WO2013177266A1 - Oxygen scavenging copolymers made from cyclic aliphatic monomers - Google Patents

Oxygen scavenging copolymers made from cyclic aliphatic monomers Download PDF

Info

Publication number
WO2013177266A1
WO2013177266A1 PCT/US2013/042200 US2013042200W WO2013177266A1 WO 2013177266 A1 WO2013177266 A1 WO 2013177266A1 US 2013042200 W US2013042200 W US 2013042200W WO 2013177266 A1 WO2013177266 A1 WO 2013177266A1
Authority
WO
WIPO (PCT)
Prior art keywords
copolymer
article
oxygen
thermoplastic
compound
Prior art date
Application number
PCT/US2013/042200
Other languages
French (fr)
Inventor
Ling HU
Roger W. Avakian
Original Assignee
Polyone Corporation
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Polyone Corporation filed Critical Polyone Corporation
Priority to CN201380026355.1A priority Critical patent/CN104334605B/en
Priority to EP13793477.4A priority patent/EP2855556A4/en
Priority to US14/403,554 priority patent/US9617375B2/en
Publication of WO2013177266A1 publication Critical patent/WO2013177266A1/en
Priority to US15/443,189 priority patent/US10174155B2/en

Links

Classifications

    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G63/00Macromolecular compounds obtained by reactions forming a carboxylic ester link in the main chain of the macromolecule
    • C08G63/02Polyesters derived from hydroxycarboxylic acids or from polycarboxylic acids and polyhydroxy compounds
    • C08G63/06Polyesters derived from hydroxycarboxylic acids or from polycarboxylic acids and polyhydroxy compounds derived from hydroxycarboxylic acids
    • C08G63/08Lactones or lactides
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B65CONVEYING; PACKING; STORING; HANDLING THIN OR FILAMENTARY MATERIAL
    • B65DCONTAINERS FOR STORAGE OR TRANSPORT OF ARTICLES OR MATERIALS, e.g. BAGS, BARRELS, BOTTLES, BOXES, CANS, CARTONS, CRATES, DRUMS, JARS, TANKS, HOPPERS, FORWARDING CONTAINERS; ACCESSORIES, CLOSURES, OR FITTINGS THEREFOR; PACKAGING ELEMENTS; PACKAGES
    • B65D81/00Containers, packaging elements, or packages, for contents presenting particular transport or storage problems, or adapted to be used for non-packaging purposes after removal of contents
    • B65D81/24Adaptations for preventing deterioration or decay of contents; Applications to the container or packaging material of food preservatives, fungicides, pesticides or animal repellants
    • B65D81/26Adaptations for preventing deterioration or decay of contents; Applications to the container or packaging material of food preservatives, fungicides, pesticides or animal repellants with provision for draining away, or absorbing, or removing by ventilation, fluids, e.g. exuded by contents; Applications of corrosion inhibitors or desiccators
    • B65D81/266Adaptations for preventing deterioration or decay of contents; Applications to the container or packaging material of food preservatives, fungicides, pesticides or animal repellants with provision for draining away, or absorbing, or removing by ventilation, fluids, e.g. exuded by contents; Applications of corrosion inhibitors or desiccators for absorbing gases, e.g. oxygen absorbers or desiccants
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B65CONVEYING; PACKING; STORING; HANDLING THIN OR FILAMENTARY MATERIAL
    • B65DCONTAINERS FOR STORAGE OR TRANSPORT OF ARTICLES OR MATERIALS, e.g. BAGS, BARRELS, BOTTLES, BOXES, CANS, CARTONS, CRATES, DRUMS, JARS, TANKS, HOPPERS, FORWARDING CONTAINERS; ACCESSORIES, CLOSURES, OR FITTINGS THEREFOR; PACKAGING ELEMENTS; PACKAGES
    • B65D81/00Containers, packaging elements, or packages, for contents presenting particular transport or storage problems, or adapted to be used for non-packaging purposes after removal of contents
    • B65D81/24Adaptations for preventing deterioration or decay of contents; Applications to the container or packaging material of food preservatives, fungicides, pesticides or animal repellants
    • B65D81/28Applications of food preservatives, fungicides, pesticides or animal repellants
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B65CONVEYING; PACKING; STORING; HANDLING THIN OR FILAMENTARY MATERIAL
    • B65DCONTAINERS FOR STORAGE OR TRANSPORT OF ARTICLES OR MATERIALS, e.g. BAGS, BARRELS, BOTTLES, BOXES, CANS, CARTONS, CRATES, DRUMS, JARS, TANKS, HOPPERS, FORWARDING CONTAINERS; ACCESSORIES, CLOSURES, OR FITTINGS THEREFOR; PACKAGING ELEMENTS; PACKAGES
    • B65D85/00Containers, packaging elements or packages, specially adapted for particular articles or materials
    • B65D85/70Containers, packaging elements or packages, specially adapted for particular articles or materials for materials not otherwise provided for
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L67/00Compositions of polyesters obtained by reactions forming a carboxylic ester link in the main chain; Compositions of derivatives of such polymers
    • C08L67/06Unsaturated polyesters
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G2390/00Containers
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L2201/00Properties
    • C08L2201/08Stabilised against heat, light or radiation or oxydation
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L2203/00Applications
    • C08L2203/10Applications used for bottles

Definitions

  • This invention relates to use of novel copolymers, functioning as reducing agents, also known as anti- oxidants, to scavenge for oxygen within containers and packaging made from thermoplastic compounds.
  • shelf life of foods and beverages is affected by oxidation from oxygen molecules within the volume of the container not occupied by the food or beverage ("headspace oxygen"), within the bulk of the container walls (“inherent oxygen”), and permeating through the container walls or closure (“permeated oxygen”). Also the food or beverage itself contains oxygen which equilibrates in the headspace.
  • U.S. Patent Application Publication US2012100263 discloses a method and system for oxygen molecule scavenging.
  • the system employs a novel terpolymer as the reducing agent for oxygen molecules.
  • the terpolymer is the polymerization product of macrocyclic poly(alkylene dicarboxylate) oligomer, unsaturated functional polymer, and epoxy-functional styrene- acrylate oligomer. This terpolymer is particularly well suited for use in polyester resins.
  • thermoplastic compounds in addition to polyester, preferably after the compounds are formed into plastic articles and especially for those compounds which are permeable to oxygen.
  • One aspect of the invention is a copolymer having carbon-carbon unsaturated bonds susceptible to reaction with oxygen molecules, comprising a polymerization product of cyclic aliphatic monomer and unsaturated functional polymer.
  • thermoplastic compound comprising a thermoplastic polymer matrix and a copolymer functioning as a reducing agent for oxygen molecules.
  • thermoplastic article comprising the thermoplastic compound, such as a bottle pre-form, a blow- molded bottle, a bottle containing a perishable food or beverage susceptible to oxidation, any other shape of food container or plastic food packaging, or any other packaging or storage media for containing oxygen- sensitive materials.
  • thermoplastic compound such as a bottle pre-form, a blow- molded bottle, a bottle containing a perishable food or beverage susceptible to oxidation, any other shape of food container or plastic food packaging, or any other packaging or storage media for containing oxygen- sensitive materials.
  • Another aspect of the invention is a method for scavenging for oxygen within a thermoplastic article, comprising the steps of mixing a reducing agent for oxygen molecules into a thermoplastic compound and forming an article from the thermoplastic compound, wherein the reducing agent is a copolymer described above and wherein the copolymer has carbon-carbon unsaturated bonds susceptible to reaction with oxygen molecules.
  • thermoplastic Matrix of the Plastic Article Any thermoplastic can be a candidate forming into a plastic article. While principally the invention serves the perishable food and beverage industry, plastic articles made from the thermoplastic compounds of the present invention can also be used in any industrial or consumer industry which needs to minimize the presence of oxygen because of its corrosive effects. For example, the electronics industry may have a need to limit the presence of oxygen in an enclosed space to minimize oxidation of expensive metals on electronic components within that enclosed space.
  • the plastic articles are intended to serve as packaging for perishable food or beverage.
  • thermoplastics benefiting from the invention are polyesters (including polylactides and polyhydroxyalkanoates), polyamides, polyolefins, polycarbonates, polystyrenes, polyacrylates, polyvinyl halides, thermoplastic elastomers (including thermoplastic vulcanizates) of all types, and the like.
  • thermoplastic to be used in the present invention is predicated on packaging cost, appearance, and other packaging considerations.
  • polyesters and polyethylene are preferred as packaging materials.
  • polyesters particularly polyethylene terephthalate (PET) is used as plastic beverage containers of both carbonated and non-carbonated consumables.
  • PET polyethylene terephthalate
  • thermoplastic elastomers are preferred for use as closures or closure liners or gaskets or seals with the packaging materials such as a plastic beverage container.
  • polylactides can benefit from the copolymer of the present invention.
  • thermoplastic matrix is selected for the packaging, then the reducing agent for oxygen molecules can be selected.
  • the reducing agent for the present invention is a novel copolymer formed from monomers and polymers selected for specific reasons as explained below.
  • the base component of the copolymer is selected to be the same as, or to be compatible with, the thermoplastic matrix which is to be formed into the plastic packaging article.
  • the base component can be a cyclic monomer capable of a ring- opening polymerization.
  • Non-limiting examples of cyclic monomers include lactide
  • lactic acid dimer glycolide (glycolic acid dimer), propriolactone (having 3 carbon atoms (C 3 )), butyrolactone (C 4 ), valerolactone (C 5 ), caprolactone (C 7 ), cyclic carbonates, lactams, azlactones, and combinations thereof.
  • Cyclic aliphatic monomers differ from the aromatic cyclic terephthalate used in US2012100263 and provide advantages such as producing a liquidic or soft wax solid copolymer at ambient temperatures and pressure. Compared with solid pellets of the terpolymer of US2012100263, a user of the copolymer can dispense and disperse some of the copolymers of the present invention with liquidic metering equipment.
  • the cyclic aliphatic monomer as the base component provides compatibility of the reducing agent with the thermoplastic matrix.
  • a person having ordinary skill in the art can use such resources as Hansen Solubility Parameters: A User' s Handbook (CRC Press, 2007) in order to identify thermoplastic matrices which are compatible with any particular cyclic aliphatic monomer useful in this invention.
  • Preferred and commercially available cyclic aliphatic monomers include lactide which is very compatible for use in polylactide (PLA) and polyester (PET, PTT, PBT) plastic articles or epsilon-caprolactone ( ⁇ - caprolactone), which is very compatible with polycarbonate, polyvinyl chloride, and those listed for lactides.
  • Lactide is 3,6-dimethyl-l,4-dioxane-2,5-dione (CAS No. 95-96-
  • Lactide has a chemical structure seen as Formula I:
  • Epsilon-caprolactone is 2-oxepanone or 6-hexanolactone (CAS)
  • Epsilon-caprolactone has a chemical structure as seen as Formula II:
  • the copolymer next includes the unsaturated polymeric reducing component.
  • Any molecule that is an unsaturated functional polymer, i.e., any monomer or oligomer or functionalized polymer, which retains carbon-carbon unsaturation (including either double or triple bonds) after polymerization of the copolymer is a candidate for use in the copolymer.
  • unsaturated functional polymeric reducing components include hydroxyl- or glycidyl- functional polyalkenes or polyalkynes, such as a hydroxyl-terminated polybutadiene or an epoxy functionalized hydroxyl-terminated polybutadiene.
  • a commercially available hydroxyl-terminated polybutadiene is preferred because it is a colorless liquid amenable to use in reactive extrusion polymerization and has a number average molecular weight of about 2800 with approximately 20% of the backbone being vinyl double bonds (CAS # 69102-90-5).
  • the copolymer as an oxygen scavenger.
  • Hydroxyl-terminated polybutadiene having a number average molecular weight of about 1300 with approximately 20% of the backbone being vinyl double bonds fails to provide the resulting copolymer with oxygen scavenging capacity, all other factors being the same. Therefore, the invention prefers a number average molecular weight (Mn) of more than 1400 and preferably at least about 2800.
  • Formula III shows hydroxyl-terminated polybutadiene, wherein n should be greater than 25.
  • macromolecules reside and within the bulk of the wall itself.
  • a benefit of use of macromolecular copolymers is that they are not themselves volatile or mobile within the volume contained by thermoplastic article holding the food or beverage. Macromolecules do not migrate from the thermoplastic compound.
  • the combination of the base component, the unsaturated functional polymeric reducing component, and the linking component to form the copolymer makes it suitable for use in this invention because the copolymer is compatible with the thermoplastic matrix of the plastic article in order to provide good dispersion therein.
  • the copolymer has good compatibility at a molecular level with the thermoplastic matrix to optimize clarity and translucency.
  • the copolymer is miscible with the thermoplastic matrix.
  • the oxygen scavenging properties of the copolymer arise from the presence of carbon-carbon unsaturated bonds remaining as an unreacted part of the unsaturated functional polymeric reducing component after
  • the copolymer benefits from catalysis of the two components during polymerization.
  • a commercially available catalyst can be used.
  • an organic titanate such as titanium tetrakis(2- ethylhexanolate) (CAS No. 1070-10-6) or organic stannate such as dibutyltin dibutoxide (CAS No. 3349-36-8).
  • the copolymer can accommodate a wide variety of amounts of both components, but it has been found that a plurality, and preferably a majority of unsaturated functional polymeric component is preferred because the oxygen scavenging capacity is directly related to the number of unreacted carbon-carbon unsaturated bonds available for reducing oxygen and eliminating it from the interior volume of the plastic packaging article.
  • the copolymer is macromolecular and not susceptible to migration or "blooming" from the bulk of the plastic article to a surface of the plastic article but have unsaturated carbon-carbon moieties which are vulnerable to oxidation by free oxygen molecules which come into contact with them, whether within the bulk of the plastic packaging article wall or on the surface of that wall.
  • this vulnerability becomes the reducing agent of the macromolecular copolymer and each oxygen molecule - unsaturated carbon bond reaction is a scavenging event for mobile oxygen molecules within a food or beverage container or package made using copolymers of the present invention
  • Table 1 shows the relative weight percents of acceptable, desirable, and preferred ingredients for the copolymer.
  • the copolymer can comprise, consist essentially of, or consist of the following ingredients.
  • the polymerization of the copolymer can occur in batch or continuous operations.
  • Polymerization in a continuous process typically occurs in an extruder that is elevated to a temperature that is sufficient to melt the base component with addition of the unsaturated functional polymer such as liquid hydroxyl-terminated polybutadiene, the linking component, and the
  • Extruder speeds can range from about 20 to about 600 revolutions per minute (rpm), and preferably from about 500 to about 550 rpm, but exact conditions will depend upon extruder diameter, length/distance ratio, etc. For example, a 16 mm Prism twin screw extruder should operate at about 50 - 75 rpm, whereas an 18 mm Leistritz twin screw extruder should operate at 500— 550 rpm.
  • the output from the extruder is pelletized for compounding with the thermoplastic matrix of the plastic packaging article.
  • Mixing in a batch process typically occurs in a Banbury mixer that is also elevated to a temperature that is sufficient to melt the base component to permit excellent mixing and reaction with the other two components.
  • the mixing speeds range from 60 to 1000 rpm.
  • the output from the mixer is chopped into smaller sizes for later compounding as explained above.
  • Polymerization yields at least about 93% copolymer, having a weight average molecular weight (Mw) of about 15,000 - 20,000, a number average molecular weight (Mn) of about 8,500 - 10,000, and a polydispersity of from about 1.8 to about 2.2, all measured via Gel Permeation Chromatography (GPC) using polystyrene as a test reference using Tetrahydrofuran as the solvent.
  • GPC Gel Permeation Chromatography
  • the copolymer was found via Differential Scanning Calorimetry (DSC) to have different glass transition temperatures (Tg) and melting temperatures (Tm) depending on the type of cyclic aliphatic monomer employed.
  • Copolymers of lactide monomer were liquids having two Tg values but no Tm, surprising even though the lactide monomer itself is a solid.
  • Copolymers of epsilon-caprolactone monomer were waxy solids having one Tg value and a Tm of about 47 °C, surprising also because the epsilon-caprolactone itself is a liquid.
  • the copolymer can function as a masterbatch or concentrate for addition to the thermoplastic matrix and other ingredients at the time of injection molding to form a plastic article. If used as a masterbatch, the copolymer can serve as a carrier for other ingredients, such as catalysts, colorants, and other functional additives. Formation of masterbatches in which the carrier is an active ingredient to the final plastic article is a technique well known to a person having ordinary skill in the art. Masterbatches of the copolymer are preferred in order that the copolymer does not undergo another "heat history" during melt compounding into the thermoplastic matrix.
  • the copolymer can be mixed into the thermoplastic matrix alone, but the compound preferably benefits from the use of an oxidation catalyst, one that assists the reduction reaction with oxygen.
  • the catalyst when a catalyst is to be used, it is possible for the catalyst to be pre-mixed into the thermoplastic matrix before compounding with the copolymer or pre-mixed into a masterbatch carrier before molding with the copolymer and the thermoplastic matrix.
  • Catalysts can help activate the unsaturated reducing agent component of the copolymer. Catalysts are not required, but they are preferred. If present, they can be photo-activated catalysts, moisture-activated catalysts, heat-activated catalysts, etc., all well known to a person having ordinary skill in the art.
  • Copolymers of the invention can proceed in the scavenging for oxygen without the need for catalysis.
  • packaging which is formed at or near the same time as the filling of that packaging with food or beverage can benefit from such oxygen scavenging agents that do not need activation to begin reducing oxygen molecules.
  • the copolymer functioning as the reducing agent for oxygen molecules, to remain dormant until package or container formation.
  • Beverage bottles and other liquid containers are often made in two steps, one to form a so-called "pre-form" which has the final dimensions of the opening but is collapsed with respect to the final volume; and the second to mold the pre-form into a container, vessel, or bottle of final dimensions.
  • pre-form water, soft drink, and beer bottles start as pre-forms with the proper dimensions of the screw cap mouth and a highly collapsed remainder resembling a deflated bottle or a truncated test tube.
  • the pre-forms are expanded by blow molding to form liter or half liter bottles just prior to beverage filling.
  • the relative dormancy of the oxygen scavenging function of the copolymer is important for the beverage industry because one does not want to waste the oxygen scavenging properties on a pre-form exposed to the environment during storage, prior to blow molding and filling. Therefore, for this industry in particular, and any other which relies on pre-forms, such as the health care or cosmetics industries, the onset of oxygen scavenging needs to be triggered by an event after the formation of the pre-form.
  • Non-limiting examples of catalysts are transition metals (heat- activated) and benzophenones (photo-activated).
  • concentration of catalyst relative to copolymer can be as little as 10 parts per million of copolymer to contribute to oxygen scavenging.
  • transition metal salts are most preferred because they are thermally activated. Such salts include those of cobalt, cerium, manganese, etc. These types of catalysts are suitable for activation of the copolymer to function as a macromolecular oxygen reducing agent at the time of formation of the pre-form into a blow-molded bottle, which happens at elevated heat to melt the pre-form for ultimate shaping.
  • a non-limiting example of a commercially available catalyst is cobalt stearate (CAS # 13586-84-0) to serve as a catalyst for the oxidation of the oxidizable organic compounds.
  • the plastic article used as food or beverage packaging or oxygen sensitive electronic components can include conventional plastics additives in an amount that is sufficient to obtain a desired processing or performance property for the thermoplastic compound comprising the thermoplastic matrix, the reducing agent for oxygen molecules, and optionally the oxidation catalyst for the reducing agent.
  • the amount should not be wasteful of the additive nor detrimental to the processing or performance of the compound.
  • Non-limiting examples of optional additives include adhesion promoters; biocides (antibacterials, fungicides, and mildewcides), anti-fogging agents; anti-static agents; bonding, blowing and foaming agents; dispersants; fillers and extenders; fire and flame retardants and smoke suppresants; impact modifiers; initiators; lubricants; micas; pigments, colorants and dyes;
  • plasticizers processing aids; release agents; silanes, titanates and zirconates; slip and anti-blocking agents; stabilizers; stearates; ultraviolet light absorbers; viscosity regulators; waxes; and combinations of them. If the compound is to be used as a plastic article in any regulated industry, a person having ordinary skill in the art would know to select only those optional additives which are suitable for the regulated end use.
  • Table 2 shows the relative weight percents of acceptable, desirable, and preferred ingredients for compounds of the present invention which have been combined from masterbatches at the time of injection molding or before as pre-mixed compounds. Either way, Table 2 shows the formulation parameters of the compound in the form of the final plastic article.
  • thermoplastic article which is designed to contain contents which are susceptible to oxidation can benefit from the macromolecular, non-migrating, novel copolymers functioning as oxygen scavengers which become a part of the article in its final form.
  • novel copolymers functioning as oxygen scavengers which become a part of the article in its final form.
  • the industry benefiting from compounds of the present invention, including its novel copolymers, can range from highly regulated food and beverage industries to highly regulated high performance electronic industries.
  • Oxygen can react with flavors, dyestuffs, amino acids, vitamins, fatty acids, anti-oxidants (present for other purposes), and other sensitive organic chemicals. Oxygen can transform enzymes and promote the growth of any aerobic process including the propagation of yeast, mold, or bacteria.
  • any food or beverage, medicament or cosmetic, or any other material highly reactive with oxygen molecules can benefit from this invention. Shelf life of food and other perishable materials can be extended because of the presence of the macromolecular reducing agent, preferably activated by a catalyst at an appropriate time.
  • Examples 1 - 4 concern the preparation of the copolymer from the base component and the unsaturated reducing component.
  • Each Example was prepared by pre-mixing 2.0 g of hydroxyl- terminated functionalized polybutadiene with 2.0 g of cyclic aliphatic monomer in a 25-ml vial, followed by placing that vial in an oil batch which had been preheated at 190 °C with stirring until the mixture in the vial became a homogenous solution, followed by adding 2-drops of catalyst and continuing the heated stirring for 10 minutes.
  • Table 3 shows the ingredients and the formulations.
  • Examples 1 -4 for conversion and molecular weight relative to polystyrene.
  • the test was performed with the following materials: THF HPLC grade stabilized with 0.025% BHT; Waters GPC Columns: 2 - Styragel HR5E THF (7.8 x 300 mm) and 1 - Styragel HR 1 THF (7.7 x 300 mm); 0.45 ⁇ TeflonTM syringe filters for sample filtration; Autosampler vials with crimp top and rubber seal with TeflonTM barrier; and Polystyrene narrow Mw standards (10): 7100000, 2110000, 1460000, 706000, 355000, 96400, 37900, 10850, 2980, 1050.
  • sample samples were prepared as follows: Weighed ⁇ 20 mg of sample (resin weight, record the weight) in a 30 ml vial. Added volumetrically, 20 ml of THF. Sealed vial and allowed to equilibrate overnight. Prior to analysis, heated in an 80°C oven for 20 minutes, then cooled down. Filled a 3 ml disposable pipette with solution and attached the membrane filter. Discarded the first ml and filled an auto sampler file with solution. Crimped the seal.
  • the GPC Instrument had the following settings: THF solvent, 1 ml flow rate, 40 minute run time. Sample size, 50 ⁇ . Refractive Index detector, 30°C, response - 100 RIU full scale. Column oven was set at 30°C [00078] The GPC results appear in Table 4, along with melting temperature and glass transition temperatures determined by a TA Instrument DSC Q2000 instrument at a heating rate of 10°C/min under a N 2 atmosphere.
  • copolymers of epsilon- caprolactone monomer were waxy solids having one Tg value and a Tm of about 47°C because the epsilon-caprolactone itself is a liquid.
  • DSC Differential Scanning Calorimetry
  • the test method consists of heating a sample to an elevated temperature, and once equilibrium is established, changing the surrounding atmosphere from nitrogen to oxygen.
  • OIT Oxidation Induction Time
  • Table 5 shows the OIT results for Examples 1-4.
  • copolymers of the present invention can function in thermoplastic matrices to perform similarly in the experiments as performed in US2012100263, such as oxygen transmission rate (OTR), oxygen ingress at headspace for a water filled bottle, oxygen ingress in water for a water filled bottle, etc.
  • OTR oxygen transmission rate

Abstract

A method and system for oxygen molecule scavenging is disclosed. The system employs as a novel copolymer as the reducing agent for oxygen molecules. The copolymer is the polymerization product of cyclic aliphatic monomer and unsaturated functional polymer..

Description

OXYGEN SCAVENGING COPOLYMERS
MADE FROM CYCLIC ALIPHATIC MONOMERS
CLAIM OF PRIORITY
[0001] This application claims priority from U.S. Provisional Patent
Application Serial Number 61/651,755 bearing Attorney Docket Number 12012005 and filed on May 25, 2012, which is incorporated by reference.
FIELD OF THE INVENTION
[0002] This invention relates to use of novel copolymers, functioning as reducing agents, also known as anti- oxidants, to scavenge for oxygen within containers and packaging made from thermoplastic compounds.
BACKGROUND OF THE INVENTION
[0003] Spoilage of food has plagued humanity for millennia. Containers for food have evolved from stone to ceramic to metallic to glass to plastic, particularly for single serving consumable foods and beverages.
[0004] Shelf life of foods and beverages is affected by oxidation from oxygen molecules within the volume of the container not occupied by the food or beverage ("headspace oxygen"), within the bulk of the container walls ("inherent oxygen"), and permeating through the container walls or closure ("permeated oxygen"). Also the food or beverage itself contains oxygen which equilibrates in the headspace.
[0005] U.S. Patent Application Publication US2012100263 discloses a method and system for oxygen molecule scavenging. The system employs a novel terpolymer as the reducing agent for oxygen molecules. The terpolymer is the polymerization product of macrocyclic poly(alkylene dicarboxylate) oligomer, unsaturated functional polymer, and epoxy-functional styrene- acrylate oligomer. This terpolymer is particularly well suited for use in polyester resins.
SUMMARY OF THE INVENTION
[0006] What the art needs is another system for scavenging for oxygen molecules within thermoplastic compounds in addition to polyester, preferably after the compounds are formed into plastic articles and especially for those compounds which are permeable to oxygen.
[0007] One aspect of the invention is a copolymer having carbon-carbon unsaturated bonds susceptible to reaction with oxygen molecules, comprising a polymerization product of cyclic aliphatic monomer and unsaturated functional polymer.
[0008] Another aspect of the invention is a thermoplastic compound, comprising a thermoplastic polymer matrix and a copolymer functioning as a reducing agent for oxygen molecules.
[0009] Another aspect of the invention is a thermoplastic article, comprising the thermoplastic compound, such as a bottle pre-form, a blow- molded bottle, a bottle containing a perishable food or beverage susceptible to oxidation, any other shape of food container or plastic food packaging, or any other packaging or storage media for containing oxygen- sensitive materials.
[00010] Another aspect of the invention is a method for scavenging for oxygen within a thermoplastic article, comprising the steps of mixing a reducing agent for oxygen molecules into a thermoplastic compound and forming an article from the thermoplastic compound, wherein the reducing agent is a copolymer described above and wherein the copolymer has carbon-carbon unsaturated bonds susceptible to reaction with oxygen molecules.
EMBODIMENTS OF THE INVENTION
[00011] Thermoplastic Matrix of the Plastic Article [00012] Any thermoplastic can be a candidate forming into a plastic article. While principally the invention serves the perishable food and beverage industry, plastic articles made from the thermoplastic compounds of the present invention can also be used in any industrial or consumer industry which needs to minimize the presence of oxygen because of its corrosive effects. For example, the electronics industry may have a need to limit the presence of oxygen in an enclosed space to minimize oxidation of expensive metals on electronic components within that enclosed space.
[00013] Mostly however, the plastic articles are intended to serve as packaging for perishable food or beverage. The ultimate plastic packaging article into which the thermoplastic matrix is formed by molding, extruding, calendering, etc. and what that ultimate article might contain or protect determine the suitability of use of that thermoplastic in the present invention.
[00014] Non-limiting examples of thermoplastics benefiting from the invention are polyesters (including polylactides and polyhydroxyalkanoates), polyamides, polyolefins, polycarbonates, polystyrenes, polyacrylates, polyvinyl halides, thermoplastic elastomers (including thermoplastic vulcanizates) of all types, and the like.
[00015] Because the shelf-life of consumable foods and beverages needs protection from the oxidating effect of reactions with oxygen molecules within or penetrating the containers for such foods and beverages, the selection of the thermoplastic to be used in the present invention is predicated on packaging cost, appearance, and other packaging considerations.
[00016] Of the polymeric candidates, polyesters and polyethylene are preferred as packaging materials. Of them, polyesters, particularly polyethylene terephthalate (PET) is used as plastic beverage containers of both carbonated and non-carbonated consumables. Additionally, thermoplastic elastomers are preferred for use as closures or closure liners or gaskets or seals with the packaging materials such as a plastic beverage container. [00017] More recently, because of the desire for renewable resources to be used in food packaging and other consumables, polylactides can benefit from the copolymer of the present invention.
[00018] Reducing Agent for Oxygen Molecules
[00019] Once the thermoplastic matrix is selected for the packaging, then the reducing agent for oxygen molecules can be selected. The reducing agent for the present invention is a novel copolymer formed from monomers and polymers selected for specific reasons as explained below.
[00020] Base Component
[00021] The base component of the copolymer is selected to be the same as, or to be compatible with, the thermoplastic matrix which is to be formed into the plastic packaging article.
[00022] The base component can be a cyclic monomer capable of a ring- opening polymerization.
[00023] Non-limiting examples of cyclic monomers include lactide
(lactic acid dimer), glycolide (glycolic acid dimer), propriolactone (having 3 carbon atoms (C3)), butyrolactone (C4), valerolactone (C5), caprolactone (C7), cyclic carbonates, lactams, azlactones, and combinations thereof.
[00024] Collectively, these cyclic monomers will be identified as "cyclic aliphatic monomers" in this document.
[00025] Cyclic aliphatic monomers differ from the aromatic cyclic terephthalate used in US2012100263 and provide advantages such as producing a liquidic or soft wax solid copolymer at ambient temperatures and pressure. Compared with solid pellets of the terpolymer of US2012100263, a user of the copolymer can dispense and disperse some of the copolymers of the present invention with liquidic metering equipment.
[00026] The cyclic aliphatic monomer as the base component provides compatibility of the reducing agent with the thermoplastic matrix. A person having ordinary skill in the art can use such resources as Hansen Solubility Parameters: A User' s Handbook (CRC Press, 2007) in order to identify thermoplastic matrices which are compatible with any particular cyclic aliphatic monomer useful in this invention.
[00027] Preferred and commercially available cyclic aliphatic monomers include lactide which is very compatible for use in polylactide (PLA) and polyester (PET, PTT, PBT) plastic articles or epsilon-caprolactone (ε- caprolactone), which is very compatible with polycarbonate, polyvinyl chloride, and those listed for lactides.
[00028] Lactide is 3,6-dimethyl-l,4-dioxane-2,5-dione (CAS No. 95-96-
5) and is sold as a white powder from such commercial sources as Sigma- Aldrich and Purac, both well known multi-national companies. Lactide has a chemical structure seen as Formula I:
Figure imgf000006_0001
[00029] Epsilon-caprolactone is 2-oxepanone or 6-hexanolactone (CAS
No. 502-44-3) and is sold as a colorless liquid from such commercial sources as Sigma- Aldrich. Epsilon-caprolactone has a chemical structure as seen as Formula II:
Figure imgf000006_0002
[00030] Unsaturated Polymeric Reducing Component
[00031] The copolymer next includes the unsaturated polymeric reducing component. Any molecule that is an unsaturated functional polymer, i.e., any monomer or oligomer or functionalized polymer, which retains carbon-carbon unsaturation (including either double or triple bonds) after polymerization of the copolymer is a candidate for use in the copolymer. [00032] Non-limiting examples of unsaturated functional polymeric reducing components include hydroxyl- or glycidyl- functional polyalkenes or polyalkynes, such as a hydroxyl-terminated polybutadiene or an epoxy functionalized hydroxyl-terminated polybutadiene. Of these examples, a commercially available hydroxyl-terminated polybutadiene is preferred because it is a colorless liquid amenable to use in reactive extrusion polymerization and has a number average molecular weight of about 2800 with approximately 20% of the backbone being vinyl double bonds (CAS # 69102-90-5).
[00033] It has also been found, unexpectedly, that the molecular weight of the unsaturated functional polymeric reducing component affects
performance of the copolymer as an oxygen scavenger. Hydroxyl-terminated polybutadiene having a number average molecular weight of about 1300 with approximately 20% of the backbone being vinyl double bonds fails to provide the resulting copolymer with oxygen scavenging capacity, all other factors being the same. Therefore, the invention prefers a number average molecular weight (Mn) of more than 1400 and preferably at least about 2800.
[00034] As of the filing of this patent application, there is no commercial hydroxyl-terminated polybutadiene available with a number average molecular weight between about 1400 and 2800. But hereafter, the scope of this invention shall be deemed to have included such unsaturated functional polymeric reducing components having a Mn greater than about 1400 which react to form a copolymer which does have oxygen scavenging capacity.
[00035] Formula III shows hydroxyl-terminated polybutadiene, wherein n should be greater than 25.
Figure imgf000007_0001
[00036] Copolymers synthesized in the present invention are
macromolecules capable of reacting with oxygen molecules and scavenge for those oxygen molecules at the surface of the article in which such
macromolecules reside and within the bulk of the wall itself. A benefit of use of macromolecular copolymers is that they are not themselves volatile or mobile within the volume contained by thermoplastic article holding the food or beverage. Macromolecules do not migrate from the thermoplastic compound.
[00037] The combination of the base component, the unsaturated functional polymeric reducing component, and the linking component to form the copolymer makes it suitable for use in this invention because the copolymer is compatible with the thermoplastic matrix of the plastic article in order to provide good dispersion therein. Alternatively, the copolymer has good compatibility at a molecular level with the thermoplastic matrix to optimize clarity and translucency. Most preferably, the copolymer is miscible with the thermoplastic matrix.
[00038] The oxygen scavenging properties of the copolymer arise from the presence of carbon-carbon unsaturated bonds remaining as an unreacted part of the unsaturated functional polymeric reducing component after
polymerization of the copolymer. These carbon-carbon unsaturated bonds are susceptible to reaction with oxygen molecules. Indeed, whereas other uses of such macromolecules as polymers might be seen as decaying in the presence of oxygen, their use as an oxygen scavenging additive to the thermoplastic matrix is beneficial in the present invention.
[00039] Reaction to Form Copolymer
[00040] The copolymer benefits from catalysis of the two components during polymerization. A commercially available catalyst can be used.
Presently preferred is an organic titanate such as titanium tetrakis(2- ethylhexanolate) (CAS No. 1070-10-6) or organic stannate such as dibutyltin dibutoxide (CAS No. 3349-36-8). [00041] The copolymer can accommodate a wide variety of amounts of both components, but it has been found that a plurality, and preferably a majority of unsaturated functional polymeric component is preferred because the oxygen scavenging capacity is directly related to the number of unreacted carbon-carbon unsaturated bonds available for reducing oxygen and eliminating it from the interior volume of the plastic packaging article.
[00042] The copolymer is macromolecular and not susceptible to migration or "blooming" from the bulk of the plastic article to a surface of the plastic article but have unsaturated carbon-carbon moieties which are vulnerable to oxidation by free oxygen molecules which come into contact with them, whether within the bulk of the plastic packaging article wall or on the surface of that wall. In effect, this vulnerability becomes the reducing agent of the macromolecular copolymer and each oxygen molecule - unsaturated carbon bond reaction is a scavenging event for mobile oxygen molecules within a food or beverage container or package made using copolymers of the present invention
[00043] Table 1 shows the relative weight percents of acceptable, desirable, and preferred ingredients for the copolymer. The copolymer can comprise, consist essentially of, or consist of the following ingredients.
Figure imgf000009_0001
[00044] Polymerization of the Copolymer
[00045] The polymerization of the copolymer can occur in batch or continuous operations.
[00046] Polymerization in a continuous process typically occurs in an extruder that is elevated to a temperature that is sufficient to melt the base component with addition of the unsaturated functional polymer such as liquid hydroxyl-terminated polybutadiene, the linking component, and the
polymerization catalyst at the head of the extruder. Extruder speeds can range from about 20 to about 600 revolutions per minute (rpm), and preferably from about 500 to about 550 rpm, but exact conditions will depend upon extruder diameter, length/distance ratio, etc. For example, a 16 mm Prism twin screw extruder should operate at about 50 - 75 rpm, whereas an 18 mm Leistritz twin screw extruder should operate at 500— 550 rpm. Typically, the output from the extruder is pelletized for compounding with the thermoplastic matrix of the plastic packaging article.
[00047] Mixing in a batch process typically occurs in a Banbury mixer that is also elevated to a temperature that is sufficient to melt the base component to permit excellent mixing and reaction with the other two components. The mixing speeds range from 60 to 1000 rpm. Also, the output from the mixer is chopped into smaller sizes for later compounding as explained above.
[00048] Polymerization yields at least about 93% copolymer, having a weight average molecular weight (Mw) of about 15,000 - 20,000, a number average molecular weight (Mn) of about 8,500 - 10,000, and a polydispersity of from about 1.8 to about 2.2, all measured via Gel Permeation Chromatography (GPC) using polystyrene as a test reference using Tetrahydrofuran as the solvent. The copolymer was found via Differential Scanning Calorimetry (DSC) to have different glass transition temperatures (Tg) and melting temperatures (Tm) depending on the type of cyclic aliphatic monomer employed.
[00049] Copolymers of lactide monomer were liquids having two Tg values but no Tm, surprising even though the lactide monomer itself is a solid. [00050] Copolymers of epsilon-caprolactone monomer were waxy solids having one Tg value and a Tm of about 47 °C, surprising also because the epsilon-caprolactone itself is a liquid.
[00051] Masterbatches of the Copolymer
[00052] The copolymer can function as a masterbatch or concentrate for addition to the thermoplastic matrix and other ingredients at the time of injection molding to form a plastic article. If used as a masterbatch, the copolymer can serve as a carrier for other ingredients, such as catalysts, colorants, and other functional additives. Formation of masterbatches in which the carrier is an active ingredient to the final plastic article is a technique well known to a person having ordinary skill in the art. Masterbatches of the copolymer are preferred in order that the copolymer does not undergo another "heat history" during melt compounding into the thermoplastic matrix.
[00053] Compounds of the Copolymer in the Thermoplastic Matrix
[00054] The copolymer can be mixed into the thermoplastic matrix alone, but the compound preferably benefits from the use of an oxidation catalyst, one that assists the reduction reaction with oxygen.
[00055] Indeed, when a catalyst is to be used, it is possible for the catalyst to be pre-mixed into the thermoplastic matrix before compounding with the copolymer or pre-mixed into a masterbatch carrier before molding with the copolymer and the thermoplastic matrix.
[00056] Oxidation Catalyst for Reducing Component of the Copolymer
[00057] Catalysts can help activate the unsaturated reducing agent component of the copolymer. Catalysts are not required, but they are preferred. If present, they can be photo-activated catalysts, moisture-activated catalysts, heat-activated catalysts, etc., all well known to a person having ordinary skill in the art.
[00058] Copolymers of the invention can proceed in the scavenging for oxygen without the need for catalysis. For example, packaging which is formed at or near the same time as the filling of that packaging with food or beverage can benefit from such oxygen scavenging agents that do not need activation to begin reducing oxygen molecules.
[00059] However, for one particular industry, it is quite important for the copolymer, functioning as the reducing agent for oxygen molecules, to remain dormant until package or container formation. Beverage bottles and other liquid containers are often made in two steps, one to form a so-called "pre-form" which has the final dimensions of the opening but is collapsed with respect to the final volume; and the second to mold the pre-form into a container, vessel, or bottle of final dimensions. For example, water, soft drink, and beer bottles start as pre-forms with the proper dimensions of the screw cap mouth and a highly collapsed remainder resembling a deflated bottle or a truncated test tube. At the bottling factory, the pre-forms are expanded by blow molding to form liter or half liter bottles just prior to beverage filling.
[00060] The relative dormancy of the oxygen scavenging function of the copolymer is important for the beverage industry because one does not want to waste the oxygen scavenging properties on a pre-form exposed to the environment during storage, prior to blow molding and filling. Therefore, for this industry in particular, and any other which relies on pre-forms, such as the health care or cosmetics industries, the onset of oxygen scavenging needs to be triggered by an event after the formation of the pre-form.
[00061] Non-limiting examples of catalystsare transition metals (heat- activated) and benzophenones (photo-activated). The concentration of catalyst relative to copolymer can be as little as 10 parts per million of copolymer to contribute to oxygen scavenging.
[00062] Of the catalysts, transition metal salts are most preferred because they are thermally activated. Such salts include those of cobalt, cerium, manganese, etc. These types of catalysts are suitable for activation of the copolymer to function as a macromolecular oxygen reducing agent at the time of formation of the pre-form into a blow-molded bottle, which happens at elevated heat to melt the pre-form for ultimate shaping. [00063] A non-limiting example of a commercially available catalyst is cobalt stearate (CAS # 13586-84-0) to serve as a catalyst for the oxidation of the oxidizable organic compounds.
[00064] Optional Additives
[00065] The plastic article used as food or beverage packaging or oxygen sensitive electronic components can include conventional plastics additives in an amount that is sufficient to obtain a desired processing or performance property for the thermoplastic compound comprising the thermoplastic matrix, the reducing agent for oxygen molecules, and optionally the oxidation catalyst for the reducing agent. The amount should not be wasteful of the additive nor detrimental to the processing or performance of the compound. Those skilled in the art of thermoplastics compounding, without undue experimentation but with reference to such treatises as Plastics Additives Database (2004) from Plastics Design Library (www.williamandrew.com), can select from many different types of additives for inclusion into the compounds of the present invention.
[00066] Non-limiting examples of optional additives include adhesion promoters; biocides (antibacterials, fungicides, and mildewcides), anti-fogging agents; anti-static agents; bonding, blowing and foaming agents; dispersants; fillers and extenders; fire and flame retardants and smoke suppresants; impact modifiers; initiators; lubricants; micas; pigments, colorants and dyes;
plasticizers; processing aids; release agents; silanes, titanates and zirconates; slip and anti-blocking agents; stabilizers; stearates; ultraviolet light absorbers; viscosity regulators; waxes; and combinations of them. If the compound is to be used as a plastic article in any regulated industry, a person having ordinary skill in the art would know to select only those optional additives which are suitable for the regulated end use.
[00067] Table 2 shows the relative weight percents of acceptable, desirable, and preferred ingredients for compounds of the present invention which have been combined from masterbatches at the time of injection molding or before as pre-mixed compounds. Either way, Table 2 shows the formulation parameters of the compound in the form of the final plastic article.
Figure imgf000014_0001
USEFULNESS OF THE INVENTION
[00068] As explained previously, any thermoplastic article which is designed to contain contents which are susceptible to oxidation can benefit from the macromolecular, non-migrating, novel copolymers functioning as oxygen scavengers which become a part of the article in its final form. The industry benefiting from compounds of the present invention, including its novel copolymers, can range from highly regulated food and beverage industries to highly regulated high performance electronic industries.
[00069] It is known that oxygen can react with flavors, dyestuffs, amino acids, vitamins, fatty acids, anti-oxidants (present for other purposes), and other sensitive organic chemicals. Oxygen can transform enzymes and promote the growth of any aerobic process including the propagation of yeast, mold, or bacteria.
[00070] Any food or beverage, medicament or cosmetic, or any other material highly reactive with oxygen molecules can benefit from this invention. Shelf life of food and other perishable materials can be extended because of the presence of the macromolecular reducing agent, preferably activated by a catalyst at an appropriate time.
EXAMPLES
[00071] Examples 1 - 4 : Preparation of Copolymer
[00072] Examples 1 - 4 concern the preparation of the copolymer from the base component and the unsaturated reducing component.
[00073] Each Example was prepared by pre-mixing 2.0 g of hydroxyl- terminated functionalized polybutadiene with 2.0 g of cyclic aliphatic monomer in a 25-ml vial, followed by placing that vial in an oil batch which had been preheated at 190 °C with stirring until the mixture in the vial became a homogenous solution, followed by adding 2-drops of catalyst and continuing the heated stirring for 10 minutes.
[00074] Table 3 shows the ingredients and the formulations.
Figure imgf000015_0001
Table 3
Ingredient Name Ex. 1 Ex. 2 Ex. 3 Ex. 4 (Wt. %)
Titanium tetrakis(2- 0.990 0.990
ethylhexanolate)
(Tyzor® TOT from
Dorf Ketal)
Dibutyltin dibutoxide 0.990 0.990 (FASCAT® 4214 from
Arkema)
Total 100.00% 100.00% 100.00% 100.00%
[00075] Gel permeation chromatography (GPC) was used to analyze
Examples 1 -4 for conversion and molecular weight relative to polystyrene. The test was performed with the following materials: THF HPLC grade stabilized with 0.025% BHT; Waters GPC Columns: 2 - Styragel HR5E THF (7.8 x 300 mm) and 1 - Styragel HR 1 THF (7.7 x 300 mm); 0.45 μηι Teflon™ syringe filters for sample filtration; Autosampler vials with crimp top and rubber seal with Teflon™ barrier; and Polystyrene narrow Mw standards (10): 7100000, 2110000, 1460000, 706000, 355000, 96400, 37900, 10850, 2980, 1050.
[00076] The samples were prepared as follows: Weighed ~ 20 mg of sample (resin weight, record the weight) in a 30 ml vial. Added volumetrically, 20 ml of THF. Sealed vial and allowed to equilibrate overnight. Prior to analysis, heated in an 80°C oven for 20 minutes, then cooled down. Filled a 3 ml disposable pipette with solution and attached the membrane filter. Discarded the first ml and filled an auto sampler file with solution. Crimped the seal.
[00077] The GPC Instrument had the following settings: THF solvent, 1 ml flow rate, 40 minute run time. Sample size, 50 μΐ. Refractive Index detector, 30°C, response - 100 RIU full scale. Column oven was set at 30°C [00078] The GPC results appear in Table 4, along with melting temperature and glass transition temperatures determined by a TA Instrument DSC Q2000 instrument at a heating rate of 10°C/min under a N2 atmosphere.
Figure imgf000017_0001
[00079] GPC analysis showed that there was excellent conversion for all four reactions with polymerization of the cyclic aliphatic monomer and the polybutadiene. DSC melt and glass transition temperature results indicated that copolymer was being polymerized because of the differences between these temperatures and homopolymers of the two reactants.
[00080] It was surprising that copolymers of lactide monomer were liquids having two Tg values but no Tm even though the lactide monomer itself is a solid.
[00081] Further it was also surprising that copolymers of epsilon- caprolactone monomer were waxy solids having one Tg value and a Tm of about 47°C because the epsilon-caprolactone itself is a liquid.
[00082] Differential Scanning Calorimetry (DSC) was also then used for evaluating the performance of the copolymer as an oxygen scavenger.
According to ASTM D385-06, the test method consists of heating a sample to an elevated temperature, and once equilibrium is established, changing the surrounding atmosphere from nitrogen to oxygen. For Examples 1 -4, 120 °C was chosen. The time from the first exposure to oxygen until the onset of oxidation is considered the Oxidation Induction Time (OIT). Specific OIT measurement procedures were as follows:
[00083] 1) Calibrated the calorimeter instrument for heat flow, gas (02 &
N2) flow rate at 50 cc/min, and thermometer;
[00084] 2) Weighed 6-8 mg of sample in small pieces (cut if needed)
[00085] 3) Purged the sample in sample cell with N2 at flow rate of 50 cc/min for 15 min
[00086] 4) Heated the samples at heating rate of 20°C/min to the setting temperature under N2 atmosphere and record the heat flow
[00087] 5) Held the temperature at the setting temperature for 10 min in
N2 and continued to record the heat flow
[00088] 6) Switched from N2 to 02 at flow rate of 50 cm3/min
[00089] 7) Held the samples at the setting point constantly in 02 and continued to record the heat flow for 100 min
[00090] 8) Collected data of initial oxidation time and peak oxidation time.
[00091] Table 5 shows the OIT results for Examples 1-4.
Figure imgf000018_0001
[00092] The results of OIT demonstrated Examples 1, 3, and 4 were very fast to onset of oxidation, which can prove useful at 120°C for those items requiring immediate scavenging for oxygen. However, for those products which are not stored at 120°C, these fast Examples 1, 3, and 4 were also believed to be useful for lower temperatures perhaps requiring the presence of a reaction catalyst such as cobalt stearate to be present.
[00093] The result of OIT for Example 2 demonstrated a faster onset of oxidation than that seen for the terpolymers of US2012100263, permitting one having ordinary skill in the art to select from different oxygen scavenging polymer systems for a variety of thermoplastic matrices for a variety of rates of oxygen scavenging effect.
[00094] It is also believed that the copolymers of the present invention can function in thermoplastic matrices to perform similarly in the experiments as performed in US2012100263, such as oxygen transmission rate (OTR), oxygen ingress at headspace for a water filled bottle, oxygen ingress in water for a water filled bottle, etc.
[00095] Therefore, without undue experimentation, one skilled in the art can compound increasing amounts of copolymer to achieve multiples of amounts of oxygen scavenging capacity to determine the rate of scavenging by the copolymer functioning as the reducing agent for oxygen molecules present or permeating over a number of months of shelf life for the plastic packaging article containing the perishable and consumable food or beverage.
[00096] The invention is not limited to the above embodiments. The claims follow.

Claims

What is claimed is:
1. A copolymer having carbon-carbon unsaturated bonds susceptible to reaction with oxygen molecules, comprising:
a polymerization product of cyclic aliphatic monomer and unsaturated functional polymer.
2. The copolymer of Claim 1, wherein the cyclic aliphatic monomer is selected from the group consisting of lactide, glycolide, propriolactone, butyrolactone, valerolactone, caprolactone, cyclic carbonates, lactams, azlactones, and combinations thereof..
3. The copolymer of Claim 1, wherein the unsaturated functional polymer is selected from the group consisting of hydroxyl- functional polyalkenes, hydroxyl-functional polyalkynes, glycidyl- functional polyalkenes or glycidyl- functional polyalkynes, and combinations thereof. .
4. The copolymer of Claim 1, wherein the cyclic aliphatic monomer is selected from the group consisting of lactide and epsilon-caprolactone.
5. The copolymer of any of Claims 1-4, wherein the cyclic aliphatic monomer is present in the copolymer in a weight percent ranging from about 30 to about 70 of the copolymer and wherein the unsaturated functional polymer is present in the copolymer in a weight percent ranging from about 30 to about 70 of the copolymer.
6. The copolymer of any of Claims 1-4, wherein the cyclic aliphatic monomer is present in the copolymer in a weight percent ranging from about 35 to about 65 of the copolymer and wherein the unsaturated functional polymer is present in the copolymer in a weight percent ranging from about 35 to about 65 of the copolymer.
7. The copolymer of any of Claims 1-4, wherein the cyclic aliphatic monomer is present in the copolymer in a weight percent ranging from about 40% to about 60% of the copolymer and wherein the unsaturated functional polymer is present in the copolymer in a weight percent ranging from about 40% to about 60% of the copolymer.
8. The copolymer of Claim 7, wherein the copolymer has a weight average molecular weight (Mw) of about 15,000 - 20,000, a number average molecular weight (Mn) of about 8,500 - 10,000, and a polydispersity of from about 1.8 to about 2.2, all as measured via Gel Permeation Chromatography (GPC) using polystyrene as a test reference.
9. The copolymer of Claim 8, wherein the unsaturated functional polymer is hydroxyl-terminated functionalized polybutadiene.
10. A thermoplastic compound, comprising: (a) a thermoplastic polymer matrix; and (b) a copolymer of any of Claims 1-9.
11. The compound of Claim 10, further comprising a catalyst for the copolymer functioning as a reducing agent for oxygen molecules.
12. The compound of Claim 10, further comprising a functional additive selected from the group consisting of adhesion promoters; biocides
(antibacterials, fungicides, and mildewcides), anti-fogging agents; anti-static agents; bonding, blowing and foaming agents; dispersants; fillers and extenders; fire and flame retardants and smoke suppresants; impact modifiers; initiators; lubricants; micas; pigments, colorants and dyes; plasticizers; processing aids; release agents; silanes, titanates and zirconates; slip and anti-blocking agents; stabilizers; stearates; ultraviolet light absorbers; viscosity regulators; waxes; and combinations of them.
13. The compound of Claim 10, wherein the copolymer comprises from about 0.1 to about 3 percent by weight of the compound.
14. A thermoplastic article, comprising the compound of any of Claims 10- 13.
15. The article of Claim 14, wherein the article is a bottle pre-form.
16. The article of Claim 14, wherein the article is a blow-molded bottle.
17. The article of Claim 14, wherein the bottle contains a perishable food or beverage susceptible to oxidation.
18. A method for scavenging for oxygen within a thermoplastic article, comprising:
(a) mixing a reducing agent for oxygen molecules into a thermoplastic compound and
(b) forming an article from the thermoplastic compound,
wherein the reducing agent is a copolymer of any of Claims 1-9, and wherein the copolymer has carbon-carbon unsaturated bonds susceptible to reaction with oxygen molecules.
19. The method of Claim 18, wherein step (a) also includes mixing a catalyst into the thermoplastic compound.
20. The method of Claims 18 or 19, wherein the copolymer reduces an oxygen molecule by reaction with a carbon-carbon unsaturated bond, thereby scavenging the oxygen molecule from the article.
PCT/US2013/042200 2012-05-25 2013-05-22 Oxygen scavenging copolymers made from cyclic aliphatic monomers WO2013177266A1 (en)

Priority Applications (4)

Application Number Priority Date Filing Date Title
CN201380026355.1A CN104334605B (en) 2012-05-25 2013-05-22 The oxygen scavenging copolymers of being made by annular aliphatic monomer
EP13793477.4A EP2855556A4 (en) 2012-05-25 2013-05-22 Oxygen scavenging copolymers made from cyclic aliphatic monomers
US14/403,554 US9617375B2 (en) 2012-05-25 2013-05-22 Oxygen scavenging copolymers made from cyclic aliphatic monomers
US15/443,189 US10174155B2 (en) 2012-05-25 2017-02-27 Oxygen scavenging copolymers made from cyclic aliphatic monomers

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US201261651755P 2012-05-25 2012-05-25
US61/651,755 2012-05-25

Related Child Applications (2)

Application Number Title Priority Date Filing Date
US14/403,554 A-371-Of-International US9617375B2 (en) 2012-05-25 2013-05-22 Oxygen scavenging copolymers made from cyclic aliphatic monomers
US15/443,189 Continuation US10174155B2 (en) 2012-05-25 2017-02-27 Oxygen scavenging copolymers made from cyclic aliphatic monomers

Publications (1)

Publication Number Publication Date
WO2013177266A1 true WO2013177266A1 (en) 2013-11-28

Family

ID=49624313

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2013/042200 WO2013177266A1 (en) 2012-05-25 2013-05-22 Oxygen scavenging copolymers made from cyclic aliphatic monomers

Country Status (4)

Country Link
US (2) US9617375B2 (en)
EP (1) EP2855556A4 (en)
CN (1) CN104334605B (en)
WO (1) WO2013177266A1 (en)

Cited By (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2015086391A1 (en) * 2013-12-12 2015-06-18 Evonik Industries Ag Epoxy-terminated polybutadiene used as an oxygen scavenger
EP3480231A1 (en) 2017-11-03 2019-05-08 Evonik Degussa GmbH Reactive adhesives based on block copolymers
EP3287480B1 (en) * 2015-04-06 2019-12-11 Nisshinbo Chemical Inc. Epoxy resin composition
WO2020126496A1 (en) 2018-12-19 2020-06-25 Evonik Operations Gmbh Viscosity index improvers based on block copolymers

Families Citing this family (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN104334605B (en) * 2012-05-25 2016-05-04 普立万公司 The oxygen scavenging copolymers of being made by annular aliphatic monomer
EP3164448B1 (en) * 2014-07-01 2021-08-18 BASF Coatings GmbH Reaction product and pigmented base coat containing the reaction product

Citations (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US6254803B1 (en) * 1998-03-25 2001-07-03 Cryovac, Inc. Oxygen scavengers with reduced oxidation products for use in plastic films
US6572783B1 (en) * 2000-11-27 2003-06-03 Chevron Phillips Chemical Company Lp Vinyl crosslinked oxygen scavenging compositions and methods of preparing the same
US20050048287A1 (en) * 2003-08-28 2005-03-03 Ebner Cynthia L. Oxygen scavenger block copolymers and compositions
WO2011052776A1 (en) * 2009-11-02 2011-05-05 株式会社細川洋行 Plastic film having oxygen absorbing function and infusion bag
US20120100263A1 (en) * 2009-06-19 2012-04-26 Polyone Corporation Oxygen scavenging terpolymers

Family Cites Families (65)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
BE760070R (en) * 1969-12-10 1971-06-09 Phillips Petroleum Co BLOCK COPOLYMER
US3649716A (en) * 1970-04-17 1972-03-14 Phillips Petroleum Co Blends of styrene/acrylonitrile copolymers with block copolymers containing lactones
US3789084A (en) * 1970-04-17 1974-01-29 Phillips Petroleum Co Blends of styrene/acrylonitrile copolymers with block copolymers containing lactones and a resinous or rubbery polymer
US4130546A (en) * 1976-10-19 1978-12-19 Hitachi Chemical Company, Ltd. Thermosetting resin composition
US4603171A (en) * 1984-03-15 1986-07-29 Phillips Petroleum Company Block copolymers containing polymerized lactone segments
GB2207439B (en) 1987-07-27 1992-02-12 Metal Box Plc Improvements in and relating to packaging
EP0335520A1 (en) 1988-03-12 1989-10-04 CarnaudMetalbox plc Improvements in and relating to packaging
SE464086B (en) 1988-07-11 1991-03-04 Plm Ab FOR PREPARATION OF CONTAINERS FOR POLYMER COMPOSITION AND PROCEDURES BEFORE ITS PREPARATION
ZA921914B (en) 1991-04-02 1993-09-16 Grace W R & Co Compositions, articles and methods for scavenging oxygen
CA2062083C (en) 1991-04-02 2002-03-26 Drew Ve Speer Compositions, articles and methods for scavenging oxygen
US5605996A (en) 1992-02-12 1997-02-25 American National Can Company Oxygen scavenging composition
US5281669A (en) 1992-04-13 1994-01-25 General Electric Company Blends of linear polymers with macrocyclic oligomers
US5399289A (en) 1992-10-01 1995-03-21 W. R. Grace & Co.-Conn. Compositions, articles and methods for scavenging oxygen which have improved physical properties
US5231161A (en) 1992-10-22 1993-07-27 General Electric Company Method for preparation of macrocyclic poly(alkylene dicarboxylate) oligomers from bis(hydroxyalkyl) dicarboxylates
US6906146B2 (en) 1993-07-13 2005-06-14 Phillips Petroleum Company Compositions having ethylenic backbone and benzylic, allylic, or ether-containing side-chains, oxygen scavenging compositions containing same, and process for making these compositions by esterification or transesterification of a polymer melt
GB9409293D0 (en) 1994-05-10 1994-06-29 Ici Plc Polyesters
US5407984A (en) 1994-08-31 1995-04-18 General Electric Company Process for preparing macrocyclic polyester oligomers
US5527976A (en) 1995-01-12 1996-06-18 General Electric Company Method for polymerizing macrocyclic poly(alkylene dicarboxylate) oligomers
US5660761A (en) 1995-02-15 1997-08-26 Chevron Chemical Company Multi-component oxygen scavenger system useful in film packaging
US5776361A (en) 1995-02-15 1998-07-07 Chevron Chemical Company Multi-component oxygen scavenging composition
US5668186A (en) 1996-03-20 1997-09-16 General Electric Company Process for depolymerizing polyesters
SE509240C2 (en) 1996-05-28 1998-12-21 Perstorp Ab Thermoplastic compound consisting of a thermoplastic polymer bonded to a dendritic or hyper-branched macromolecule and composition and product thereof
US6908652B1 (en) * 1996-09-18 2005-06-21 Cryovac, Inc. Poly(lactic acid) in oxygen scavenging article
US6083585A (en) 1996-09-23 2000-07-04 Bp Amoco Corporation Oxygen scavenging condensation copolymers for bottles and packaging articles
US6863988B2 (en) 1996-09-23 2005-03-08 Bp Corporation North America Inc. Oxygen scavenging monolayer bottles
IL128143A (en) 1996-09-23 2001-05-20 Amoco Corp Zero oxygen permeation plastic bottle for beer and other applications
BR9909412B1 (en) 1998-02-03 2010-08-24 A process for producing an oxygen sequestrant composition, packaging and use thereof.
CN1129633C (en) * 1998-03-25 2003-12-03 切夫里昂菲利普化学有限责任公司 Oxygen scavengers with reduced oxidation products for use in plastic films and beverage and food containers
US7097890B1 (en) 1998-07-31 2006-08-29 Chevron Phillips Chemical Co. Lp Polymer with pendent cyclic olefinic functions for oxygen scavenging packaging
US6946175B2 (en) 1998-07-31 2005-09-20 Chevron Phillips Chemical Co., Lp Oxygen scavenging polymers as active barrier tie layers in multilayered structures
US20020102424A1 (en) 2000-11-30 2002-08-01 Hu Yang Oxygen scavenging polymers as active barrier tie layers in multilayered structures
US6333087B1 (en) 1998-08-27 2001-12-25 Chevron Chemical Company Llc Oxygen scavenging packaging
US6255248B1 (en) 1999-07-09 2001-07-03 Cryovac, Inc. Oxygen scavenging composition with improved properties and method of using same
US6420047B2 (en) 2000-01-21 2002-07-16 Cyclics Corporation Macrocyclic polyester oligomers and processes for polymerizing the same
CA2409687C (en) 2000-05-04 2011-01-11 Marlin E. Walters Molecular melt comprising a coupling agent and an antioxidant and methods for making and using the molecular melt
JP2002020601A (en) * 2000-07-04 2002-01-23 Toyobo Co Ltd Polyester resin composition
US6605681B1 (en) 2000-07-12 2003-08-12 Johnson Polymer, Inc. Process for the continuous production of epoxylated addition polymers, and powder and liquid coating applications containing epoxylated addition polymers
US6436548B1 (en) 2000-09-12 2002-08-20 Cyclics Corporation Species modification in macrocyclic polyester oligomers, and compositions prepared thereby
US6610215B1 (en) 2000-10-16 2003-08-26 Chevron Phillips Chemical Co., Lp Oxygen scavenging compositions suitable for heat triggering
US6420048B1 (en) 2001-06-05 2002-07-16 Cyclics Corporation High molecular weight copolyesters from macrocyclic oligoesters and cyclic esters
US6436549B1 (en) 2001-07-16 2002-08-20 Cyclics Corporation Block copolymers from macrocyclic oligoesters and dihydroxyl-functionalized polymers
US6544611B2 (en) 2001-08-01 2003-04-08 Arteva North America S.A.R.L. Oxygen scavenging PET based polymer
US6607795B1 (en) 2001-12-19 2003-08-19 Chevron Phillips Chemical Company Lp Oxygen scavenging compositions comprising polymers derived from aromatic difunctional monomers
EP1469013B1 (en) 2002-01-21 2010-03-24 Kaneka Corporation Process for producing vinyl polymer, vinyl polymer, and curable composition
MXPA04007399A (en) 2002-02-01 2006-02-24 Johnson Polymer Llc Oligomeric chain extenders for processing, post-processing and recycling of condensation polymers, synthesis, compositions and applications.
US7411021B2 (en) 2003-12-18 2008-08-12 Sabic Innovative Plastics Ip B.V. Polycarbonate polyester molding composition
US7226973B2 (en) 2003-12-31 2007-06-05 General Electric Company Polycarbonate polyester molding composition
JP2005281424A (en) * 2004-03-29 2005-10-13 Unitika Ltd Block copolymer, method for producing the same and resin composition
JP5336737B2 (en) 2004-08-17 2013-11-06 インヴィスタ テクノロジーズ エスアエルエル Colored oxygen scavenging polymer
RU2406741C2 (en) 2005-02-15 2010-12-20 Констар Интернэшнл, Инк. Oxygen-absorbing compositions and packaging containing said compositions
US20080171169A1 (en) 2005-04-13 2008-07-17 Invista North America S.A.R.L. Oxygen Scavenging Compositions and Method of Preparation
EP1907452B1 (en) 2005-05-21 2017-04-05 University Of Durham Novel surface active polymeric-dendron systems
US7504045B2 (en) * 2005-06-07 2009-03-17 Cryovac, Inc. Method of triggering a film containing an oxygen scavenger
US7745561B2 (en) 2006-01-31 2010-06-29 Cyclics Corporation Processes for making copolymers using macrocyclic oligoesters, and copolymers therefrom
WO2008049099A1 (en) 2006-10-21 2008-04-24 Polyone Corporation Thermoplastic polyhydroxyalkanoate compounds
US20080119619A1 (en) 2006-11-16 2008-05-22 General Electric Company Thermoplastic composition, method of making, and articles formed therefrom
US20080255280A1 (en) 2007-04-11 2008-10-16 Susan Sims Oxygen-scavenging polymer blends suitable for use in packaging
US20090029078A1 (en) 2007-07-25 2009-01-29 Gohil Rameshchandra M Oxygen scavenging composition, coating composition and package containing transition metal oxide
US20090028841A1 (en) 2007-07-25 2009-01-29 Gohil Rameshchandra M Oxygen scavenging composition, coating composition and package containing free fatty acid
CN104710799A (en) 2007-08-27 2015-06-17 威士伯采购公司 Dendritic oxygen scavenging polymer
WO2009058920A1 (en) * 2007-10-31 2009-05-07 E. I. Du Pont De Nemours And Company Poly(hydroxyalkanoic acid) composition
US7985456B2 (en) * 2009-04-29 2011-07-26 Grupo Petrotemex, S.A. De C.V. Oxygen-scavenging polymer blends suitable for use in packaging
WO2010135240A2 (en) 2009-05-18 2010-11-25 Polyone Corporation Oxygen scavenging dendrimers
CN104334605B (en) * 2012-05-25 2016-05-04 普立万公司 The oxygen scavenging copolymers of being made by annular aliphatic monomer
JP6529187B2 (en) * 2014-06-23 2019-06-12 株式会社細川洋行 Pouring tool for bag body, bag body with pouring tool, and manufacturing method of pouring tool for bag body

Patent Citations (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US6254803B1 (en) * 1998-03-25 2001-07-03 Cryovac, Inc. Oxygen scavengers with reduced oxidation products for use in plastic films
US6572783B1 (en) * 2000-11-27 2003-06-03 Chevron Phillips Chemical Company Lp Vinyl crosslinked oxygen scavenging compositions and methods of preparing the same
US20050048287A1 (en) * 2003-08-28 2005-03-03 Ebner Cynthia L. Oxygen scavenger block copolymers and compositions
US20120100263A1 (en) * 2009-06-19 2012-04-26 Polyone Corporation Oxygen scavenging terpolymers
WO2011052776A1 (en) * 2009-11-02 2011-05-05 株式会社細川洋行 Plastic film having oxygen absorbing function and infusion bag

Non-Patent Citations (1)

* Cited by examiner, † Cited by third party
Title
See also references of EP2855556A4 *

Cited By (9)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2015086391A1 (en) * 2013-12-12 2015-06-18 Evonik Industries Ag Epoxy-terminated polybutadiene used as an oxygen scavenger
CN106062008A (en) * 2013-12-12 2016-10-26 赢创德固赛有限公司 Epoxy-terminated polybutadiene used as an oxygen scavenger
RU2667449C1 (en) * 2013-12-12 2018-09-19 Эвоник Дегусса Гмбх Epoxy-terminated polybutadiene as oxygen scavenger
US10087266B2 (en) 2013-12-12 2018-10-02 Evonik Degussa Gmbh Epoxy-terminated polybutadiene as oxygen scavenger
EP3287480B1 (en) * 2015-04-06 2019-12-11 Nisshinbo Chemical Inc. Epoxy resin composition
EP3480231A1 (en) 2017-11-03 2019-05-08 Evonik Degussa GmbH Reactive adhesives based on block copolymers
WO2019086538A1 (en) 2017-11-03 2019-05-09 Evonik Degussa Gmbh Reactive adhesives based on block copolymers
US11384194B2 (en) 2017-11-03 2022-07-12 Evonik Operations Gmbh Reactive adhesives based on block copolymers
WO2020126496A1 (en) 2018-12-19 2020-06-25 Evonik Operations Gmbh Viscosity index improvers based on block copolymers

Also Published As

Publication number Publication date
US20150105486A1 (en) 2015-04-16
EP2855556A4 (en) 2016-02-10
CN104334605A (en) 2015-02-04
EP2855556A1 (en) 2015-04-08
US20170166692A1 (en) 2017-06-15
US9617375B2 (en) 2017-04-11
CN104334605B (en) 2016-05-04
US10174155B2 (en) 2019-01-08

Similar Documents

Publication Publication Date Title
US10174155B2 (en) Oxygen scavenging copolymers made from cyclic aliphatic monomers
EP3583152B1 (en) Oxygen scavenging plastic material
AU611181B2 (en) Improvements in and relating to packaging
JP5575398B2 (en) Method for modifying biodegradable polymers
US20040219320A1 (en) Packaging
EP1739026B1 (en) Acetaldehyde scavenging by addition of active scavengers to bottle closures
EP2125930B1 (en) Oxygen-scavenging polyesters useful for packaging
EP3083803B1 (en) Improved polyester-ether resin blends
US20120070545A1 (en) Oxygen scavenging dendrimers
EP2443169B1 (en) Oxygen scavenging terpolymers
JP6119608B2 (en) Process for producing block copolymer
EP0964893A1 (en) Naphthalenedicarboxylate containing polyester/polyamide blend having improved flavor retaining property
JP6325529B2 (en) Purification method of polylactic acid
US20070004832A1 (en) Use of tocopherol to scavenge acetaldehyde in polyethylene terephthalate containers
JP2008174726A (en) Acetaldehyde scavenger, polyester blend and method for producing the same, and molded container
AU2015305288A1 (en) Oxygen scavenging compositions, articles containing same, and methods of their use
EP2886597A1 (en) Improved polyester-ether resin blends
EP3299416B1 (en) Modified ethylene-vinyl ester saponified copolymer resin composition
US20150352854A1 (en) Inkjet ink containers having oxygen scavenging properties

Legal Events

Date Code Title Description
WWE Wipo information: entry into national phase

Ref document number: 201380026355.1

Country of ref document: CN

121 Ep: the epo has been informed by wipo that ep was designated in this application

Ref document number: 13793477

Country of ref document: EP

Kind code of ref document: A1

WWE Wipo information: entry into national phase

Ref document number: 2013793477

Country of ref document: EP

WWE Wipo information: entry into national phase

Ref document number: 14403554

Country of ref document: US

NENP Non-entry into the national phase

Ref country code: DE