710, middle zone 720 and edge zone 715 is determined. The polishing rate is indicated by the slope of the line that is obtained by plotting the index 730 (y-axis) according to the number of rotations 735 (x- axis). If any of the rates is calculated to be faster or slower than the others, the rate in the zone can be adjusted if the goodness of fit of the index trace indicates that the spectra measurements are reliable. Here, the adjustment is based on the endpoint C_E of the center zone 710. For some implementations, if the polishing rates are within an acceptable margin, no adjustment need be made. An approximate polish end point EDP is known from polishing similar substrates with similar polishing parameters or from using the difference method described above. At a first polishing time Ti during the polishing process, the rate of polishing at the middle zone 720 is decreased and the rate of polishing at the edge zone is increased. Without adjusting the polishing rate at the middle zone 720, the middle zone would be polished faster than the rest of the substrate, being polished at an overpolish rate of M_A. Without adjusting the polishing rate at Ti for the edge zone 715, the edge zone 715 would be underpolished at a rate of E₁₁.

At a subsequent time (T₂) during the polishing process, the rates can again be adjusted, if appropriate. The goal in this polishing process is to end polishing when the substrate has a flat surface, or an oxide layer across the surface that is relatively even. One way of determining the amount to adjust the rate of polishing is to adjust the rates so that the index of each of the center, middle and edge zones are equal at the approximate polish end point EDP. Thus, the polishing rate at the edge zone needs adjusting while the center and middle zones are polished at the same rate as prior to T₂. If the EDP is approximate, polishing can be stopped when the index at each zone is in the desired location, that is, when each location has the same index.

During the polishing process, it is preferred to only make changes in the polishing rates a few times, such as four, three, two or only one time. The adjustment can be made near the beginning, at the middle or toward the end of the polishing process. Associating the spectra with an index number creates a linear comparison for polishing at each of the zones and can simplify calculations required to determine how to control the polishing process and obviate complex software or processing steps.

A method that can be applied during the endpoint process is to limit the portion of the library that is searched for matching spectra. The library typically includes a wider range of spectra than will be obtained while polishing a substrate. The wider range accounts for spectra obtained from a thicker starting outermost layer and spectra obtained after overpolishing. During substrate polishing, the library searching is limited to a predetermined range of library spectra. In some embodiments, the current rotational index N of a substrate being polished is determined. N can be determined by searching all of the library spectra. For the spectra obtained during a subsequent rotation, the library is searched within a range of freedom of N. That is, if during one rotation the index number is found to be N, during a subsequent rotation which is X rotations later, where the freedom is Y, the range that will be searched from (N + X) - Y to (N + X) + Y. For example, if at the first polishing rotation of a substrate, the matching index is found to be 8 and the freedom is selected to be 5, for spectra obtained during the second rotation, only spectra corresponding to index numbers 9 ± 5 are examined for a match. When this method is applied, the same method can be independently applied to all of the libraries currently being used in the endpoint detection process.

Embodiments of the invention and all of the functional operations described in this specification can be implemented in digital electronic circuitry, or in computer software, firmware, or hardware, including the structural means disclosed in this specification and structural equivalents thereof, or in combinations of them. Embodiments of the invention can be implemented as one or more computer program products, i.e., one or more computer programs tangibly embodied in an information carrier, e.g., in a machine-readable storage media, for execution by, or to control the operation of, data processing apparatus, e.g., a programmable processor, a computer, or multiple processors or computers. A computer program (also known as a program, software, software application, or code) can be written in any form of programming language, including compiled or interpreted languages, and it can be deployed in any form, including as a stand-alone program or as a module, component, subroutine, or other unit suitable for use in a computing environment. A computer program does not necessarily correspond to a file. A program can be stored in a portion of a file that holds other programs or data, in a single file dedicated to the program in question, or in multiple coordinated files (e.g., files that store one or more modules, sub-programs, or portions of code). A computer program can be deployed to be executed on one computer or on multiple computers at one site or distributed across multiple sites and interconnected by a communication network.

The processes and logic flows described in this specification can be performed by one or more programmable processors executing one or more computer programs to perform functions by operating on input data and generating output. The processes and logic flows can also be performed by, and apparatus can also be implemented as, special purpose logic circuitry, e.g., an FPGA (field programmable gate array) or an ASIC (application-specific integrated circuit).

The above described polishing apparatus and methods can be applied in a variety of polishing systems. Either the polishing pad, or the carrier head, or both can move to provide relative motion between the polishing surface and the substrate. For example, the platen may orbit rather than rotate. The polishing pad can be a circular (or some other shape) pad secured to the platen. Some aspects of the endpoint detection system may be applicable to linear polishing systems, e.g., where the polishing pad is a continuous or a reel-to-reel belt that moves linearly. The polishing layer can be a standard (for example, polyurethane with or without fillers) polishing material, a soft material, or a fixed-abrasive material. Terms of relative positioning are used; it should be understood that the polishing surface and substrate can be held in a vertical orientation or some other orientation. Particular embodiments of the invention have been described. Other embodiments are within the scope of the following claims. For example, the actions recited in the claims can be performed in a different order and still achieve desirable results.

What is claimed is:

Claims

1. A computer implemented method comprising: obtaining a sequence of current spectra with an in-situ optical monitoring system, each current spectrum from the sequence of current spectra being a spectrum of light reflected from a substrate having an outermost layer undergoing polishing and at least one underlying layer; comparing each current spectrum to a plurality of reference spectra from a first reference spectra library and determining a first best-match reference spectrum to generate a first sequence of first best-match reference spectra; determining a first goodness of fit for the first sequence; and determining a polishing endpoint based on the first sequence and the first goodness of fit.

2. The method of claim 1, further comprising comparing each current spectrum to a plurality of reference spectra from a second reference spectra library and determining a second best-match reference spectrum to generate a second sequence of second best-match reference spectra, and determining a second goodness of fit for the second sequence, and wherein the endpoint is determined based on the first sequence, the second sequence, the first goodness of fit and the second goodness of fit.

3. The method of claim 2, wherein determining the polishing endpoint includes determining if the first best-match reference spectrum indicates an endpoint, and if so determining if the first goodness of fit is better than the second goodness of fit, and if so calling an endpoint.

4. The method of claim 2, further comprising determining a first index value for each first best-match reference spectrum to generate a sequence of first index values, comprising fitting a first linear function to the sequence of first index, determining a second index value for each second best-match reference spectrum to generate a sequence of second index values, and fitting a second linear function to the sequence of second index values.

5. The method of claim 4, wherein determining the first goodness of fit includes determining a goodness of fit of the sequence of first index values to the first function, and wherein determining the second goodness of fit includes determining a goodness of fit of the sequence of second index values to the second function.

6. The method of claim 5, further comprising determining whether the first goodness of fit for the first sequence is better than the second goodness of fit for the second sequence.

7. A computer implemented method, comprising: receiving a first sequence of current spectra of reflected light from a first zone of a substrate; receiving a second sequence of current spectra of reflected light from a second zone of the substrate; comparing each current spectrum from the first sequence of current spectra to a first plurality of reference spectra from a first plurality of reference spectra libraries to generate a plurality of first sequences of best match reference spectra; comparing each current spectrum from the second sequence of current spectra to a second plurality of reference spectra from a second plurality of reference spectra libraries to generate a plurality of second sequences of best match reference spectra; determining a plurality of first goodnesses of fit for the plurality of first sequences of best match reference spectra; and determining a plurality of second goodnesses of fit for the plurality of second sequences of best match reference spectra.

8. The method of claim 7, wherein generating the plurality of first sequences of best match reference spectra includes: comparing each current spectrum from the first sequence of current spectra to a plurality of reference spectra from a first reference spectra library and determining a first intermediate goodness of fit, comparing each current spectrum from the first sequence of current spectra to a plurality of reference spectra from a second reference spectra library and determining a second intermediate goodness of fit, comparing the first intermediate goodness of fit to the second intermediate goodness of fit, selecting one of the first reference spectra library or the second reference spectra library based on the comparison of the first intermediate goodness of fit to the second intermediate goodness of fit, and determining a first sequence of best match reference spectra based on the first selection; and wherein generating the plurality of second sequences of best match reference spectra includes comparing each current spectrum from the second sequence of current spectra to a plurality of reference spectra from the first reference spectra library and determining a third intermediate goodness of fit, comparing each current spectrum from the second sequence of current spectra to a plurality of reference spectra from the second reference spectra library and determining a fourth intermediate goodness of fit, comparing the third intermediate goodness of fit to the fourth intermediate goodness of fit, second selecting one of the first reference spectra library or the second reference spectra library based on the comparison of the third intermediate goodness of fit to the fourth intermediate goodness of fit, and determining a second sequence of best match reference spectra based on the second selection.

9. The method of claim 8, further comprising: determining a first polishing endpoint for the first zone based on the first sequence of best match reference spectra and a corresponding first goodness of fit; and determining a second polishing endpoint for the second zone based on the second sequence of best match reference spectra and a corresponding second goodness of fit.

10. A computer implemented method, comprising: receiving a first sequence of current spectra of reflected light from a first zone of a substrate; receiving a second sequence of current spectra of reflected light from a second zone of the substrate; comparing each current spectrum from the first sequence of current spectra to a plurality of reference spectra from a first reference spectra library to generate a first sequence of best match reference spectra; and comparing each current spectrum from the second sequence of current spectra to a plurality of reference spectra from a second reference spectra library to generate a second sequence of best match reference spectra, the second reference spectra library being distinct from the first reference spectra library.

1 1. A computer implemented method comprising: obtaining a sequence of current spectra with an in-situ optical monitoring system, each current spectrum from the sequence of current spectra being a spectrum of light reflected from a substrate having an outermost layer undergoing polishing and at least one underlying layer; comparing each current spectrum to a plurality of reference spectra from a plurality of reference spectra libraries; determining which library provides a best fit to the sequence of current spectra; and determining a polishing endpoint based on the sequence of current spectra and the library that provides a best fit to the sequence of current spectra.

12. A computer program product, tangibly encoded on a computer readable medium, operable to cause data processing apparatus to perform operations comprising: obtaining a sequence of current spectra with an in-situ optical monitoring system, each current spectrum from the sequence of current spectra being a spectrum of light reflected from a substrate having an outermost layer undergoing polishing and at least one underlying layer; comparing each current spectrum to a plurality of reference spectra from a first reference spectra library and determining a first best-match reference spectrum to generate a first sequence of first best-match reference spectra; determining a first goodness of fit for the first sequence; and determining a polishing endpoint based on the first sequence and the first goodness of fit.

13. A computer program product, tangibly encoded on a computer readable medium, operable to cause data processing apparatus to perform operations comprising: obtaining a sequence of current spectra with an in-situ optical monitoring system, each current spectrum from the sequence of current spectra being a spectrum of light reflected from a substrate having an outermost layer undergoing polishing and at least one underlying layer; comparing each current spectrum to a plurality of reference spectra from a plurality of reference spectra libraries; determining which library provides a best fit to the sequence of current spectra; and determining a polishing endpoint based on the sequence of current spectra and the library that provides a best fit to the sequence of current spectra.

14. A computer program product, encoded on a computer readable medium, operable to cause data processing apparatus to perform operations comprising: receiving a first sequence of current spectra of reflected light from a first zone of a substrate; receiving a second sequence of current spectra of reflected light from a second zone of the substrate; comparing each current spectrum from the first sequence of current spectra to a first plurality of reference spectra from a first plurality of reference spectra libraries to generate a plurality of first sequences of best match reference spectra; comparing each current spectrum from the second sequence of current spectra to a second plurality of reference spectra from a second plurality of reference spectra libraries to generate a plurality of second sequences of best match reference spectra; determining a plurality of first goodnesses of fit for the plurality of first sequences of best match reference spectra; and determining a plurality of second goodnesses of fit for the plurality of second sequences of best match reference spectra.

15. A computer program product, encoded on a computer readable medium, operable to cause data processing apparatus to perform operations comprising: receiving a first sequence of current spectra of reflected light from a first zone of a substrate; receiving a second sequence of current spectra of reflected light from a second zone of the substrate; comparing each current spectrum from the first sequence of current spectra to a plurality of reference spectra from a first reference spectra library to generate a first sequence of best match reference spectra; and comparing each current spectrum from the second sequence of current spectra to a plurality of reference spectra from a second reference spectra library to generate a second sequence of best match reference spectra, the second reference spectra library being distinct from the first reference spectra library.