Registered Representative with

Professional Designations

• CLU (Chartered Life Underwriter) 1990
• ChFC (Chartered Financial Consultant) 1996

Professional Qualifications

• Investment Advisor Representative
• Registered Representative with Signator Investors Inc - Feb 1983 - Nov 2018
• Registered Representative with Royal Alliance Associates - Nov 2018 - Sept 2023
• Registered Represntative with Osaic Wealth, Inc - Sept 2023 - Current
• John Hancock 32 Year Qualifier for Ace award *
• John Hancock Producer Hall of Fame **

• *ACHIEVING CLIENT EXCELLENCE. The Achieving Client Excellence Award (ACE) was granted by former broker-dealer Signator Investors, Inc. and the John Hancock family of companies. The ACE award is granted to the top 250 advisors each year based on total weighted premium from the sale of both proprietary and non-proprietary protection and wealth products. No other factors are considered. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation.
• **HALL OF FAME. The Hall of Fame was an elite group of financial representatives of former broker-dealer of Signator Investors, Inc. and the John Hancock family of companies. To be included in the HOF, inductees need to qualify for the ACE award 15 times.

Education

• Lakeland College - BBA 1981
• University of Wisconsin- Whitewater, MBA 1982

Personal Information

Jim and his wife Jennifer reside in Genesee, WI.